EFTA00197475¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Your Messages | 8 |
HERITAGE INTERESTS¶
FINANCIAL TRUST CO TTEE¶
DTD 7-30-91 *¶
ATTN JEANIE BRENNAN¶
6100 RED HOOK QUARTER STE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
ACCOUNT NUMBER¶
STATEMENT PERIOD September 29, 2001¶
HERITAGE INTERESTS¶
| LAST STATEMENT | September 28, 2001 |¶
| :--- | :--- |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 2,525,000 |
| NET CREDIT BALANCE | 1,363,408 |
| MONEY MARKET FUND BALANCE | 4,080,560 |
| NET EQUITY THIS PERIOD | $7,968,968 |
| NET EQUITY LAST STATEMENT | 7,887,989 |
| CHANGE SINCE LAST STATEMENT | 80,979 |
TAXPAYER NUMBER On File¶
THROUGH October 26, 2001¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197477¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $1,374,042.62 |
| Money Fund | 186,613.24 |
| Dividends/Interest | 7,184.48 |
| Amount Credited | $193,797.72 |
| Money Fund | -11,613.24 |
| Funds Withdrawn | -188,019.00 |
| Dividends/Interest Charged | -4,800.00 |
| Amount Debited | $-204,432.24 |
| Net Cash Activity | -10,634.52 |
| Closing Balance | $1,363,408.10 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 44,407.40 | 36,747.69 |
| Margin | 356,634.30 | 262,384.30 |
| Short | 973,000.92 | 1,064,276.11 |
| Net Cash Balance | $1,374,042.62 | $1,363,408.10 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 16,413.24 | 175,613.38 |
| Credit Balance Int. | 559.29 | 28,375.55 |
| Total | $16,972.53 | $203,988.93 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 5,443,968 | |
| Equities | 1,133,000 | 3,658,000 |
| Total | $1,133,000 | $9,101,968 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
| STATEMENT PERIOD | September 29, 2001 |
| THROUGH | October 26, 2001 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | September 28, 2001 |
Your Portfolio Allocation¶
10/27/01;09:11 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197478¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,363,408 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 2,7900% | DICCX | 4,080,559.54 | 1.0000 | 4,080,560 | 134,658 | 3.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,443,968 | $134,658 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 10,000 | 57.7500 | 577,500 | 19,200 | 3.3247 |
| PNC FINANCIAL SVCS GROUP INC | PNC | SHRT | -10,000 | 57.7500 | -577,500 | -19,200 | 3.3247 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 61,000 | 50.5000 | 3,080,500 | 3,050 | 0.0990 |
| TYCO INTERNATIONAL LTD | TYC | SHRT | -11,000 | 50.5000 | -555,500 | -550 | 0.0990 |
| Total Equities& Options | $2,525,000 | $2,500 | |||||
| TOTAL EQUITIES | $2,525,000 | $2,500 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $137,158 |
| YOUR PRICED PORTFOLIOHOLDINGS | $7,968,968 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
STATEMENT PERIOD September 29, 2001¶
THROUGH October 26, 2001¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 28, 2001 |¶
| :--- | :--- |¶
027¶
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EFTA00197479¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
5 of 8¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
HERITAGE INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/24/01 | EXPIRED | CALL TYCO INTL EXP 10/20/2001 | OCT 055**** | 9021249J7 | 500 |
DEPOSITS AND WITHDRAWALS¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|
| 09/29/01 | OPENINGBALANCE | 4,243,946.30 | |||||
| 10/01/01 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -175,000 | 1.0000 | 175,000.00 | |
| 10/01/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 11,613.24 |
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EFTA00197480¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 8¶
HERITAGE INTERESTS¶
STATEMENT PERIOD September 29, 2001¶
Transaction Detail (continued)¶
THROUGH October 26, 2001¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 28, 2001 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/01/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 11,613.24 | 11,613.24 |
| 10/26/01 | CLOSINGBALANCE | 4,080,559.54 | |
| TOTAL | -11,613.24 | $186,613.24 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 10/15/01 | PNC FINANCIAL SVCS GROUP INC DIV CHG 10000 SHS SHORT REC 10/12/01 PAY 10/24/01 | PNC | 4,800.00 | ||||
| 10/24/01 | PNC FINANCIAL SVCS GROUP INC REC 10/12/01 PAY 10/24/01 | PNC | 10,000 | 0.4800 | 4,800.00 | ||
| TOTAL | -4,800.00 | $4,800.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/22/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 09/21 THRU 09/23 | 1.5000 | 30.85 | |||
| 10/22/01 | INTEREST ON CREDIT BALANCE AT 2 1/2% 09/24 THRU 10/01 | 2.5000 | 215.89 | |||
| 10/22/01 | INTEREST ON CREDIT BALANCE AT 2,000% 10/02 THRU 10/20 | 2.0000 | 312.55 |
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EFTA00197481¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
HERITAGE INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 29, 2001¶
INTEREST (continued)¶
THROUGH October 26, 2001¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/22/01 | SHT ACCT FEE 09/21-10 20 01 | 1,825.19 | ||||
| TOTAL | $2,384.48 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 28, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/01/01 | JOURNAL | MARK TO MARKET | 99,999.00 | |
| 10/01/01 | JOURNAL | MARK TO MARKET SHORT POS | 99,999.00 | |
| 10/08/01 | JOURNAL | MARK TO MARKET | 9,530.00 | |
| 10/08/01 | JOURNAL | MARK TO MARKET SHORT POS | 9,530.00 | |
| 10/15/01 | JOURNAL | MARK TO MARKET | 3,349.00 | |
| 10/15/01 | JOURNAL | MARK TO MARKET SHORT POS | 3,349.00 | |
| 10/22/01 | JOURNAL | MARK TO MARKET | 11,930.00 | |
| 10/22/01 | JOURNAL | MARK TO MARKET SHORT POS | 11,930.00 | |
| TOTAL | -124,808.00 | $124,808.00 | ||
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V502¶
EFTA00197482¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 8¶
Your messages¶
We are pleased to announce that we have moved our world headquarters, previously located at 245 Park Avenue, to:¶
383 Madison Avenue¶
New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
While our telephone numbers and e-mail addresses remain the same, some fax numbers have changed. Please check with your Account Executive.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
******* End of Statement*******¶
HERITAGE INTERESTS¶
ACCOUNT NUMBER¶
STATEMENT PERIOD September 29, 2001¶
TAXPAYER NUMBER On File¶
THROUGH October 26, 2001¶
| LAST STATEMENT | September 28, 2001 |¶
| :--- | :--- |¶
027¶
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V502¶