Statements¶
EFTA00197462¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Your Messages | 7 |
What’s In This Statement¶
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD December 1, 2001¶
ACCOUNT NUMBER¶
THROUGH December 31, 2001¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 2,945,000 |
| NET CREDIT BALANCE | 1,368,454 |
| MONEY MARKET FUND BALANCE | 4,098,139 |
| NET EQUITY THIS PERIOD | $8,411,593 |
| NET EQUITY LAST STATEMENT | 8,396,973 |
| CHANGE SINCE LAST STATEMENT | 14,620 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Important Message¶
If any information regarding 2001 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31, 2002 or 1042S by March 15, 2002.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
027 01/03/02:08:34 001¶
EFTA00197463¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197464¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,366,840.20 |
| Money Fund | 8,006.44 |
| Dividends/Interest | 1,613.65 |
| Amount Credited | $9,620.09 |
| Money Fund | -8,006.44 |
| Amount Debited | $-8,006.44 |
| Net Cash Activity | 1,613.65 |
| ClosingBalance | $1,368,453.85 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 38,614.02 | 38,800.57 |
| Margin | 121,226.30 | 1,329,652.30 |
| Short | 1,206,999.88 | 0.98 |
| Net Cash Balance | $1,366,840.20 | $1,368,453.85 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 8,006.44 | 193,955.43 |
| Credit Balance Int. | 186.55 | 28,925.93 |
| Total | $8,192.99 | $222,881.36 |
Portfolio Composition¶
| Cash/Cash Equivalent | 5,466,593 |
| Equities | 2,945,000 |
| Total | $8,411,593 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD December 1, 2001¶
THROUGH December 31, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
Your Portfolio Allocation¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
01/03/02;08:34 001¶
EFTA00197465¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,368,454 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 2,1000% | DICCX | 4,098,139.09 | 1.0000 | 4,098,139 | 94,257 | 2.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,466,593 | $94,257 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| TYCO INTERNATIONAL LTD | TYC | CASH | 50,000 | 58.9000 | 2,945,000 | 2,500 | 0.0849 |
| Total Equities&Options | $2,945,000 | $2,500 | |||||
| TOTAL EQUITIES | $2,945,000 | $2,500 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $96,757 |
| YOUR PRICED PORTFOLIOHOLDINGS | $8,411,592 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 1, 2001¶
HERITAGE INTERESTS¶
THROUGH December 31, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
027¶
01/03/02;08:34 001¶
EFTA00197466¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 7¶
HERITAGE INTERESTS¶
Transaction Detail¶
STATEMENT PERIOD December 1, 2001¶
THROUGH December 31, 2001¶
INVESTMENT ACTIVITY¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/27/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | -10,000 | ||||
| 12/27/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | 10,000 | ||||
| 12/28/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 5 TO CLOSE OUT SHORT POS | TYC | -11,000 | ||||
| 12/28/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS | PNC | -10,000 | ||||
| 12/28/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 2 TO 5 TO CLOSE OUT SHORT POS | PNC | 10,000 | ||||
| 12/28/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 5 TO CLOSE OUT SHORT POS | TYC | 11,000 |
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/01/01 | OPENINGBALANCE | 4,090,132.65 | |||||
| 12/03/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 8,006.44 | |||
| 12/03/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 8,006.44 | 8,006.44 |
027¶
01/03/02;08:34 001¶
EFTA00197467¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 1, 2001¶
THROUGH December 31, 2001¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
| 12/31/01 | CLOSINGBALANCE | 4,098,139.09 | |||||
| TOTAL | -8,006.44 | $8,006.44 |
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/4% 12/11 THRU 12/20 | 1.2500 | 55.71 | |||
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 11/21 THRU 12/10 | 1.5000 | 130.84 | |||
| 12/21/01 | SHT ACCT FEE 11/21-12 20 01 | 1,427.10 | ||||
| TOTAL | $1,613.65 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/03/01 | JOURNAL | MARK TO MARKET | 19,300.00 | |
| 12/03/01 | JOURNAL | MARK TO MARKET SHORT POS | 19,300.00 | |
| 12/10/01 | JOURNAL | MARK TO MARKET | 8,940.00 | |
| 12/10/01 | JOURNAL | MARK TO MARKET SHORT POS | 8,940.00 | |
| 12/17/01 | JOURNAL | MARK TO MARKET | 72,139.00 | |
| 12/17/01 | JOURNAL | MARK TO MARKET SHORT POS | 72,139.00 | |
| 12/24/01 | JOURNAL | MARK TO MARKET | 33,172.00 | |
| 12/24/01 | JOURNAL | MARK TO MARKET SHORT POS | 33,172.00 |
027¶
01/03/02;08:34 001¶
EFTA00197468¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/31/01 | JOURNAL | MARK TO MARKET | 1,197,699.00 | |
| 12/31/01 | JOURNAL | MARK TO MARKET SHORT POS | 1,197,699.00 | |
| TOTAL | -$1,331,250.00 | $1,331,250.00 |
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
