EFTA00197947¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 7,880,660 |
| NET CREDIT BALANCE | 14,091,700 |
| NET EQUITY THIS PERIOD | $21,972,360 |
| NET EQUITY LAST STATEMENT | 27,162,274 |
| CHANGE SINCE LAST STATEMENT | -5,189,914 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Decimal Trading is Coming!¶
Decimal Trading is the shift from fractional pricing (e.g.,211/2) to decimal pricing (e.g.,$21.50) for equities and options.¶
Important Message¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
All trading on NYSE, AMEX, and regional exchanges will be in decimals effective as of 1/29/01.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
For details, visit our website at www.bearstearns.com.¶
027¶
EFTA00197948¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197949¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $43,898.17 |
| Securities Sold | 22,668,907.17 |
| Funds Deposited | 5,064,548.76 |
| Dividends/Interest | 74,218.51 |
| Miscellaneous | 9,914,476.52 |
| Amount Credited | $37,722,150.96 |
| Securities Bought | -3,024,349.16 |
| Funds Withdrawn | -16,150,000.00 |
| Miscellaneous | -4,500,000.00 |
| Amount Debited | $-23,674,349.16 |
| Net Cash Activity | 14,047,801.80 |
| Closing Balance | $14,091,699.97 |
| Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period. | |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 43,898.17 | 0.00 |
| Margin | 0.00 | 3,080,199.70 |
| Short | 0.00 | 11,011,500.27 |
| Net Cash Balance | $43,898.17 | $14,091,699.97 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 67,997.54 | 67,997.54 |
| Credit Balance Int. | 6,220.97 | 6,220.97 |
| Total | $74,218.51 | $74,218.51 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 14,091,700 | |
| Equities | 11,640,921 | 19,521,581 |
| Total | $11,640,921 | $33,613,281 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Your Portfolio Allocation¶
EFTA00197950¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 9¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
| CASH BALANCE | 14,091,700 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $14,091,700 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| BANK PLUS CORP | ■ | CASH | 10,000 | 4.2500 | 42,500 | ||
| MEDTRONIC INC | ■ | MRGN | 191,410 | 54.9380 | 10,515,683 | 38,282 | 0.3640 |
| MEDTRONIC INC | ■ | SHRT | -75,300 | 54.9380 | -4,136,831 | -15,060 | 0.3640 |
| PNC FINANCIAL SVCS GROUP INC | ■ | MRGN | 66,723 | 74.3130 | 4,958,386 | 128,108 | 2.5837 |
| PNC FINANCIAL SVCS GROUP INC | ■ | SHRT | -55,000 | 74.3130 | -4,087,215 | -105,600 | 2.5837 |
| TYCO INTERNATIONAL LTD | ■ | MRGN | 64,467 | 62.1250 | 4,005,012 | 3,223 | 0.0805 |
| TYCO INTERNATIONAL LTD | ■ | SHRT | -55,000 | 62.1250 | -3,416,875 | -2,750 | 0.0805 |
| Total Equities& Options | $7,880,660 | $46,203 | |||||
| TOTAL EQUITIES | $7,880,660 | $46,203 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $46,206 |
| YOUR PRICED PORTFOLIOHOLDINGS | $21,972,359 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
01/27/01;13:44 001¶
EFTA00197951¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 9¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/02/01 | 12/29/00 | SOLD | CALL TYCO INTL JAN 055**** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, UNSOLICITED OPEN CONTRACT AS OF 12/29/00 | -1,100 | 3.10420 | 337,600.64 | ||
| 01/02/01 | 12/29/00 | SOLD | CALL MEDTRONIC JAN 055**** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, UNSOLICITED OPEN CONTRACT | -600 | 6.46320 | 385,679.07 | ||
| 01/02/01 | 12/29/00 | SOLD | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 CUSIP NUMBER TO FOLLOW, OPEN CONTRACT | -1,100 | 4.32920 | 472,346.12 | ||
| 01/03/01 | 01/02/01 | SOLD | CALL MEDTRONIC JAN 055**** EXP 01/20/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW, OPEN CONTRACT | -1,000 | 5.67280 | 563,761.09 | ||
