EFTA00196574¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
Transaction Detail … 5¶
Fund Activity 5¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
STATEMENT PERIOD October 26, 2002¶
Your Portfolio at a Glance¶
FINANCIAL TRUST COMPANY INC¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
THROUGH November 29, 2002¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 10,518,364 |
| NET CREDIT BALANCE | 1,474,539 |
| MONEY MARKET FUND BALANCE | 21,810,561 |
| NET EQUITY THIS PERIOD | $33,803,464 |
| NET EQUITY LAST STATEMENT | 13,271,434 |
| CHANGE SINCE LAST STATEMENT | 20,532,031 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
027 11/30/02;14:25 001¶
EFTA00196575¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196576¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $21,673.62 |
| Securities Sold | 453,203.76 |
| Money Fund | 15,366.68 |
| Funds Deposited | 19,041,875.00 |
| Dividends/Interest | 1,786.81 |
| Amount Credited | $19,512,232.25 |
| Money Fund | -18,005,366.68 |
| Funds Withdrawn | -54,000.00 |
| Amount Debited | $-18,059,366.68 |
| Net Cash Activity | 1,452,865.57 |
| Closing Balance | $1,474,539.19 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 21,673.62 | 791,335.43 |
| Margin | 0.00 | 191,204.00 |
| Short | 0.00 | 491,999.76 |
| Net Cash Balance | $21,673.62 | $1,474,539.19 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 6,616.68 | 944,310.24 |
| Credit Balance Int. | 536.81 | 17,449.70 |
| Total | $7,153.49 | $961,759.94 |
| Foreign Tax Withheld | 0.00 | -4,500.00 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 23,285,100 | |
| Equities | 489,500 | 11,007,864 |
| Total | $489,500 | $34,292,964 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | October 26, 2002 |
|---|---|
| THROUGH | November 29, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | October 25, 2002 |
Your Portfolio Allocation¶
11/30/02;14:25 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196577¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 1,474,539 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,3900% | DICXX | 21,810,560.92 | 1.0000 | 21,810,561 | 370,780 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $23,285,100 | $370,780 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURREN YIELD ($) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | CASH | 100,000 | 11.0100 | 1,101,000 | ||
| GALYANS TRADING INC | GLYN | CASH | 150,000 | 13.5100 | 2,026,500 | ||
| HOLLINGER INTERNATIONAL INC CL A | HLR | SHRT | -50,000 | 9.7900 | -489,500 | -10,000 | 2.0429 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 100,000 | 17.8400 | 1,784,000 | 5,000 | 0.2803 |
| VECTOR GROUP LTD | VGR | CASH | 393,008 | 11.3900 | 4,476,361 | 628,813 | 14.0474 |
| SENTIGEN HOLDING CP RSTD Total Equities& Options | CASH | 333,334 | 4.8600 | 1,620,003 | |||
| TOTAL EQUITIES | $10,518,364 | $623,813 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $994,593 |
| YOUR PRICED PORTFOLIOHOLDINGS | $33,803,464 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD October 26, 2002¶
FINANCIAL TRUST COMPANY INC¶
THROUGH November 29, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
027¶
11/30/02;14:25 001¶
V638¶
EFTA00196578¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/22/02 | 11/19/02 | SOLD | HOLLINGER INTERNATIONAL INC CL A UNSOLICITED SHORT | HLR | -50,000 | 9.12440 | 453,203.76 | |
| TOTAL | $453,203.76 | |||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|
| 10/29/02 | FND WIRED | MDA# FNDS WIRED TO AQUIRED ROYAL BANK OF CANA | 27,000.00 | |
| 11/06/02 | FUNDS REC | FNDS WIRED TO CITIBANK FROM GOLDMAN SACHS , CO | 18,405,535.00 | |
| 11/12/02 | FND WIRED | MDA# NDS WIRED TO AQUIRED ROYAL BANK OF CANA FD | 27,000.00 | |
| 11/19/02 | FUNDS REC | FNDS WIRED TO CITIBANK FROM MORGAN STANLEY | 636,340.00 | |
| TOTAL | -54,000.00 | $19,041,875.00 | ||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/26/02 | OPENINGBALANCE | 3,815,194.24 | |||||
| 10/29/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -10,000 | 1.0000 | 10,000.00 |
027¶
EFTA00196579¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 26, 2002¶
Transaction Detail (continued)¶
THROUGH November 29, 2002¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 5,366.68 | |||
| 11/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICXX | 5,366.68 | 5,366.68 | ||
| 11/07/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 18,000,000 | 1.0000 | 18,000,000.00 | |
| 11/29/02 | CLOSINGBALANCE | 21,810,560.92 | |||||
| TOTAL | -18,005,366.68 | $15,366.68 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/04/02 | TYCO INTERNATIONAL LTD REC 10/01/02 PAY 11/01/02 | TYC | 100,000 | 0.0125 | 1,250.00 | |
| TOTAL | $1,250.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 10/21 THRU 11/05 | 1.2500 | 11.78 | |||
| 11/21/02 | INTEREST ON CREDIT BALANCE AT 0 3/4% 11/06 THRU 11/20 | 0.7500 | 525.03 | |||
| TOTAL | $536.81 | |||||
027¶
11/30/02;14:25 001¶
EFTA00196580¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/20/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 230,000.00 | |
| 11/20/02 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 230,000.00 | |
| 11/25/02 | JOURNAL | MARK TO MARKET | 38,796.00 | |
| 11/25/02 | JOURNAL | MARK TO MARKET SHORT POS | 38,796.00 | |
| TOTAL | -268,796.00 | $268,796.00 | ||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 26, 2002¶
THROUGH November 29, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
027¶
11/30/02;14:25 001¶