EFTA00196641¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD January 26, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 25, 2002 |¶
| :--- | :--- |¶
THROUGH February 22, 2002¶
ACCOUNT NUMBER¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 43,205,788 |
| NET CREDIT BALANCE | 650,397 |
| MONEY MARKET FUND BALANCE | 44,196,658 |
| NET EQUITY THIS PERIOD | $88,052,843 |
| NET EQUITY LAST STATEMENT | 65,401,769 |
| CHANGE SINCE LAST STATEMENT | 22,651,074 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196642¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196643¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $36,436.04 |
| Securities Sold | 1,248,728.75 |
| Money Fund | 11,314,328.04 |
| Dividends/Interest | 666.12 |
| Miscellaneous | 10,064,565.98 |
| Amount Credited | $22,628,288.89 |
| Money Fund | -10,064,328.04 |
| Funds Withdrawn | -10,500,000.00 |
| Miscellaneous | -1,450,000.00 |
| Amount Debited | $-22,014,328.04 |
| Net Cash Activity | 613,960.85 |
| Closing Balance | $650,396.89 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 36,436.04 | 650,396.89 |
| Net Cash Balance | $36,436.04 | $650,396.89 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 64,328.04 | 69,328.04 |
| Credit Balance Int. | 666.12 | 1,473.21 |
| Total | $64,994.16 | $70,801.25 |
Portfolio Composition¶
| Cash/Cash Equivalent | 44,847,055 |
| Equities | 43,205,788 |
| Total | $88,052,843 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD January 26, 2002¶
THROUGH February 22, 2002¶
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | January 25, 2002 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196644¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 650,397 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,9000% | DICCX | 44,196,658.06 | 1.0000 | 44,196,658 | 883,933 | 2.0000 |
| TOTAL CASH & CASH EQUIVALENTS | $44,847,055 | $883,933 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CNH GLOBAL | CNH | CASH | 250,000 | 4.5900 | 1,147,500 | 21,250 | 1.8519 |
| TOO INC | TOO | CASH | 1,050,000 | 27.9000 | 29,295,000 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 28.4000 | 10,629,950 | 598,870 | 5.6338 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 6.4000 | 2,133,338 | |||
| Total Equities& Options | $43,205,788 | $620,120 | |||||
| TOTAL EQUITIES | $43,205,788 | $620,120 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,504,053 |
| YOUR PRICED PORTFOLIOHOLDINGS | $88,052,842 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD January 26, 2002¶
THROUGH February 22, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 25, 2002 |¶
| :--- | :--- |¶
027¶
02/23/02;10:07 001¶
EFTA00196645¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD January 26, 2002¶
INVESTMENT ACTIVITY¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 25, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | ||
|---|---|---|---|---|---|---|---|---|---|---|
| 02/13/02 | JOURNAL | TOO INC JNL FM | TOO | 850,000 | ||||||
| 02/19/02 | JOURNAL | CALL TOO INC FEB 025 CBOE EXP 02/16/2002 A/E QTOOBE ASSIGNED 00560 | 8903339B5 | 500 | ||||||
| 02/20/02 | EXPIRED | CALL TOO INC FEB 030 CBOE EXP 02/16/2002 | 8903339B5 | 2,000 | ||||||
| 02/21/02 | 02/19/02 | SOLD | TOO INC A/E QTOOBE 500 ASSIGNED | TOO | -50,000 | 25.00000 | 1,248,728.75 | |||
| TOTAL | $1,248,728.75 | |||||||||
DEPOSITS AND WITHDRAWALS¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 01/26/02 | OPENINGBALANCE | 45,382,330.02 |
027¶
EFTA00196646¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD January 26, 2002¶
THROUGH February 22, 2002¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 25, 2002 |¶
| :--- | :--- |¶
| DATE MOIDAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 01/31/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -10,000,000 | 1.0000 | 10,000,000.00 | |
| 02/01/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | 10,000,000 | 1.0000 | 10,000,000.00 | |
| 02/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 64,328.04 | |||
| 02/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 64,328.04 | 64,328.04 | ||
| 02/06/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -750,000 | 1.0000 | 750,000.00 | |
| 02/08/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -500,000 | 1.0000 | 500,000.00 | |
| 02/22/02 | CLOSINGBALANCE | 44,196,658.06 | |||||
| TOTAL | -10,064,328.04 | $11,314,328.04 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 02/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 01/21 THRU 02/20 | 1.2500 | 666.12 | ||||
| TOTAL | $666.12 | ||||||
027¶
02/23/02;10:07 001¶
EFTA00196647¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/31/02 | JOURNAL | FROM: XBI PER LOA * JRL * | 10,000,000.00 | |
| 02/06/02 | JOURNAL | TO PER LOA | 750,000.00 | |
| 02/13/02 | JOURNAL | JRL FM | 64,565.98 | |
| 02/19/02 | JOURNAL | TO | 330,000.00 | |
| 02/20/02 | JOURNAL | TO | 370,000.00 | |
| TOTAL | -1,450,000.00 | $10,064,565.98 | ||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD January 26, 2002¶
THROUGH February 22, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 25, 2002 |¶
| :--- | :--- |¶
027¶
02/23/02;10:07 001¶