EFTA00197498¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 6 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD June 30, 2001¶
ACCOUNT NUMBER¶
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
THROUGH July 27, 2001¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 9,518,273 |
| NET CREDIT BALANCE | 1,399,798 |
| MONEY MARKET FUND BALANCE | 8,604,371 |
| NET EQUITY THIS PERIOD | $19,522,442 |
| NET EQUITY LAST STATEMENT | 19,140,918 |
| CHANGE SINCE LAST STATEMENT | 381,524 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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| 027 | 07/28/01:10:18 001 |
EFTA00197499¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197500¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,333,463.05 |
| Securities Sold | 1,935,648.29 |
| Money Fund | 4,371.04 |
| Funds Deposited | 2,872,727.64 |
| Dividends/Interest | 40,913.62 |
| Amount Credited | $4,853,660.59 |
| Money Fund | -2,004,371.04 |
| Funds Withdrawn | -210,898.00 |
| Dividends/Interest Charged | -4,800.00 |
| Miscellaneous | -2,567,257.00 |
| Amount Debited | $-4,787,326.04 |
| Net Cash Activity | 66,334.55 |
| Closing Balance | $1,399,797.60 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 8,765.37 | 76,465.02 |
| Margin | 56,397.30 | 104,018.30 |
| Short | 1,268,300.38 | 1,219,314.28 |
| Net Cash Balance | $1,333,463.05 | $1,399,797.60 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 40,910.36 | 118,860.78 |
| Credit Balance Int. | 939.40 | 24,552.14 |
| Total | $41,849.76 | $143,412.92 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 10,004,169 | |
| Equities | 1,380,280 | 10,898,553 |
| Total | $1,380,280 | $20,902,722 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | June 30, 2001 |
|---|---|
| THROUGH | July 27, 2001 |
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
07/28/01;10:18 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197501¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 1,399,798 | ||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | 8,604,371.04 | 1.0000 | 8,604,371 | 352,779 |
| TOTAL CASH & CASH EQUIVALENTS | $10,004,169 | $352,779 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| MEDTRONIC INC | MDT | CASH | 113,961 | 48.5500 | 5,532,807 | 26,211 | 0.4737 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 32,472 | 64.5900 | 2,097,366 | 62,346 | 2.9726 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 64.5900 | -645,900 | -19,200 | 2.9726 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,000 | 53.5800 | 3,268,380 | 3,050 | 0.0933 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 53.5800 | -589,380 | -550 | 0.0933 |
| CALL TYCO INTL OCT 055**** EXP 10/20/2001 | TYCJ55 | CASH | -500 | 2.9000 | -145,000 | ||
| Total Equities& Options | $9,518,273 | $71,857 | |||||
| TOTAL EQUITIES | $9,518,273 | $71,857 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $424,636 |
| YOUR PRICED PORTFOLIOHOLDINGS | $19,522,441 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD June 30, 2001¶
THROUGH July 27, 2001¶
HERITAGE INTERESTS¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
027¶
07/28/01;10:18 001¶
EFTA00197502¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 7¶
HERITAGE INTERESTS¶
Transaction Detail¶
STATEMENT PERIOD June 30, 2001¶
THROUGH July 27, 2001¶
INVESTMENT ACTIVITY¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 07/13/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 2 TO 1 | PNC | 9,405 | |||||
| 07/13/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 2 TO 1 | PNC | -9,405 | |||||
| 07/18/01 | 07/13/01 | SOLD | PNC FINANCIAL SVCS GROUP INC UNSOLICITED | PNC | -30,000 | 64.36610 | 1,929,116.13 | ||
| 07/18/01 | 07/13/01 | SOLD | TYCO INTERNATIONAL LTD UNSOLICITED | TYC | -128 | 51.44440 | 6,532.16 | ||
| TOTAL | $1,935,648.29 | ||||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/02/01 | FND WIRED | WIRED TO J P MURGAN BANK FD#06328 $ COMING FROM REPO | 174,484.00 | |
| 07/02/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 2,872,727.64 | |
| 07/09/01 | FND WIRED | WIRED TO CITIBANK NA | 36,414.00 | |
| TOTAL | -210,898.00 | $2,872,727.64 | ||
027¶
07/28/01;10:18 001¶
EFTA00197503¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
HERITAGE INTERESTS¶
STATEMENT PERIOD June 30, 2001¶
THROUGH July 27, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/30/01 | OPENINGBALANCE | 6,600,000 | |||||
| 07/02/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 4,371.04 | |||
| 07/02/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 4,371.04 | 4,371.04 | ||
| 07/24/01 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES BUY FD | DICCX | 2,000,000 | 1.0000 | 2,000,000.00 | |
| 07/27/01 | CLOSINGBALANCE | 8,604,371.04 | |||||
| TOTAL | -2,004,371.04 | $4,371.04 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/16/01 | PNC FINANCIAL SVCS GROUP INC DIV CHG 10000 SHS SHORT REC 07/13/01 PAY 07/24/01 | PNC | 4,800.00 | |||
| 07/24/01 | PNC FINANCIAL SVCS GROUP INC REC 07/13/01 PAY 07/24/01 | PNC | 62,472 | 0.4800 | 29,986.56 | |
| 07/27/01 | MEDTRONIC INC REC 07/06/01 PAY 07/27/01 | MDT | 113,961 | 0.0575 | 6,552.76 | |
| TOTAL | -4,800.00 | $36,539.32 | ||||
027¶
07/28/01;10:18 001¶
EFTA00197504¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
7 of 7¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD June 30, 2001¶
INTEREST¶
THROUGH July 27, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/23/01 | INTEREST ON CREDIT BALANCE AT 3 1/2% 06/21 THRU 06/26 | 3.5000 | 32.60 | |||
| 07/23/01 | INTEREST ON CREDIT BALANCE AT 3 1/4% 06/27 THRU 07/20 | 3.2500 | 906.80 | |||
| 07/23/01 | SHT ACCT FEE 06/21-07 20 01 | 3,434.90 | ||||
| TOTAL | $4,374.30 | |||||
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/02/01 | JOURNAL | TO 047-30185 PER LOA | 2,567,257.00 | |
| 07/02/01 | JOURNAL | MARK TO MARKET | 10,900.00 | |
| 07/02/01 | JOURNAL | MARK TO MARKET SHORT POS | 10,900.00 | |
| 07/09/01 | JOURNAL | MARK TO MARKET | 28,300.00 | |
| 07/09/01 | JOURNAL | MARK TO MARKET SHORT POS | 28,300.00 | |
| 07/16/01 | JOURNAL | MARK TO MARKET | 15,050.00 | |
| 07/16/01 | JOURNAL | MARK TO MARKET SHORT POS | 15,050.00 | |
| 07/23/01 | JOURNAL | MARK TO MARKET | 6,629.00 | |
| 07/23/01 | JOURNAL | MARK TO MARKET SHORT POS | 6,629.00 | |
| TOTAL | -2,628,136.00 | $60,879.00 | ||
******* End of Statement*******¶
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07/28/01;10:18 001¶