EFTA00196634¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Transaction Detail … 5¶
Fund Activity 5¶
Your Messages … 7¶
FINANCIAL TRUST COMPANY INC¶
C/O AMERICAN YACHT HARBOR *¶
6100 RED HOOK SUITE B-3¶
QUARTERS #2¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 23, 2002¶
TAXPAYER NUMBER On File¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
THROUGH March 28, 2002¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 45,140,979 |
| NET CREDIT BALANCE | 451,677 |
| MONEY MARKET FUND BALANCE | 61,760,634 |
| NET EQUITY THIS PERIOD | $107,353,290 |
| NET EQUITY LAST STATEMENT | 88,052,843 |
| CHANGE SINCE LAST STATEMENT | 19,300,447 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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V555¶
EFTA00196635¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196636¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $650,396.89 |
| Money Fund | 12,563,975.68 |
| Funds Deposited | 150,000.00 |
| Dividends/Interest | 151,280.49 |
| Miscellaneous | 30,000,000.00 |
| Amount Credited | $42,865,256.17 |
| Money Fund | -30,063,975.68 |
| Funds Withdrawn | -13,000,000.00 |
| Amount Debited | $-43,063,975.68 |
| Net Cash Activity | -198,719.51 |
| Closing Balance | $451,677.38 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 650,396.89 | 451,677.38 |
| Net Cash Balance | $650,396.89 | $451,677.38 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 213,693.28 | 283,021.32 |
| Credit Balance Int. | 1,562.89 | 3,036.10 |
| Total | $215,256.17 | $286,057.42 |
Portfolio Composition¶
| Cash/Cash Equivalent | 62,311 |
| Equities | 45,140,979 |
| Total | $107,353,290 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196637¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 451,677 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 1,8500% | DICCX | 61,760,633.74 | 1.0000 | 61,760,634 | 1,049,931 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $62,311 | $1,049,931 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| CNH GLOBAL | CNH | CASH | 250,000 | 5.2200 | 1,305,000 | 21,250 | 1.6284 |
| TOO INC | TOO | CASH | 1,050,000 | 29.4900 | 30,964,500 | ||
| VECTOR GROUP LTD | VGR | CASH | 374,294 | 28.6000 | 10,704,808 | 598,870 | 5.5944 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 6.5000 | 2,166,671 | |||
| Total Equities& Options | $45,140,979 | $620,120 | |||||
| TOTAL EQUITIES | $45,140,979 | $620,120 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,670,051 |
| YOUR PRICED PORTFOLIOHOLDINGS | $107,353,290 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
027¶
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V555¶
EFTA00196638¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
5 of 7¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Transaction Detail¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
DEPOSITS AND WITHDRAWALS¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
ACCOUNT NUMBER¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/23/02 | OPENINGBALANCE | 44,196,658.06 | |||||
| 02/28/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 02/28/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -10,000,000 | 1.0000 | 10,000,000.00 | |
| 03/01/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | 30,000,000 | 1.0000 | 30,000,000.00 | |
| 03/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICCX | 63,975.68 | |||
| 03/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICCX | 63,975.68 | 63,975.68 |
027¶
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EFTA00196639¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 23, 2002¶
THROUGH March 28, 2002¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 03/14/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICCX | -1,500,000 | 1.0000 | 1,500,000.00 |
| 03/28/02 | CLOSINGBALANCE | 61,760,633.74 | |
| TOTAL | -30,063,975.68 | $12,563,975.68 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/28/02 | VECTOR GROUP LTD REC 03/21/02 PAY 03/28/02 | VGR | 374,294 | 0.4000 | 149,717.60 | |
| TOTAL | $149,717.60 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 03/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 02/21 THRU 03/20 | 1.2500 | 1,562.89 | ||||
| TOTAL | $1,562.89 | ||||||
027¶
03/29/02;20:33 001¶
V555¶
EFTA00196640¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 7¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|
| 02/28/02 | JOURNAL | FROM: XBI PER LOA * JRL * | -USD | 30,000,000.00 | |
| TOTAL | $30,000,000.00 | ||||
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your messages¶
Pursuant to SEC Rule 11Ac1-6, Bear, Stearns & Co., Inc will publicly post its quarterly routing statistics at the following web link: http://www.bearstearns.com/corporate/business/equities/orp.htm¶
FINANCIAL TRUST COMPANY INC¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD February 23, 2002¶
| LAST STATEMENT | February 22, 2002 |¶
| :--- | :--- |¶
THROUGH March 28, 2002¶
Bear, Stearns Securities Corp, Net Capital and Net Capital Requirements:¶
At November 30, 2001 and January 31, 2002, the Company’s net capital of approximately $2,6 billion and $2,6 billion was approximately 9% and 8% of aggregate debit items and exceeded the minimum regulatory net capital requirement of approximately $604.1 million and $648.0 million by approximately $2,0 billion and $2,0 billion, all respectively.¶
A complete copy of the Bear, Stearns Securities Corp., Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call -toll free 1-866-299-9331.¶
STOP¶
******* End of Statement*******¶
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