EFTA00197544¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91¶
ATTN JEANIE¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 12,718,093 |
| NET CREDIT BALANCE | 2,652,775 |
| NET EQUITY THIS PERIOD | $15,370,868 |
| NET EQUITY LAST STATEMENT | 16,204,928 |
| CHANGE SINCE LAST STATEMENT | -834,061 |
Market Value of Your Portfolio¶
Decimal Trading is Coming!¶
Decimal Trading is the shift from fractional pricing (e.g.,21 1/2) to decimal pricing (e.g.,$21.50) for equities and options.¶
Important Message¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
All trading on NYSE, AMEX, and regional exchanges will be in decimals effective as of 1/29/01.¶
For details, visit our website at www.bearstearns.com.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197545¶
2 of 8¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
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EFTA00197546¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $81,907.35 |
| Securities Sold | 4,362,833.68 |
| Funds Deposited | 2,000,000.00 |
| Dividends/Interest | 42,581.45 |
| Miscellaneous | 7,310,706.50 |
| Amount Credited | $13,716,121.63 |
| Securities Bought | -1,075,254.16 |
| Funds Withdrawn | -7,470,000.00 |
| Miscellaneous | -2,600,000.00 |
| Amount Debited | $-11,145,254.16 |
| Net Cash Activity | 2,570,867.47 |
| Closing Balance | $2,652,774.82 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 81,907.35 | 778,470.00 |
| Margin | 0.00 | 624,874.00 |
| Short | 0.00 | 1,249,430.82 |
| Net Cash Balance | $81,907.35 | $2,652,774.82 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 40,484.61 | 40,484.61 |
| Credit Balance Int. | 2,096.84 | 2,096.84 |
| Total | $42,581.45 | $42,581.45 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 2,652,775 | |
| Equities | 1,982,755 | 14,700,848 |
| Total | $1,982,755 | $17,353,623 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
01/27/01;13:44 001¶
EFTA00197547¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 2,652,775 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $2,652,775 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| MEDTRONIC INC | MDT | CASH | 113,961 | 54.9380 | 6,260,789 | 22,792 | 0.3640 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 62,472 | 74.3130 | 4,642,482 | 119,946 | 2.5837 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 74.3130 | -743,130 | -19,200 | 2.5837 |
| CALL PNC FINL GRP MAY 075 **** EXP 05/19/2001 | PNCEO | CASH | -500 | 5.6250 | -281,250 | ||
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,128 | 62.1250 | 3,797,577 | 3,056 | 0.0805 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 62.1250 | -683,375 | -550 | 0.0805 |
| CALL TYCO INTL APR 060 **** EXP 04/21/2001 | TYCD60 | CASH | -500 | 5.5000 | -275,000 | ||
| Total Equities& Options | $12,718,093 | $126,044 | |||||
| TOTAL EQUITIES | $12,718,093 | $126,044 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $126,046 |
| YOUR PRICED PORTFOLIOHOLDINGS | $15,370,867 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
027¶
01/27/01;13:44 001¶
EFTA00197548¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 8¶
HERITAGE INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/02/01 | 12/29/00 | SOLD | CALL TYCO INTL JAN 055 **** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, UNSOLICITED OPEN CONTRACT AS OF 12/29/00 | 9021249A6 | -500 | 3.10420 | 153,452.34 | |
| 01/02/01 | 12/29/00 | SOLD | CALL MEDTRONIC JAN 055 **** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, UNSOLICITED OPEN CONTRACT | 5850559A6 | -300 | 6.46320 | 192,837.03 | |
| 01/02/01 | 12/29/00 | SOLD | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, OPEN CONTRACT | 6934759A5 | -500 | 4.32920 | 214,700.28 | |
| 01/03/01 | 01/02/01 | SOLD | CALL TYCO INTL JAN 050 **** EXP 01/20/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW, OPEN CONTRACT AS OF 01/02/01 | 9021249A6 | -210 | 4.62500 | 96,384.26 | |
| 01/03/01 | 01/02/01 | SOLD | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW, OPEN CONTRACT | 6934759A5 | -200 | 2.71880 | 53,671.68 | |
