EFTA00196603¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | June 29, 2002 |¶
| :--- | :--- |¶
| THROUGH | July 26, 2002 |¶
ACCOUNT NUMBER¶
| LAST STATEMENT | June 28, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 9,159,255 |
| NET CREDIT BALANCE | 2,572,955 |
| MONEY MARKET FUND BALANCE | 3,700,000 |
| NET EQUITY THIS PERIOD | $15,432,210 |
| NET EQUITY LAST STATEMENT | 14,860,324 |
| CHANGE SINCE LAST STATEMENT | 571,886 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196605¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $2,361,127.95 |
| Securities Sold | 136,253.24 |
| Money Fund | 26,677,775.53 |
| Funds Deposited | 3,000,000.00 |
| Dividends/Interest | 4,149.63 |
| Miscellaneous | 23,201,750.00 |
| Amount Credited | $53,019,928.40 |
| Securities Bought | -1,406,002.50 |
| Money Fund | -26,402,098.99 |
| Miscellaneous | -25,000,000.00 |
| Amount Debited | $-52,808,101.49 |
| Net Cash Activity | 211,826.91 |
| Closing Balance | $2,572,954.86 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 329,127.95 | 72,954.86 |
| Margin | 2,032,000.00 | 2,500,000.00 |
| Net Cash Balance | $2,361,127.95 | $2,572,954.86 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 63,724.48 | 772,781.72 |
| Credit Balance Int. | 4,149.63 | 14,669.15 |
| Total | $67,874.11 | $787,450.87 |
| Foreign Tax Withheld | 1,750.00 | -4,500.00 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 6,272,955 | |
| Equities | 40,000 | 9,199,255 |
| Total | $40,000 | $15,472,210 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | June 29, 2002 |
|---|---|
| THROUGH | July 26, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | June 28, 2002 |
Your Portfolio Allocation¶
07/27/02;17:22 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196606¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 2,572,955 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,7000% | DICXX | 3,700,000 | 1.0000 | 3,700,000 | 62,900 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $6,272,955 | $62,900 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | CASH | 100,000 | 7.0300 | 703,000 | ||
| TYCO INTERNATIONAL LTD | TYC | CASH | 100,000 | 12.0300 | 1,203,000 | 5,000 | 0.4156 |
| CALL TOO INC AUG 030 CBOE EXP 08/17/2002 | TOOHF | MRGN | -2,000 | 0.2000 | -40,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 15.4600 | 5,786,585 | 598,870 | 10.3493 |
| SENTIGEN HOLDING CP RSTD Total Equities& Options | CASH | 333,334 | 4.5200 | 1,506,670 | |||
| TOTAL EQUITIES | $9,159,255 | $603,870 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $666,770 |
| YOUR PRICED PORTFOLIOHOLDINGS | $15,432,209 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD June 29, 2002¶
FINANCIAL TRUST COMPANY INC¶
THROUGH July 26, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 28, 2002 |¶
| :--- | :--- |¶
027¶
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V565¶
EFTA00196607¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD June 29, 2002¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 07/03/02 | 06/28/02 | BOUGHT | TYCO INTERNATIONAL LTD UNSOLICITED AS OF 06/28/02 | TYC | 100,000 | 14.00000 | 1,406,002.50 | |
| 07/10/02 | 07/09/02 | SOLD | CALL TOO INC EXP 08/17/2002 AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT OPEN CONTRACT UNSOLICITED AS OF 07/09/02 | QTOOHF | -2,000 | 0.70630 | 136,253.24 | |
| 07/24/02 | EXPIRED | CALL TOO INC EXP 07/20/2002 | JUL 030**** | 8903339G4 | 2,000 | |||
| TOTAL | -1,406,002.50 | $136,253.24 | ||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/12/02 | FUNDS REC | FNDS WIRED TO CITIBANK FROM JPMORGAN CHASE BANK | 3,000,000.00 | |
| TOTAL | $3,000,000.00 | |||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/29/02 | OPENINGBALANCE | 3,911,952.06 | |||||
| 07/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 52,098.99 |
027¶
EFTA00196608¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD June 29, 2002¶
THROUGH July 26, 2002¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 28, 2002 |¶
| :--- | :--- |¶
| DATE MONDAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 07/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICXX | 52,098.99 | 52,098.99 | ||
| 07/02/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 22,650,000 | 1.0000 | 22,650,000.00 | |
| 07/02/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -2,000,000 | 1.0000 | 2,000,000.00 | |
| 07/10/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,395,000 | 1.0000 | 1,395,000.00 | |
| 07/12/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -23,219,051.05 | 1.0000 | 23,219,051.05 | |
| 07/15/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIV | DICXX | 11,625.49 | |||
| 07/16/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 3,700,000 | 1.0000 | 3,700,000.00 | |
| 07/26/02 | CLOSINGBALANCE | 3,700,000 | |||||
| TOTAL | -26,402,098.99 | $26,677,775.53 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/22/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 06/21 THRU 07/20 | 1.2500 | 4,149.63 | |||
| TOTAL | $4,149.63 |
027¶
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V565¶
EFTA00196609¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/01/02 | JOURNAL | FROM: XBI PER LOA * JRL * | 23,200,000.00 | |
| 07/02/02 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 23,000,000.00 | |
| 07/02/02 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 23,000,000.00 | |
| 07/05/02 | JOURNAL | CNH GLOBAL ADR RCLMS RT: 10,00000 250000 ADRS | 1,750.00 | |
| 07/12/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 131,746.76 | |
| 07/12/02 | JOURNAL | PER REQ FROM J,EPSTEIN | 25,000,000.00 | |
| 07/12/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 131,746.76 | |
| TOTAL | -48,131,746.76 | $46,333,496.76 | ||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Meterobite Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD June 29, 2002¶
THROUGH July 26, 2002¶
| LAST STATEMENT | June 28, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
027¶
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V565¶