EFTA00197517¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD March 31, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
THROUGH April 27, 2001¶
| LAST STATEMENT | March 30, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 10,940,754 |
| NET CREDIT BALANCE | 1,823,296 |
| NET EQUITY THIS PERIOD | $12,764,050 |
| NET EQUITY LAST STATEMENT | 14,295,959 |
| CHANGE SINCE LAST STATEMENT | -1,531,909 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Mebrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197519¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $3,448,871.98 |
| Funds Deposited | 839.00 |
| Dividends/Interest | 48,522.26 |
| Amount Credited | $49,361.26 |
| Funds Withdrawn | -1,670,000.00 |
| Dividends/Interest Charged | -4,937.50 |
| Amount Debited | $-1,674,937.50 |
| Net Cash Activity | -1,625,576.24 |
| Closing Balance | $1,823,295.74 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 908,704.60 | 6,537.09 |
| Margin | 1,422,007.20 | 563,648.30 |
| Short | 1,118,160.18 | 1,253,110.35 |
| Net Cash Balance | $3,448,871.98 | $1,823,295.74 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 35,684.61 | 77,186.32 |
| Credit Balance Int. | 8,438.98 | 22,148.56 |
| Total | $44,123.59 | $99,334.88 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 1,823,296 | |
| Equities | 1,523,270 | 12,464,024 |
| Total | $1,523,270 | $14,287,320 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | March 31, 2001 |
|---|---|
| THROUGH | April 27, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | March 30, 2001 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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EFTA00197520¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 1,823,296 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $1,823,296 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| MEDTRONIC INC | MDT | CASH | 113,961 | 44.2500 | 5,042,774 | 22,792 | 0.4520 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 62,472 | 66.1800 | 4,134,397 | 119,946 | 2.9012 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 66.1800 | -661,800 | -19,200 | 2.9012 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,128 | 53.7700 | 3,286,853 | 3,056 | 0.0930 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 53.7700 | -591,470 | -550 | 0.0930 |
| CALL TYCO INTL OCT 055**** EXP 10/20/2001 | TYCJ55 | CASH | -500 | 5.4000 | -270,000 | ||
| Total Equities& Options | $10,940,754 | $126,044 | |||||
| TOTAL EQUITIES | $10,940,754 | $126,044 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $126,044 |
| YOUR PRICED PORTFOLIOHOLDINGS | $12,764,049 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT PERIOD March 31, 2001¶
HERITAGE INTERESTS¶
AGCOUNT NUMBER¶
THROUGH April 27, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 30, 2001 |¶
| :--- | :--- |¶
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EFTA00197521¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
5 of 6¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/16/01 | PNC FINANCIAL SVCS GROUP INC DIV CHG 10000 SHS SHORT REC 04/13/01 PAY 04/24/01 | PNC | 4,800.00 | |||
| 04/24/01 | PNC FINANCIAL SVCS GROUP INC REC 04/13/01 PAY 04/24/01 | PNC | 62,472 | 0.4800 | 29,986.56 | |
| 04/26/01 | TYCO INTERNATIONAL LTD DIV CHG 11000 SHS SHORT REC 04/02/01 PAY 05/02/01 | TYC | 137.50 | |||
| 04/27/01 | MEDTRONIC INC REC 04/06/01 PAY 04/27/01 | MDT | 113,961 | 0.0500 | 5,698.05 | |
| TOTAL | -4,937.50 | $35,684.61 | ||||
STATEMENT PERIOD March 31, 2001¶
HERITAGE INTERESTS¶
ACCOUNT NUMBER¶
THROUGH April 27, 2001¶
| LAST STATEMENT | March 30, 2001 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
027¶
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V471¶
EFTA00197522¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 6¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD March 31, 2001¶
INTEREST¶
THROUGH April 27, 2001¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/23/01 | INTEREST ON CREDIT BALANCE AT 4,000% 04/18 THRU 04/20 | 4.0000 | 696.34 | |||
| 04/23/01 | INTEREST ON CREDIT BALANCE AT 4 1/2% 03/21 THRU 04/17 | 4.5000 | 7,742.64 | |||
| 04/23/01 | SHT ACCT FEE 03/21-04 20 01 | 4,398.67 | ||||
| TOTAL | $12,837.65 | |||||
| LAST STATEMENT | March 30, 2001 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/02/01 | JOURNAL | MARK TO MARKET | 34,869.00 | |
| 04/02/01 | JOURNAL | MARK TO MARKET SHORT POS | 34,869.00 | |
| 04/09/01 | JOURNAL | MARK TO MARKET | 16,879.00 | |
| 04/09/01 | JOURNAL | MARK TO MARKET SHORT POS | 16,879.00 | |
| 04/16/01 | JOURNAL | MARK TO MARKET | 53,699.00 | |
| 04/16/01 | JOURNAL | MARK TO MARKET SHORT POS | 53,699.00 | |
| 04/23/01 | JOURNAL | MARK TO MARKET | 63,800.00 | |
| 04/23/01 | JOURNAL | MARK TO MARKET SHORT POS | 63,800.00 | |
| 04/24/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 722,869.90 | |
| 04/24/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 722,869.90 | |
| TOTAL | -892,116.90 | $892,116.90 |
******* End of Statement*******¶
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