EFTA00196648¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Your Messages | 7 |
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 19,983,003 |
| NET CREDIT BALANCE | 36,436 |
| MONEY MARKET FUND BALANCE | 45,382,330 |
| NET EQUITY THIS PERIOD | $65,401,769 |
| NET EQUITY LAST STATEMENT | 66,940,688 |
| CHANGE SINCE LAST STATEMENT | -1,538,919 |
STATEMENT PERIOD January 1, 2002¶
| LAST STATEMENT | December 31, 2001 |¶
| :--- | :--- |¶
THROUGH January 25, 2002¶
TAXPAYER NUMBER On File¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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| 027 | 01/26/02;08:54 001 |
V520¶
EFTA00196649¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196650¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $11,290.18 |
| Securities Sold | 8,333,079.49 |
| Money Fund | 59,327.00 |
| Dividends/Interest | 5,807.09 |
| Miscellaneous | 1,357,453.45 |
| Amount Credited | $9,755,667.03 |
| Money Fund | -7,859,327.00 |
| Miscellaneous | -1,871,194.17 |
| Amount Debited | $-9,730,521.17 |
| Net Cash Activity | 25,145.86 |
| Closing Balance | $36,436.04 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 11,290.18 | 36,436.04 |
| Net Cash Balance | $11,290.18 | $36,436.04 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 5,000.00 | 5,000.00 |
| Credit Balance Int. | 807.09 | 807.09 |
| Total | $5,807.09 | $5,807.09 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 45,418,766 | |
| Equities | 147,500 | 20,130,503 |
| Total | $147,500 | $65,549,269 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | January 1, 2002 |
|---|---|
| THROUGH | January 25, 2002 |
| ACCOUNT NUMBER | |
|---|---|
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | December 31, 2001 |
Your Portfolio Allocation¶
01/26/02;08:54 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196651¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENТ YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 36,436 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 1,9500% | DICCX | 45,382,330.02 | 1.0000 | 45,382,330 | 953,029 | 2.1000 |
| TOTAL CASH & CASH EQUIVALENTS | $45,418,766 | $953,029 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CNH GLOBAL | CNH | CASH | 250,000 | 5.9200 | 1,480,000 | 138,000 | 9.3243 |
| TOO INC | TOO | CASH | 250,000 | 26.1500 | 6,537,500 | ||
| CALL TOO INC FEB 025 CBOE EXP 02/16/2002 | TOOBE | CASH | -500 | 1.7500 | -87,500 | ||
| CALL TOO INC FEB 030 CBOE EXP 02/16/2002 | TOOBF | CASH | -2,000 | 0.3000 | -60,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 28.8000 | 10,779,667 | 598,870 | 5.5556 |
| SENTIGEN HOLDING CP RSTD Total Equities& Options | CASH | 333,334 | 4.0000 | 1,333,336 | |||
| TOTAL EQUITIES | $19,983,003 | $736,870 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,689,899 |
| YOUR PRICED PORTFOLIOHOLDINGS | $65,401,769 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD January 1, 2002¶
FINANCIAL TRUST COMPANY INC¶
THROUGH January 25, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2001 |¶
| :--- | :--- |¶
027¶
01/26/02;08:54 001¶
EFTA00196652¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD January 1, 2002¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 01/04/02 | 01/03/02 | SOLD | CALL AT&T CORP JAN17.50**** EXP 01/19/2002 UNSOLICITED OPEN CONTRACT AS OF 01/03/02 | 0019579A9 | -7,540 | 1.15000 | 840,694.49 | ||
| 01/07/02 | JOURNAL | VECTOR GROUP LTD JOURNAL FROM TYPE 1 TO 2 | VGR | -374,294 | |||||
| 01/07/02 | JOURNAL | VECTOR GROUP LTD JOURNAL FROM TYPE 1 TO 2 | VGR | 374,294 | |||||
| 01/08/02 | JOURNAL | CALL AT&T CORP JAN17.50**** EXP 01/19/2002 FROM | 0019579A9 | 7,540 | |||||
| 01/22/02 | JOURNAL | CALL TOO INC JAN 025CBOE EXP 01/19/2002 A/E QTOOOAE ASSIGNED 01616 | 8903339A7 | 3,000 | |||||
| 01/23/02 | JOURNAL | VECTOR GROUP LTD JOURNAL FROM TYPE 2 TO 1 | VGR | 374,294 | |||||
| 01/23/02 | JOURNAL | VECTOR GROUP LTD JOURNAL FROM TYPE 2 TO 1 | VGR | -374,294 | |||||
| 01/24/02 | 01/22/02 | SOLD | TOO INC A/E QTOOOAE 3000 ASSIGNED | TOO | -300,000 | 25.00000 | 7,492,385.00 | ||
| TOTAL | $8,333,079.49 | ||||||||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 01/01/02 | OPENINGBALANCE | 37,523,003.02 | |||||
| 01/02/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 59,327 | 59,327.00 |
027¶
01/26/02;08:54 001¶
EFTA00196653¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD January 1, 2002¶
THROUGH January 25, 2002¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2001 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 01/02/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES AMT INCLUDED IN 2001 - 1099 | DICCX | 59,327.00 | |||
| 01/25/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | 7,800,000 | 1.0000 | 7,800,000.00 | |
| 01/25/02 | CLOSINGBALANCE | 45,382,330.02 | |||||
| TOTAL | -7,859,327.00 | $59,327.00 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/03/02 | ESTEE LAUDER COMPANIES INC CL A REC 12/14/01 PAY 01/03/02 | EL | 100,000 | 0.0500 | 5,000.00 | |
| TOTAL | $5,000.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 12/31 THRU 01/20 | 1.2500 | 133.18 | |||
| 01/22/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 12/21 THRU 12/30 | 1.2500 | 673.91 | |||
| TOTAL | $807.09 | |||||
027¶
01/26/02;08:54 001¶
EFTA00196654¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/03/02 | JOURNAL | JRL FM | INTX'S | 8,102.63 |
| 01/08/02 | JOURNAL | FROM | 840,694.49 | |
| 01/23/02 | JOURNAL | TO | 30,499.68 | |
| 01/23/02 | JOURNAL | TO | 1,000,000.00 | |
| 01/24/02 | JOURNAL | BSIL-FINANCIAL TRUST CO., INC NY16418 EQUITY SWAP DUE 01/23/03 AT&T CORP DERIVATIVE SETTLEMENT | 1,349,350.82 | |
| TOTAL | -1,871,194.17 | $1,357,453.45 | ||
Your messages¶
The interest, if any, charged to your account during December 2001 was computed on the net debit balance through December 30. The interest, if any, charged to your account during January 2002 is computed from December 31, 2001.¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
STATEMENT PERIOD January 1, 2002¶
THROUGH January 25, 2002¶
FINANCIAL TRUST COMPANY INC¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2001 |¶
| :--- | :--- |¶
******* End of Statement*******¶
027¶
01/26/02;08:54 001¶
EFTA00196655¶