EFTA00197511¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
What’s In This Statement¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
HERITAGE INTERESTS¶
ACCOUNT NUMBER¶
STATEMENT PERIOD April 28, 2001¶
THROUGH May 25, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | April 27, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 10,991,546 |
| NET CREDIT BALANCE | 1,329,456 |
| NET EQUITY THIS PERIOD | $12,321,002 |
| NET EQUITY LAST STATEMENT | 12,764,050 |
| CHANGE SINCE LAST STATEMENT | -443,048 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
In an effort to deliver statements to you more efficiently, Bear Stearns has enhanced the distribution of statements to household accounts.¶
Beginning in June, all statements with the same Address and Social Security number / Taxpayer identification number will be mailed in a single envelope. For further details, please contact your account executive.¶
Important Message¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197513¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,823,295.74 |
| Dividends/Interest | 6,160.47 |
| Amount Credited | $6,160.47 |
| Funds Withdrawn | -500,000.00 |
| Amount Debited | $-500,000.00 |
| Net Cash Activity | -493,839.53 |
| ClosingBalance | $1,329,456.21 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 6,537.09 | 8,704.67 |
| Margin | 563,648.30 | 10,669.30 |
| Short | 1,253,110.35 | 1,310,082.24 |
| Net Cash Balance | $1,823,295.74 | $1,329,456.21 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 764.10 | 77,950.42 |
| Credit Balance Int. | 1,403.48 | 23,552.04 |
| Total | $2,167.58 | $101,502.46 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 1,329,456 | |
| Equities | 1,640,750 | 12,632,296 |
| Total | $1,640,750 | $13,961,752 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | April 28, 2001 |
| THROUGH | May 25, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | April 27, 2001 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 1,329,456 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $1,329,456 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| MEDTRONIC INC | MDT | CASH | 113,961 | 42.5000 | 4,843,343 | 22,792 | 0.4706 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 53,067 | 69.1500 | 3,669,583 | 101,889 | 2.7766 |
| PNC FINANCIAL SVCS GROUP INC | PNC | MRGN | 9,405 | 69.1500 | 650,356 | 18,058 | 2.7766 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 69.1500 | -691,500 | -19,200 | 2.7766 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,128 | 56.7500 | 3,469,014 | 3,056 | 0.0881 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 56.7500 | -624,250 | -550 | 0.0881 |
| CALL TYCO INTL OCT 055**** EXP 10/20/2001 | TYCJ55 | CASH | -500 | 6.5000 | -325,000 | ||
| Total Equities& Options | $10,991,546 | $126,045 | |||||
| TOTAL EQUITIES | $10,991,546 | $126,045 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $126,045 |
| YOUR PRICED PORTFOLIOHOLDINGS | $12,321,002 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT PERIOD April 28, 2001¶
HERITAGE INTERESTS¶
THROUGH May 25, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | April 27, 2001 |¶
| :--- | :--- |¶
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EFTA00197515¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 6¶
HERITAGE INTERESTS¶
Transaction Detail¶
STATEMENT PERIOD April 28, 2001¶
INVESTMENT ACTIVITY¶
THROUGH May 25, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | April 27, 2001 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 05/04/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | -9,405 | ||||
| 05/04/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | 9,405 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 05/02/01 | FND WIRED | WIRED TO COSTCOTAL TRUST COMPANY | 500,000.00 | |
| TOTAL | -500,000.00 | |||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 05/02/01 | TYCO INTERNATIONAL LTD REC 04/02/01 PAY 05/02/01 | TYC | 61,128 | 0.0125 | 764.10 | |
| TOTAL | $764.10 | |||||
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
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Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD April 28, 2001¶
THROUGH May 25, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 05/21/01 | INTEREST ON CREDIT BALANCE AT 3 1/2% 05/15 THRU 05/20 | 3.5000 | 71.42 | |||
| 05/21/01 | INTEREST ON CREDIT BALANCE AT 4,000% 04/21 THRU 05/14 | 4.0000 | 1,332.06 | |||
| 05/21/01 | SHT ACCT FEE 04/21-05 20 01 | 3,992.89 | ||||
| TOTAL | $5,396.37 | |||||
| LAST STATEMENT | April 27, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 05/07/01 | JOURNAL | MARK TO MARKET | 37,060.00 | |
| 05/07/01 | JOURNAL | MARK TO MARKET SHORT POS | 37,060.00 | |
| 05/14/01 | JOURNAL | MARK TO MARKET | 14,430.00 | |
| 05/14/01 | JOURNAL | MARK TO MARKET SHORT POS | 14,430.00 | |
| 05/21/01 | JOURNAL | MARK TO MARKET | 104,469.00 | |
| 05/21/01 | JOURNAL | MARK TO MARKET SHORT POS | 104,469.00 | |
| TOTAL | -155,959.00 | $155,959.00 | ||
******* End of Statement*******¶
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