Statements¶
EFTA00197856¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Trades Not Yet Settled | 6 |
| Your Messages | 7 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| STATEMENT PERIOD | December 1, 2001 |¶
| :--- | :--- |¶
| THROUGH | December 31, 2001 |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 72,600 |
| NET CREDIT BALANCE | 599,295 |
| MONEY MARKET FUND BALANCE | 34,802,447 |
| NET EQUITY THIS PERIOD | $35,474,342 |
| NET EQUITY LAST STATEMENT | 35,410,694 |
| CHANGE SINCE LAST STATEMENT | 63,648 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
If any information regarding 2001 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31, 2002 or 1042S by March 15, 2002.¶
Important Message¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197857¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197858¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
|---|---|
| OpeningBalance | $9,587,957.27 |
| Money Fund | 50,909.62 |
| Dividends/Interest | 11,338.00 |
| Amount Credited | $62,247.62 |
| Money Fund | -9,050,909.62 |
| Amount Debited | $-9,050,909.62 |
| Net Cash Activity | -8,988,662.00 |
| Closing Balance | $599,295.27 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 1,381,989.85 | 599,295.27 |
| Margin | 8,205,966.50 | 0.10 |
| Short | 0.92 | -0.10 |
| Net Cash Balance | $9,587,957.27 | $599,295.27 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 50,909.62 | 565,744.58 |
| Credit Balance Int. | 9,387.90 | 54,951.02 |
| Total | $60,297.52 | $620,695.60 |
| Margin Int. Paid | 0.00 | -1,558.64 |
Portfolio Composition¶
| Cash/Cash Equivalent | 35,401,742 |
| Equities | 72,600 |
| Total | $35,474,342 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Your Portfolio Allocation¶
EFTA00197859¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 599,295 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 2,1000% | 34,802,447.11 | 1.0000 | 34,802,447 | 800,456 | 2.3000 | |
| TOTAL CASH & CASH EQUIVALENTS | $35,401,742 | $800,456 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| BANK PLUS CORP | CASH | 10,000 | 7.2600 | 72,600 | |||
| Total Equities&Options | $72,600 | $0 | |||||
| TOTAL EQUITIES | $72,600 | $0 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $800,456 |
| YOUR PRICED PORTFOLIOHOLDINGS | $35,474,342 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
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V519¶
EFTA00197860¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
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INSTITUTIONAL INTERESTS¶
Transaction Detail¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/01/01 | OPENINGBALANCE | 25,751,537.49 | |||||
| 12/03/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | 50,909.62 | ||||
| 12/03/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | 50,909.62 | 50,909.62 | |||
| 12/31/01 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | 9,000,000 | 1.0000 | 9,000,000.00 | ||
| 12/31/01 | CLOSINGBALANCE | 34,802,447.11 | |||||
| TOTAL | -9,050,909.62 | $50,909.62 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/4% 12/11 THRU 12/20 | 1.2500 | 3,329.15 | |||
| 12/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 11/19 THRU 12/10 | 1.5000 | 6,058.75 | |||
| 12/21/01 | SHT ACCT FEE 11/21-12/20 01 | 1,950.10 | ||||
| TOTAL | $11,338.00 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/03/01 | JOURNAL | MARK TO MARKET | 0.92 |
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EFTA00197861¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/03/01 | JOURNAL | MARK TO MARKET SHORT POS | 0.92 | |
| 12/24/01 | JOURNAL | MARK TO MARKET | 1,950.00 | |
| 12/24/01 | JOURNAL | MARK TO MARKET SHORT POS | 1,950.00 | |
| 12/31/01 | JOURNAL | JOURNAL FROM TYPE 5 TO 1 | 0.10 | |
| 12/31/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 8,207,917.42 | |
| 12/31/01 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 8,207,917.42 | |
| 12/31/01 | JOURNAL | MARK TO MARKET | 0.10 | |
| 12/31/01 | JOURNAL | MARK TO MARKET SHORT POS | 0.10 | |
| 12/31/01 | JOURNAL | JOURNAL FROM TYPE 5 TO 1 | 0.10 | |
| TOTAL | -8,209,868.54 | $8,209,868.54 | ||
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/03/02 | 12/28/01 | SOLD | BANK PLUS CORP | -10,000.00 | 7.1400 | 71,398.92 | ||
| TOTAL | $0.00 | $71,398.92 | ||||||
The above trades do not appear in any other section of this statement.¶
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EFTA00197862¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
01/03/02;08:34 001¶