EFTA00197891¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 6 |
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| STATEMENT PERIOD | June 30, 2001 |¶
| :--- | :--- |¶
| THROUGH | July 27, 2001 |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER¶
INSTITUTIONAL INTERESTS¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 3,520,791 |
| NET CREDIT BALANCE | 10,403,420 |
| MONEY MARKET FUND BALANCE | 26,515,365 |
| NET EQUITY THIS PERIOD | $40,439,576 |
| NET EQUITY LAST STATEMENT | 40,235,162 |
| CHANGE SINCE LAST STATEMENT | 204,414 |
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197892¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197893¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $10,337,633.08 |
| Securities Sold | 3,285,908.41 |
| Money Fund | 15,364.90 |
| Funds Deposited | 5,431,205.80 |
| Dividends/Interest | 72,469.22 |
| Amount Credited | $8,804,948.33 |
| Money Fund | -3,315,364.90 |
| Funds Withdrawn | -864,075.00 |
| Dividends/Interest Charged | -30,729.75 |
| Miscellaneous | -4,528,992.00 |
| Amount Debited | $-8,739,161.65 |
| Net Cash Activity | 65,786.68 |
| Closing Balance | $10,403,419.76 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 384.71 | 69,259.64 |
| Margin | 85,528.89 | 255,244.89 |
| Short | 10,251,719.48 | 10,078,915.23 |
| Net Cash Balance | $10,337,633.08 | $10,403,419.76 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 58,398.02 | 171,439.28 |
| Credit Balance Int. | 1,794.60 | 38,894.13 |
| Total | $60,192.62 | $210,333.41 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 36,918,785 | |
| Equities | 10,155,165 | 13,675,956 |
| Total | $10,155,165 | $50,594,741 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Your Portfolio Allocation¶
07/28/01;10:18 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197894¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 10,403,420 | ||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | 26,515,364.90 | 1.0000 | 26,515,365 | 1,087,130 | |
| TOTAL CASH & CASH EQUIVALENTS | $36,918,785 | $1,087,130 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| BANK PLUS CORP | ■ | CASH | 10,000 | 7.0000 | 70,000 | ||
| MEDTRONIC INC | ■ | CASH | 133,355 | 48.5500 | 6,474,385 | 30,672 | 0.4737 |
| MEDTRONIC INC | ■ | SHRT | -75,300 | 48.5500 | -3,655,815 | -17,319 | 0.4737 |
| PNC FINANCIAL SVCS GROUP INC | ■ | CASH | 60,862 | 64.5900 | 3,931,077 | 116,855 | 2.9726 |
| PNC FINANCIAL SVCS GROUP INC | ■ | SHRT | -55,000 | 64.5900 | -3,552,450 | -105,600 | 2.9726 |
| TYCO INTERNATIONAL LTD | ■ | CASH | 59,733 | 53.5800 | 3,200,494 | 2,987 | 0.0933 |
| TYCO INTERNATIONAL LTD | ■ | SHRT | -55,000 | 53.5800 | -2,946,900 | -2,750 | 0.0933 |
| Total Equities& Options | $3,520,791 | $24,845 | |||||
| TOTAL EQUITIES | $3,520,791 | $24,845 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,111,975 |
| YOUR PRICED PORTFOLIO HOLDINGS | $40,439,575 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
07/28/01;10:18 001¶
EFTA00197895¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 07/18/01 | 07/13/01 | SOLD | MEDTRONIC INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED | ■ | -58,055 | 46.00230 | 2,667,091.20 | |
| 07/18/01 | 07/13/01 | SOLD | PNC FINANCIAL SVCS GROUP INC UNSOLICITED | ■ | -5,861 | 64.32430 | 376,640.49 | |
| 07/18/01 | 07/13/01 | SOLD | TYCO INTERNATIONAL LTD UNSOLICITED | ■ | -4,734 | 51.21860 | 242,176.72 | |
| TOTAL | $3,285,908.41 | |||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/02/01 | FND WIRED | MDA#MB128760FNDS WIRED TO J P MORGAN BANK $ COMING FROM REPO | 754,832.00 | |
| 07/02/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 5,431,205.80 | |
| 07/09/01 | FND WIRED | MDA#MB132053FNDS WIRED TO CITIBANK NA | 109,243.00 | |
| TOTAL | -864,075.00 | $5,431,205.80 | ||
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V482¶
EFTA00197896¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
INSTITUTIONAL INTERESTS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/30/01 | OPENINGBALANCE | 23,200,000 | |||||
| 07/02/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | 15,364.90 | ||||
| 07/02/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | 15,364.90 | 15,364.90 | |||
| 07/24/01 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES BUY FD | 3,300,000 | 1.0000 | 3,300,000.00 | ||
| 07/27/01 | CLOSINGBALANCE | 26,515,364.90 | |||||
| TOTAL | |||||||
| -3,315,364.90 | $15,364.90 | ||||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/09/01 | MEDTRONIC INC DIV CHG 75300 SHS SHORT REC 07/06/01 PAY 07/27/01 | 4,329.75 | ||||
| 07/16/01 | PNC FINANCIAL SVCS GROUP INC DIV CHG 55000 SHS SHORT REC 07/13/01 PAY 07/24/01 | 26,400.00 | ||||
| 07/24/01 | PNC FINANCIAL SVCS GROUP INC REC 07/13/01 PAY 07/24/01 | 66,723 | 0.4800 | 32,027.04 | ||
| 07/27/01 | MEDTRONIC INC REC 07/06/01 PAY 07/27/01 | 191,410 | 0.0575 | 11,006.08 | ||
| TOTAL | -30,729.75 | $43,033.12 | ||||
027¶
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EFTA00197897¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD June 30, 2001¶
THROUGH July 27, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/23/01 | INTEREST ON CREDIT BALANCE AT 3 1/2% 06/21 THRU 06/26 | 3.5000 | 129.25 | |||
| 07/23/01 | INTEREST ON CREDIT BALANCE AT 3 1/4% 06/27 THRU 07/20 | 3.2500 | 1,665.35 | |||
| 07/23/01 | SHT ACCT FEE 06/21-07 20 01 | 27,641.50 | ||||
| TOTAL | $29,436.10 | |||||
| LAST STATEMENT | June 29, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/02/01 | JOURNAL | TO 047-30185 PER LOA | 4,528,992.00 | |
| 07/02/01 | JOURNAL | MARK TO MARKET | 171,216.00 | |
| 07/02/01 | JOURNAL | MARK TO MARKET SHORT POS | 171,216.00 | |
| 07/09/01 | JOURNAL | MARK TO MARKET | 125,707.00 | |
| 07/09/01 | JOURNAL | MARK TO MARKET SHORT POS | 125,707.00 | |
| 07/16/01 | JOURNAL | MARK TO MARKET | 55,266.00 | |
| 07/16/01 | JOURNAL | MARK TO MARKET SHORT POS | 55,266.00 | |
| 07/23/01 | JOURNAL | MARK TO MARKET | 182,473.00 | |
| 07/23/01 | JOURNAL | MARK TO MARKET SHORT POS | 182,473.00 | |
| TOTAL | -$5,063,654.00 | $534,662.00 | ||
******* End of Statement*******¶
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