| 01/22/01 | 01/19/01 | SOLD | CALL PNC FINL GRP MAY 075 **** EXP 05/19/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW, OPEN CONTRACT | QPNCEO | -500 | 4.50000 | 223,240.00 | |
| 01/22/01 | 01/19/01 | BOUGHT | CALL TYCO INTL JAN 055 **** EXP 01/20/2001 UNSOLICITED CLOSING CONTRACT | 9021249A6 | 500 | 6.00000 | 301,752.50 |
027¶
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EFTA00197549¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 8¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/22/01 | 01/19/01 | BOUGHT | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 UNSOLICITED OPEN CONTRACT | 6934759A5 | 500 | 1.43750 | 73,627.50 | |
| 01/22/01 | 01/19/01 | SOLD | CALL TVCO INTL APR 060 **** EXP 04/21/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW. OPEN CONTRACT | QTYCD60 | -500 | 5.62500 | 279,488.12 | |
| 01/22/01 | JOURNAL | CALL TVCO INTL JAN 050 **** EXP 01/20/2001 AE QTYCA50 ASSIGNED 02331 | 9021249A6 | 210 | ||||
| 01/22/01 | JOURNAL | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 AE OPNCAN ASSIGNED 01681 | 6934759A5 | 200 | ||||
| 01/24/01 | 01/22/01 | SOLD | TVCO INTERNATIONAL LTD AE QTYCA50 210 ASSIGNED AS OF 01/22/01 | TYC | -10,000 | 50.00000 | 499,880.83 | |
| 01/24/01 | 01/22/01 | SOLD | PNC FINANCIAL SVCS GROUP INC SHORT, AE OPNCAN 200 ASSIGNED AS OF 01/22/01 | PNC | -10,000 | 70.00000 | 699,724.16 | |
| 01/24/01 | 01/22/01 | SOLD | PNC FINANCIAL SVCS GROUP INC SHORT, AE OPNCAN 200 ASSIGNED AS OF 01/22/01 | PNC | -10,000 | 70.00000 | 699,876.66 | |
| 01/24/01 | 01/22/01 | SOLD | TVCO INTERNATIONAL LTD SHORT, AE QTYCA50 210 ASSIGNED AS OF 01/22/01 | TYC | -11,000 | 50.00000 | 549,704.16 | |
| 01/24/01 | EXPIRED | CALL MEDTRONIC JAN 055 **** EXP 01/20/2001 | 5850559A6 | 300 |
01/27/01;13:44 001¶
027¶
EFTA00197550¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/25/01 | 01/22/01 | SOLD | PNC FINANCIAL SVCS GROUP INC A/E QPNCAN 200 ASSIGNED A/O SD 01/24/01 AS OF 01/22/01 | PNC | -10,000 | 70.00000 | 699,874.16 | |
| 01/25/01 | 01/22/01 | CANCEL SELL | PNC FINANCIAL SVCS GROUP INC SHORT. A/E QPNCAN 200 ASSIGNED A/O SD 01/24/01 AS OF 01/22/01 TO CXL PREVIOUS SELL | PNC | 10,000 | 70.00000 | 699,874.16 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/03/01 | FND WIRED | COSTODIAL TRUST COMPANY | 7,300,000.00 | |
| 01/04/01 | FND WIRED | JP MORGAN BANK | 170,000.00 | |
| 01/04/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 2,000,000.00 | |
| TOTAL | -7,470,000.00 | $2,000,000.00 | ||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/24/01 | PNC FINANCIAL SVCS GROUP INC REC 01/12/01 PAY 01/24/01 | PNC | 72,472 | 0.4800 | 34,786.56 |
027¶
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EFTA00197551¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 8¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
DIVIDENDS (continued)¶
STATEMENT PERIOD December 30, 2000¶
THROUGH January 26, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 01/26/01 | MEDTRONIC INC REC 01/05/01 PAY 01/26/01 | MDT | 113,961 | 0.0500 | 5,698.05 | ||
| TOTAL | $40,484.61 | ||||||
| LAST STATEMENT | December 29, 2000 |¶
| :--- | :--- |¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE(%) | DEBIT AMOUNT | CREDIT AMOUNT |
| 01/22/01 | INTEREST ON CREDIT BALANCEAT 6,000% 12/21 THRU 12/28 | 6.0000 | 109.21 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCEAT 5 1/2% 01/03 THRU 01/20 | 5.5000 | 607.42 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCEAT 6,000% 12/29 THRU 01/02 | 6.0000 | 1,380.21 | |||
| TOTAL | $2,096.84 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/02/01 | JOURNAL | FR 102-16490PER LOA | 7,310,706.50 | |
| 01/05/01 | JOURNAL | TO 047-30185 PER LOA/AS OF 1/4/01 | 2,600,000.00 | |
| 01/24/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 624,874.00 | |
| 01/24/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 624,874.00 | |
| TOTAL | -3,224,874.00 | $7,935,580.50 | ||
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EFTA00197552¶