EFTA00197505¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Your Messages | 6 |
What’s In This Statement¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
HERITAGE INTERESTS¶
ACCOUNT NUMBER¶
THROUGH June 29, 2001¶
STATEMENT PERIOD May 26, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 25, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 11,207,455 |
| NET CREDIT BALANCE | 1,333,463 |
| MONEY MARKET FUND BALANCE | 6,600,000 |
| NET EQUITY THIS PERIOD | $19,140,918 |
| NET EQUITY LAST STATEMENT | 12,321,002 |
| CHANGE SINCE LAST STATEMENT | 6,819,916 |
Market Value of Your Portfolio¶
Important Message¶
Please note: You may find more than one statement in this envelope. Beginning this month, all statements with the same Address and Social Security number / Taxpayer Identification number are being mailed in one envelope. For further details, please contact your account executive.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
027 06/30/01 23:28 001¶
EFTA00197506¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 6¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197507¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,329,456.21 |
| Funds Deposited | 6,600,000.00 |
| Dividends/Interest | 4,006.84 |
| Amount Credited | $6,604,006.84 |
| Money Fund | -6,600,000.00 |
| Amount Debited | $-6,600,000.00 |
| Net Cash Activity | 4,006.84 |
| ClosingBalance | $1,333,463.05 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 8,704.67 | 8,765.37 |
| Margin | 10,669.30 | 56,397.30 |
| Short | 1,310,082.24 | 1,268,300.38 |
| Net Cash Balance | $1,329,456.21 | $1,333,463.05 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 0.00 | 77,950.42 |
| Credit Balance Int. | 60.70 | 23,612.74 |
| Total | $60.70 | $101,563.16 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 7,933,463 | |
| Equities | 1,477,400 | 12,684,855 |
| Total | $1,477,400 | $20,618,318 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | May 26, 2001 |
|---|---|
| THROUGH | June 29, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | May 25, 2001 |
Your Portfolio Allocation¶
EFTA00197508¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 6¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 1,333,463 | ||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | 6,600,000 | 1.0000 | 6,600,000 | 303,600 |
| TOTAL CASH & CASH EQUIVALENTS | $7,933,463 | $303,600 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| MEDTRONIC INC | MDT | CASH | 113,961 | 46.0100 | 5,243,346 | 26,211 | 0.4999 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 53,067 | 65.7900 | 3,491,278 | 101,889 | 2.9184 |
| PNC FINANCIAL SVCS GROUP INC | PNC | MRGN | 9,405 | 65.7900 | 618,755 | 18,058 | 2.9184 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 65.7900 | -657,900 | -19,200 | 2.9184 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,128 | 54.5000 | 3,331,476 | 3,056 | 0.0917 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 54.5000 | -599,500 | -550 | 0.0917 |
| CALL TYCO INTL OCT 055**** EXP 10/20/2001 | TYCJ55 | CASH | -500 | 4.4000 | -220,000 | ||
| Total Equities& Options | $11,207,455 | $129,464 | |||||
| TOTAL EQUITIES | $11,207,455 | $129,464 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $433,064 |
| YOUR PRICED PORTFOLIOHOLDINGS | $19,140,918 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD May 26, 2001¶
THROUGH June 29, 2001¶
HERITAGE INTERESTS¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 25, 2001 |¶
| :--- | :--- |¶
027¶
06/30/01;23:28 001¶
EFTA00197509¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 6¶
HERITAGE INTERESTS¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
STATEMENT PERIOD May 26, 2001¶
THROUGH June 29, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 06/25/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 6,600,000.00 | |
| TOTAL | $6,600,000.00 | |||
| LAST STATEMENT | May 25, 2001 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 05/26/01 | OPENINGBALANCE | 0.00 | |||||
| 06/25/01 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES BUY FD | DICCX | 6,600,000 | 1.0000 | 6,600,000.00 | |
| 06/29/01 | CLOSINGBALANCE | 6,600,000 | |||||
| TOTAL | $-6,600,000.00 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 06/21/01 | INTEREST ON CREDIT BALANCE AT 3 1/2% 05/21 THRU 06/20 | 3.5000 | 60.70 | |||
| 06/21/01 | SHT ACCT FEE 05/21-06 20 01 | 3,946.14 | ||||
| TOTAL | $4,006.84 | |||||
027¶
06/30/01;23:28 001¶
EFTA00197510¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
6 of 6¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
| 05/29/01 | JOURNAL | MARK TO MARKET | 5,667.00 | |
| 05/29/01 | JOURNAL | MARK TO MARKET SHORT POS | 5,667.00 | |
| 06/04/01 | JOURNAL | MARK TO MARKET | 5,850.00 | |
| 06/04/01 | JOURNAL | MARK TO MARKET SHORT POS | 5,850.00 | |
| 06/11/01 | JOURNAL | MARK TO MARKET | 17,649.00 | |
| 06/11/01 | JOURNAL | MARK TO MARKET SHORT POS | 17,649.00 | |
| 06/18/01 | JOURNAL | MARK TO MARKET | 25,680.00 | |
| 06/18/01 | JOURNAL | MARK TO MARKET SHORT POS | 25,680.00 | |
| 06/25/01 | JOURNAL | MARK TO MARKET | 13,916.00 | |
| 06/25/01 | JOURNAL | MARK TO MARKET SHORT POS | 13,916.00 | |
| TOTAL | -68,762.00 | $68,762.00 | ||
Your messages¶
Confirmation:¶
Unless we hear from you to the contrary, It is our understanding that any free credit balances in your account are being maintained to facilitate your intention to invest such amounts through us.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD May 26, 2001¶
HERITAGE INTERESTS¶
THROUGH June 29, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 25, 2001 |¶
| :--- | :--- |¶
******* End of Statement*******¶
027¶
06/30/01;23:28 001¶