EFTA00196627¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 5¶
Fund Activity … 6¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD March 29, 2002¶
ACCOUNT NUMBER¶
THROUGH April 26, 2002¶
| LAST STATEMENT | March 28, 2002 |¶
| :--- | :--- |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 42,190,659 |
| NET CREDIT BALANCE | 515,220 |
| MONEY MARKET FUND BALANCE | 57,658,516 |
| NET EQUITY THIS PERIOD | $100,364,395 |
| NET EQUITY LAST STATEMENT | 107,353,290 |
| CHANGE SINCE LAST STATEMENT | -6,988,896 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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V557¶
EFTA00196628¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196629¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $451,677.38 |
| Securities Sold | 413,229.57 |
| Money Fund | 4,297,882.18 |
| Funds Deposited | 50,000.00 |
| Dividends/Interest | 312.57 |
| Amount Credited | $4,761,424.32 |
| Money Fund | -97,882.18 |
| Funds Withdrawn | -3,000,000.00 |
| Miscellaneous | -1,600,000.00 |
| Amount Debited | $-4,697,882.18 |
| Net Cash Activity | 63,542.14 |
| Closing Balance | $515,219.52 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 451,677.38 | 515,219.52 |
| Net Cash Balance | $451,677.38 | $515,219.52 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 97,882.18 | 380,903.50 |
| Credit Balance Int. | 312.57 | 3,348.67 |
| Total | $98,194.75 | $384,252.17 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 58,173,736 | |
| Equities | 420,000 | 42,610,659 |
| Total | $420,000 | $100,784,395 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | March 29,2002 |
| THROUGH | April 26,2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | March 28,2002 |
Your Portfolio Allocation¶
EFTA00196630¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 515,220 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 1,8500% | DICCX | 57,658,515.92 | 1.0000 | 57,658,516 | 1,095,512 | 1.9000 |
| TOTAL CASH & CASH EQUIVALENTS | $58,173,736 | $1,095,512 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CNH GLOBAL | CNH | CASH | 250,000 | 5.3600 | 1,340,000 | 18,750 | 1.3993 |
| TOO INC | TOO | CASH | 1,050,000 | 29.3000 | 30,765,000 | ||
| CALL TOO INC MAY 030 CBOE EXP 05/18/2002 | TOOEF | CASH | -6,000 | 0.7000 | -420,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 22.6800 | 8,488,988 | 598,870 | 7.0547 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 6.0500 | 2,016,671 | |||
| Total Equities& Options | $42,190,659 | $617,620 | |||||
| TOTAL EQUITIES | $42,190,659 | $617,620 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,713,132 |
| YOUR PRICED PORTFOLIO HOLDINGS | $100,364,394 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD March 29, 2002¶
FINANCIAL TRUST COMPANY INC¶
THROUGH April 26, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 28, 2002 |¶
| :--- | :--- |¶
027¶
04/27/02;12:01 001¶
EFTA00196631¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD March 29, 2002¶
INVESTMENT ACTIVITY¶
THROUGH April 26, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | March 28, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 04/18/02 | 04/17/02 | SOLD | CALL TOO INC EXP 05/18/2002 UNSOLICITED OPEN CONTRACT | MAY 030 CBOE | QTOOEF | -500 | 1.30500 | 63,495.53 | |
| 04/19/02 | 04/18/02 | SOLD | CALL TOO INC EXP 05/18/2002 UNSOLICITED OPEN CONTRACT AS OF 04/18/02 | MAY 030 CBOE | QTOOEF | -3,500 | 0.75000 | 253,739.59 | |
| 04/23/02 | 04/22/02 | SOLD | CALL TOO INC EXP 05/18/2002 UNSOLICITED OPEN CONTRACT | MAY 030 CBOE | QTOOEF | -2,000 | 0.50500 | 95,994.45 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/04/02 | FND WIRED | MDA NDSWIRED TO PALM BEACH NATL BK & TR CO $ FROM DREYFUS TODAY | 2,000,000.00 | |
| 04/18/02 | FUNDS REC | FNDSWIRED TO CITIBANK FROM JPMORGAN CHASE BANK | 50,000.00 | |
| 04/26/02 | FND WIRED | MDA NDSWIRED TO PALM BEACH NATL BK & TR CO | 1,000,000.00 | |
| TOTAL | -3,000,000.00 | $50,000.00 | ||
027¶
04/27/02;12:01 001¶
EFTA00196632¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD March 29, 2002¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 03/29/02 | OPENINGBALANCE | 61.760.633.74 |
| 04/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 97,882.18 | |||
| 04/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 97,882.18 | 97,882.18 | ||
| 04/04/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -2,000,000 | 1.0000 | 2,000,000.00 | |
| 04/09/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -700,000 | 1.0000 | 700,000.00 | |
| 04/12/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -500,000 | 1.0000 | 500,000.00 | |
| 04/26/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 04/26/02 | CLOSINGBALANCE | 57,658,515.92 | |
| TOTAL | -97,882.18 | $4,297,882.18 | |
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/22/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 03/21 THRU 04/20 | 1.2500 | 312.57 | |||
| TOTAL | $312.57 | |||||
027¶
04/27/02;12:01 001¶
EFTA00196633¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/09/02 | JOURNAL | TO | 1,100,000.00 | |
| 04/12/02 | JOURNAL | TO | 500,000.00 | |
| TOTAL | -1,600,000.00 | |||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD March 29, 2002¶
THROUGH April 26, 2002¶
ACCOUNT NUMBER¶
| LAST STATEMENT | March 28, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
027¶
04/27/02;12:01 001¶
V557¶