EFTA00196610¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 6 |
| Trades Not Yet Settled | 9 |
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
TAXPAYER NUMBER On File¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| LAST STATEMENT | May 31, 2002 |¶
| :--- | :--- |¶
STATEMENT PERIOD June 1, 2002¶
THROUGH June 28, 2002¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 8,587,244 |
| NET CREDIT BALANCE | 2,361,128 |
| MONEY MARKET FUND BALANCE | 3,911,952 |
| NET EQUITY THIS PERIOD | $14,860,324 |
| NET EQUITY LAST STATEMENT | 57,795,103 |
| CHANGE SINCE LAST STATEMENT | -42,934,779 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196611¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
FINANCIAL TRUST COMPANY INC¶
027¶
EFTA00196612¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $110,868.36 |
| Securities Sold | 2,085,531.65 |
| Money Fund | 42,165,666.11 |
| Dividends/Interest | 199,730.44 |
| Miscellaneous | 4,687.50 |
| Amount Credited | $44,455,615.70 |
| Securities Bought | -1,110,002.50 |
| Money Fund | -65,666.11 |
| Funds Withdrawn | -41,000,000.00 |
| Dividends/Interest Charged | -18,750.00 |
| Miscellaneous | -10,937.50 |
| Amount Debited | $-42,205,356.11 |
| Net Cash Activity | 2,250,259.59 |
| Closing Balance | $2,361,127.95 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 110,868.36 | 329,127.95 |
| Margin | 0.00 | 2,032,000.00 |
| Net Cash Balance | $110,868.36 | $2,361,127.95 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 240,383.71 | 709,057.24 |
| Credit Balance Int. | 6,262.84 | 10,519.52 |
| Total | $246,646.55 | $719,576.76 |
| Foreign Tax Withheld | -6,250.00 | -6,250.00 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 6,273,080 | |
| Equities | 310,000 | 8,897,244 |
| Total | $310,000 | $15,170,324 |
027¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | June 1, 2002 |
|---|---|
| THROUGH | June 28, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | May 31, 2002 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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EFTA00196613¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 9¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 2,361,128 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 1,8000% | DICXX | 3,911,952.06 | 1.0000 | 3,911,952 | 70,415 | 1.8000 |
| TOTAL CASH & CASH EQUIVALENTS | $6,273,080 | $70,415 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | CASH | 100,000 | 7.1300 | 713,000 | ||
| CALL TOO INC JUL 030 **** EXP 07/20/2002 | TOOGF | MRGN | -2,000 | 1.5500 | -310,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 17.6000 | 6,587,574 | 598,870 | 9.0909 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 4.7900 | 1,596,670 | |||
| Total Equities& Options | $8,587,244 | $598,870 | |||||
| TOTAL EQUITIES | $8,587,244 | $598,870 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $669,285 |
| YOUR PRICED PORTFOLIOHOLDINGS | $14,860,323 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD June 1, 2002¶
FINANCIAL TRUST COMPANY INC¶
THROUGH June 28, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2002 |¶
| :--- | :--- |¶
027¶
06/29/02;10:49 001¶
EFTA00196614¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 06/10/02 | 06/05/02 | BOUGHT | FLEXTRONICS INTERNATIONAL LTD UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 11,040000 DIFFERENCE + 0,060000 | FLEX | 100,000 | 11.10000 | 1,110,002.50 | |
| 06/17/02 | 06/12/02 | SOLD | CNH GLOBAL AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | CNH | -250,000 | 4.00280 | 988,167.37 | |
| 06/19/02 | 06/14/02 | SOLD | CHARLES SCHWAB CORP NEW AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | SCH | -100,000 | 11.03400 | 1,097,364.28 | |
| TOTAL | -1,110,002.50 | $2,085,531.65 | ||||||
DEPOSITS AND WITHDRAWALS¶
027¶
06/29/02;10:49 001¶
EFTA00196615¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
6 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
DEPOSITS AND WITHDRAWALS (continued)¶
STATEMENT PERIOD June 1, 2002¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 06/28/02 | FND WIRED | MDA# PALM BEACH NATE SOLD DREYFUS | 1,000,000.00 | |
| TOTAL | -41,000,000.00 | |||
THROUGH June 28, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2002 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/01/02 | OPENINGBALANCE | 45,946,285.95 | |||||
| 06/03/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 65,666.11 | |||
| 06/03/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICXX | 65,666.11 | 65,666.11 | ||
| 06/04/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 06/05/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -2,000,000 | 1.0000 | 2,000,000.00 | |
| 06/12/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,100,000 | 1.0000 | 1,100,000.00 | |
| 06/24/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -2,000,000 | 1.0000 | 2,000,000.00 | |
| 06/26/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -25,000,000 | 1.0000 | 25,000,000.00 | |
| 06/27/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -3,000,000 | 1.0000 | 3,000,000.00 | |
| 06/27/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -7,000,000 | 1.0000 | 7,000,000.00 | |
| 06/28/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 |
027¶
06/29/02;10:49 001¶
EFTA00196616¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/28/02 | CLOSINGBALANCE | 3,911,952.06 | |||||
| TOTAL | -$65,666.11 | $42,165,666.11 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 06/03/02 | CNH GLOBAL REC 05/20/02 PAY 06/03/02 FOREIGN TAX WITHHELD | CNH | 250,000 WH | 0.0750 | 18,750.00 | |
| 06/04/02 | CNH GLOBAL RD 05/20 PD 06/03 RT ,07500 CSH DIV ON 250000 SHS REVERSE 5/20 DIV FOR RATE ADJ TO ,100 | CNH | 18,750.00 | |||
| 06/04/02 | CNH GLOBAL RD 05/20 PD 06/03 RT ,10000 CSH DIV ON 250000 SHS 6/3/02 DIV PMT RATE ADJ TO ,10 | CNH | 25,000.00 | |||
| 06/28/02 | VECTOR GROUP LTD REC 06/24/02 PAY 06/28/02 | VGR | 374,294 | 0.4000 | 149,717.60 | |
| TOTAL | -23,437.50 | $193,467.60 | ||||
027¶
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V563¶
EFTA00196617¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
8 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD June 1, 2002¶
THROUGH June 28, 2002¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 06/26/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 05/21 THRU 06/20 | 1.2500 | 6,262.84 | ||||
| TOTAL | $6,262.84 | ||||||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2002 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 06/04/02 | JOURNAL | CNH GLOBAL RD 05/20 PD 06/03 RT ,25000 DIV/INT WHLD 6/3/02 DIV PMT RATE ADJ TO ,10 | 6,250.00 | |
| 06/04/02 | JOURNAL | CNH GLOBAL RD 05/20 PD 06/03 RT ,25000 DIV/INT WHLD REVERSE 5/20 DIV FOR RATE ADJ TO ,100 | 4,687.50 | |
| 06/04/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 2,032,000.00 | |
| 06/04/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 2,032,000.00 | |
| TOTAL | -2,038,250.00 | $2,036,687.50 | ||
027¶
06/29/02;10:49 001¶
EFTA00196618¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
9 of 9¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 07/03/02 | 06/28/02 | BOUGHT | TYCO INTERNATIONAL LTD | TYC | 100,000.00 | 14 | 1,406,002.50 | |
| TOTAL | $1,406,002.50 | $0.00 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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