EFTA00197910¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 6,472,937 |
| NET CREDIT BALANCE | 10,671,070 |
| NET EQUITY THIS PERIOD | $17,144,007 |
| NET EQUITY LAST STATEMENT | 17,419,595 |
| CHANGE SINCE LAST STATEMENT | -275,588 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197912¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $10,849,602.57 |
| Funds Deposited | 5,019,668.91 |
| Dividends/Interest | 82,650.54 |
| Amount Credited | $5,102,319.45 |
| Funds Withdrawn | -750,000.00 |
| Dividends/Interest Charged | -30,852.50 |
| Miscellaneous | -4,500,000.00 |
| Amount Debited | $-5,280,852.50 |
| Net Cash Activity | -178,533.05 |
| ClosingBalance | $10,671,069.52 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 382,603.35 | 198,815.95 |
| Margin | 1,235,124.00 | 378,240.00 |
| Short | 9,231,875.22 | 10,094,013.57 |
| Net Cash Balance | $10,849,602.57 | $10,671,069.52 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 41,597.54 | 112,235.42 |
| Credit Balance Int. | 4,946.15 | 34,022.72 |
| Total | $46,543.69 | $146,258.14 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 10,671,070 | |
| Equities | 9,929,275 | 16,402 |
| Total | $9,929,275 | $27,073,282 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Your Portfolio Allocation¶
EFTA00197913¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 10,671,070 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $10,671,070 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| BANK PLUS CORP | ■ | CASH | 10,000 | 5.0200 | 50,200 | ||
| MEDTRONIC INC | ■ | CASH | 191,410 | 44.2500 | 8,469,893 | 38,282 | 0.4520 |
| MEDTRONIC INC | ■ | SHRT | -75,300 | 44.2500 | -3,332,025 | -15,060 | 0.4520 |
| PNC FINANCIAL SVCS GROUP INC | ■ | CASH | 66,723 | 66.1800 | 4,415,728 | 128,108 | 2.9012 |
| PNC FINANCIAL SVCS GROUP INC | ■ | SHRT | -55,000 | 66.1800 | -3,639,900 | -105,600 | 2.9012 |
| TYCO INTERNATIONAL LTD | ■ | CASH | 64,467 | 53.7700 | 3,466,391 | 3,223 | 0.0930 |
| TYCO INTERNATIONAL LTD | ■ | SHRT | -55,000 | 53.7700 | -2,957,350 | -2,750 | 0.0930 |
| Total Equities& Options | $6,472,937 | $46,203 | |||||
| TOTAL EQUITIES | $6,472,937 | $46,203 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $46,203 |
| YOUR PRICED PORTFOLIOHOLDINGS | $17,144,006 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/02/01 | FND WIRED | MDA#MB076558FNDS WIRED TO J.P. MORGAN BANK FD#08593 $ COMING FROM CTC TODAY | 750,000.00 | |
| 04/02/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 5,000,000.00 | |
| 04/04/01 | DEPOSIT | HYPERION 1993FD OO INSTITUTIONAL INTERESTS CITI | 10,620.00 | |
| 04/18/01 | FUNDS REC | ENDS WIRED TO CITIBANK FROM BANKERS NYC | 7,579.91 | |
| 04/25/01 | DEPOSIT | LIPPER OO INSITIT INTEREST CHASE | 1,469.00 | |
| TOTAL | -750,000.00 | $5,019,668.91 | ||
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/09/01 | MEDTRONIC INC DIV CHG 75300 SHS SHORT REC 04/06/01 PAY 04/27/01 | ■ | 3,765.00 | |||
| 04/16/01 | PNC FINANCIAL SVCS GROUP INC DIV CHG 55000 SHS SHORT REC 04/13/01 PAY 04/24/01 | ■ | 26,400.00 | |||
| 04/24/01 | PNC FINANCIAL SVCS GROUP INC REC 04/13/01 PAY 04/24/01 | ■ | 66,723 | 0.4800 | 32,027.04 | |
| 04/26/01 | TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 04/02/01 PAY 05/02/01 | ■ | 687.50 |
INSTITUTIONAL INTERESTS¶
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EFTA00197915¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD March 31, 2001¶
DIVIDENDS (continued)¶
THROUGH April 27, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/27/01 | MEDTRONIC INC | 191,410 | 0.0500 | 9,570.50 | ||
| REC 04/06/01 PAY 04/27/01 | ||||||
| TOTAL | -30,852.50 | $41,597.54 | ||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 04/23/01 | INTEREST ON CREDIT BALANCE AT 4,000% 04/18 THRU 04/20 | 4.0000 | 363.76 | |||
| 04/23/01 | INTEREST ON CREDIT BALANCE AT 4 1/2% 03/21 THRU 04/17 | 4.5000 | 4,582.39 | |||
| 04/23/01 | SHT ACCT FEE 03/21-04 20 01 | 36,106.85 | ||||
| TOTAL | $41,053.00 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/02/01 | JOURNAL | TO 047-30185 PER LOA | 4,500,000.00 | |
| 04/02/01 | JOURNAL | MARK TO MARKET | 316,246.00 | |
| 04/02/01 | JOURNAL | MARK TO MARKET SHORT POS | 316,246.00 | |
| 04/09/01 | JOURNAL | MARK TO MARKET | 335,618.00 | |
| 04/09/01 | JOURNAL | MARK TO MARKET SHORT POS | 335,618.00 | |
| 04/16/01 | JOURNAL | MARK TO MARKET | 314,011.00 | |
| 04/16/01 | JOURNAL | MARK TO MARKET SHORT POS | 314,011.00 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 04/23/01 | JOURNAL | MARK TO MARKET | 562,245.00 | |
| 04/23/01 | JOURNAL | MARK TO MARKET SHORT POS | 562,245.00 | |
| TOTAL | -6,028,120.00 | $1,528,120.00 | ||
******* End of Statement ********¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
04/28/01;17:05 001¶
V471¶