******* End of Statement*******¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD December 1, 2001¶
THROUGH December 31, 2001¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2001 |¶
| :--- | :--- |¶
027¶
01/03/02;08:34 001¶
EFTA00197469¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD October 27,2001¶
TAXPAYER NUMBER On File¶
Your Portfolio at a Glance¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
THROUGH November 30, 2001¶
ACCOUNT NUMBER¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 2,940,000 |
| NET CREDIT BALANCE | 1,366,840 |
| MONEY MARKET FUND BALANCE | 4,090,133 |
| NET EQUITY THIS PERIOD | $8,396,973 |
| NET EQUITY LAST STATEMENT | 7,968,968 |
| CHANGE SINCE LAST STATEMENT | 428,005 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
027 12/01/01:10:46 001¶
V513¶
EFTA00197470¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 6¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197471¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 6¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,363,408.10 |
| Money Fund | 9,573.11 |
| Funds Deposited | 740.00 |
| Dividends/Interest | 2,829.60 |
| Amount Credited | $13,142.71 |
| Money Fund | -9,573.11 |
| Dividends/Interest Charged | -137.50 |
| Amount Debited | $-9,710.61 |
| Net Cash Activity | 3,432.10 |
| Closing Balance | $1,366,840.20 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 36,747.69 | 38,614.02 |
| Margin | 262,384.30 | 121,226.30 |
| Short | 1,064,276.11 | 1,206,999.88 |
| Net Cash Balance | $1,363,408.10 | $1,366,840.20 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 10,335.61 | 185,948.99 |
| Credit Balance Int. | 363.83 | 28,739.38 |
| Total | $10,699.44 | $214,688.37 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 5,456,973 | |
| Equities | 1,226,300 | 4,166,300 |
| Total | $1,226,300 | $9,623,273 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | October 27, 2001 |
|---|---|
| THROUGH | November 30, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | October 26, 2001 |
Your Portfolio Allocation¶
EFTA00197472¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 6¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,366,840 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 2,3800% | DICCX | 4,090,132.65 | 1.0000 | 4,090,133 | 114,524 | 2.8000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,456,973 | $114,524 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 10,000 | 57.9500 | 579,500 | 19,200 | 3.3132 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 57.9500 | -579,500 | -19,200 | 3.3132 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,000 | 58.8000 | 3,586,800 | 3,050 | 0.0850 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 58.8000 | -646,800 | -550 | 0.0850 |
| Total Equities& Options | $2,940,000 | $2,500 | |||||
| TOTAL EQUITIES | $2,940,000 | $2,500 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $117,024 |
| YOUR PRICED PORTFOLIOHOLDINGS | $8,396,973 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
027¶
12/01/01;10:46 001¶
EFTA00197473¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 6¶
HERITAGE INTERESTS¶
Transaction Detail¶
STATEMENT PERIOD October 27, 2001¶
DEPOSITS AND WITHDRAWALS¶
THROUGH November 30, 2001¶
ACCOUNT NUMBER¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/19/01 | DEPOSIT | HERITAGE INTS OO BS MORGAN | 740.00 | |
| TOTAL | $740.00 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/27/01 | OPENINGBALANCE | 4,080,559.54 | |||||
| 11/01/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 9,573.11 | |||
| 11/01/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 9,573.11 | 9,573.11 | ||
| 11/30/01 | CLOSINGBALANCE | 4,090,132.65 | |||||
| TOTAL | -9,573.11 | $9,573.11 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/01/01 | TYCO INTERNATIONAL LTD REC 10/01/01 PAY 11/01/01 | TYC | 61,000 | 0.0125 | 762.50 | |
| 11/01/01 | TYCO INTERNATIONAL LTD DIV CHG 11000 SHS SHORT REC 10/01/01 PAY 11/01/01 | TYC | 137.50 | |||
| TOTAL | -137.50 | $762.50 | ||||
027¶
12/01/01;10:46 001¶
EFTA00197474¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 6¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
AGCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 11/06 THRU 11/20 | 1.5000 | 126.00 | |||
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 2,000% 10/21 THRU 11/05 | 2.0000 | 237.83 | |||
| 11/21/01 | SHT ACCT FEE 10/21-11 20 01 | 1,703.27 | ||||
| TOTAL | $2,067.10 | |||||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/29/01 | JOURNAL | MARK TO MARKET | 68,723.00 | |
| 10/29/01 | JOURNAL | MARK TO MARKET SHORT POS | 68,723.00 | |
| 11/05/01 | JOURNAL | MARK TO MARKET | 7,751.00 | |
| 11/05/01 | JOURNAL | MARK TO MARKET SHORT POS | 7,751.00 | |
| 11/12/01 | JOURNAL | MARK TO MARKET | 63,389.00 | |
| 11/12/01 | JOURNAL | MARK TO MARKET SHORT POS | 63,389.00 | |
| 11/19/01 | JOURNAL | MARK TO MARKET | 4,559.00 | |
| 11/19/01 | JOURNAL | MARK TO MARKET SHORT POS | 4,559.00 | |
| 11/26/01 | JOURNAL | MARK TO MARKET | 21,356.00 | |
| 11/26/01 | JOURNAL | MARK TO MARKET SHORT POS | 21,356.00 | |
| TOTAL | -165,778.00 | $165,778.00 | ||
******* End of Statement*******¶
027¶
12/01/01;10:46 001¶