EFTA00197863¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 6 |
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
INSTITUTIONAL INTERESTS¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 71,200 |
| NET CREDIT BALANCE | 9,587,957 |
| MONEY MARKET FUND BALANCE | 25,751,537 |
| NET EQUITY THIS PERIOD | $35,410,694 |
| NET EQUITY LAST STATEMENT | 35,316,922 |
| CHANGE SINCE LAST STATEMENT | 93,772 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197864¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197865¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $9,082,051.19 |
| Money Fund | 537,366.49 |
| Funds Deposited | 16,595.94 |
| Dividends/Interest | 15,186.86 |
| Amount Credited | $569,149.29 |
| Money Fund | -62,366.49 |
| Dividends/Interest Charged | -876.72 |
| Amount Debited | $-63,243.21 |
| Net Cash Activity | 505,906.08 |
| ClosingBalance | $9,587,957.27 |
| Same day transfers of cash between account types are not included in this section. Such transfers will be detailed for all other transactions this period. | |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 889,554.39 | 1,381,989.85 |
| Margin | -681,119.49 | 8,205,966.50 |
| Short | 8,873,616.29 | 0.92 |
| Net Cash Balance | $9,082,051.19 | $9,587,957.27 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 63,053.99 | 514,834.96 |
| Credit Balance Int. | 152.02 | 45,563.12 |
| Total | $63,206.01 | $560,398.08 |
| Margin Int. Paid | 414.99 | -1,558.64 |
Portfolio Composition¶
| Cash/Cash Equivalent | 35,339,494 |
| Equities | 71,200 |
| Total | $35,410,694 |
027¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
12/01/01;10:46 001¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197866¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 9,587,957 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 2,3800% | 25,751,537.49 | 1.0000 | 25,751,537 | 721,043 | 2.8000 | |
| TOTAL CASH & CASH EQUIVALENTS | $35,339,494 | $721,043 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| BANK PLUS CORP | CASH | 10,000 | 7.1200 | 71,200 | |||
| Total Equities&Options | $71,200 | $0 | |||||
| TOTAL EQUITIES | $71,200 | $0 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $721,043 |
| YOUR PRICED PORTFOLIOHOLDINGS | $35,410,694 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
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V513¶
EFTA00197867¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/21/01 | JOURNAL | MEDTRONIC INC JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | -75,300 | ||||
| 11/21/01 | JOURNAL | FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | -55,000 | ||||
| 11/21/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | -55,000 | ||||
| 11/21/01 | JOURNAL | MEDTRONIC INC JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | 75,300 | ||||
| 11/21/01 | JOURNAL | FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | 55,000 | ||||
| 11/21/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 5 PER LOA | ■ | 55,000 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/19/01 | DEPOSIT | INSTITUTIONAL INTS OO BS MORGAN | 16,595.94 | |
| TOTAL | $16,595.94 | |||
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V513¶
EFTA00197868¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
INSTITUTIONAL INTERESTS¶
| DATE MOID/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/27/01 | OPENINGBALANCE | 26,164,171 | |||||
| 11/01/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | 62,366.49 | ||||
| 11/01/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | 62,366.49 | 62,366.49 | |||
| 11/05/01 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES S/D SELL | -75,000 | 1.0000 | 75,000.00 | ||
| 11/19/01 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | -400,000 | 1.0000 | 400,000.00 | ||
| 11/30/01 | CLOSINGBALANCE | 25,751,537.49 | |||||
| TOTAL | |||||||
| -62,366.49 | $537,366.49 | ||||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/01/01 | TYCO INTERNATIONAL LTD REC 10/01/01 PAY 11/01/01 | ■ | 55,000 | 0.0125 | 687.50 | |
| 11/01/01 | TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 10/01/01 PAY 11/01/01 | ■ | 687.50 | |||
| TOTAL | -687.50 | $687.50 | ||||
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EFTA00197869¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
7 of 7¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD October 27,2001¶
THROUGH November 30, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/07/01 | INT ADJ 9/24-10/01 @CALL +1% | 604.21 | ||||
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 1 1/2% 11/06 THRU 11/20 | 1.5000 | 51.67 | |||
| 11/21/01 | INTEREST ON CREDIT BALANCE AT 2,000% 10/21 THRU 11/05 | 2.0000 | 100.35 | |||
| 11/21/01 | FROM 10/21 THRU 11/05 @4 1/2% BAL 759,079 AVBAL 23,069 | 4.5000 | 46.14 | |||
| 11/21/01 | FROM 11/06 THRU 11/20 @4 % BAL 1154,582 AVBAL 85,849 | 4.0000 | 143.08 | |||
| 11/21/01 | SHT ACCT FEE 10/21-11 20 01 | 13,743.13 | ||||
| TOTAL | -189.22 | $14,499.36 | ||||
| LAST STATEMENT | October 26, 2001 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/29/01 | JOURNAL | MARK TO MARKET | 261,558.00 | |
| 10/29/01 | JOURNAL | MARK TO MARKET SHORT POS | 261,558.00 | |
| 11/05/01 | JOURNAL | MARK TO MARKET | 183,598.00 | |
| 11/05/01 | JOURNAL | MARK TO MARKET SHORT POS | 183,598.00 | |
| 11/12/01 | JOURNAL | MARK TO MARKET | 390,730.00 | |
| 11/12/01 | JOURNAL | MARK TO MARKET SHORT POS | 390,730.00 | |
| 11/19/01 | JOURNAL | MARK TO MARKET | 5,377.00 | |
| 11/19/01 | JOURNAL | MARK TO MARKET SHORT POS | 5,377.00 | |
| 11/26/01 | JOURNAL | MARK TO MARKET | 9,360,738.00 | |
| 11/26/01 | JOURNAL | MARK TO MARKET SHORT POS | 9,360,738.00 | |
| TOTAL | -10,202,001.00 | $10,202,001.00 |
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