| 01/22/01 | JOURNAL | CALL TYCO INTL JAN 055**** EXP 01/20/2001 AE QTYCA55 ASSIGNED 02337 | 1,100 | |||||
| 01/22/01 | JOURNAL | CALL MEDTRONIC JAN 055**** EXP 01/20/2001 AE OMOTA55 ASSIGNED 01356 | 753 | |||||
| 01/22/01 | JOURNAL | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 AE QPNCAN ASSIGNED 01682 | 1,100 | |||||
| 01/24/01 | 01/22/01 | SOLD | PNC FINANCIAL SVCS GROUP INC AE OPNCAN 1100 ASSIGNED AS OF 01/22/01 | PNC | -55,000 | 70.00000 | 3,849,321.66 |
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01/27/01;13:44 001¶
EFTA00197952¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 9¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/24/01 | 01/22/01 | SOLD | MEDTRONIC INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE SHORT, A/E OMDT455 753 ASSIGNED AS OF 01/22/01 | MDT | -75,300 | 55.00000 | 4,139,479.45 | |
| 01/24/01 | 01/22/01 | SOLD | PNC FINANCIAL SVCS GROUP INC SHORT, A/E OPNCAN 1100 ASSIGNED AS OF 01/22/01 | PNC | -55,000 | 70.00000 | 3,848,496.66 | |
| 01/24/01 | 01/22/01 | SOLD | TYCO INTERNATIONAL LTD SHORT, A/E QTYCA55 1100 ASSIGNED AS OF 01/22/01 | TYC | -55,000 | 55.00000 | 3,023,524.16 | |
| 01/24/01 | 01/22/01 | SOLD | TYCO INTERNATIONAL LTD SHORT, A/E QTYCA55 1100 ASSIGNED AS OF 01/22/01 | TYC | -55,000 | 55.00000 | 3,024,349.16 | |
| 01/24/01 | EXPIRED | CALL MEDTRONIC JAN 055**** EXP 01/20/2001 | 847 | |||||
| 01/25/01 | 01/22/01 | SOLD | TYCO INTERNATIONAL LTD A/E QTYCA55 1100 ASSIGNED A/O 01/24/01 SD AS OF 01/22/01 | TYC | -55,000 | 55.00000 | 3,024,349.16 | |
| 01/25/01 | 01/22/01 | CANCEL SELL | TYCO INTERNATIONAL LTD SHORT, A/E QTYCA55 1100 ASSIGNED A/O 01/24/01 SD AS OF 01/22/01 TO COL. PREVIOUS SELL | TYC | 55,000 | 55.00000 | 3,024,349.16 | |
| 01/25/01 | JOURNAL | MEDTRONIC INC JOURNAL FROM TYPE 1 TO 2 | MDT | -191,410 | ||||
| 01/25/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | -66,723 |
027¶
01/27/01;13:44 001¶
EFTA00197953¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
7 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 01/25/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 2 | TYC | -119,467 | |||||
| 01/25/01 | JOURNAL | MEDTRONIC INC JOURNAL FROM TYPE 1 TO 2 | MDT | 191,410 | |||||
| 01/25/01 | JOURNAL | PNC FINANCIAL SVCS GROUP INC JOURNAL FROM TYPE 1 TO 2 | PNC | 66,723 | |||||
| 01/25/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 1 TO 2 | TYC | 119,467 | |||||
| 01/26/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 2 TO 1 | TYC | 55,000 | |||||
| 01/26/01 | JOURNAL | TYCO INTERNATIONAL LTD JOURNAL FROM TYPE 2 TO 1 | TYC | -55,000 | |||||
| TOTAL | -$3,024,349.16 | $22,668,907.17 | |||||||
DEPOSITS AND WITHDRAWALS¶
027¶
01/27/01;13:44 001¶
EFTA00197954¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
8 of 9¶
Transaction Detail (continued)¶
DEPOSITS AND WITHDRAWALS (continued)¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/26/01 | FND WIRED | MDA# FNDS WIRED TO CUSTODIAL TRUST COMPANY | 5,500,000.00 | |
| TOTAL | -16,150,000.00 | $5,064,548.76 | ||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/24/01 | PNC FINANCIAL SVCS GROUP INC REC 01/12/01 PAY 01/24/01 | PNC | 121,723 | 0.4800 | 58,427.04 | |
| 01/26/01 | MEDTRONIC INC REC 01/05/01 PAY 01/26/01 | MDT | 191,410 | 0.0500 | 9,570.50 | |
| TOTAL | $67,997.54 | |||||
INSTITUTIONAL INTERESTS¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/21 THRU 12/28 | 6.0000 | 58.53 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6,000% 12/29 THRU 01/02 | 6.0000 | 1,888.27 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 5 1/2% 01/03 THRU 01/20 | 5.5000 | 4,274.17 | |||
| TOTAL | $6,220.97 | |||||
027¶
01/27/01;13:44 001¶
EFTA00197955¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
9 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/02/01 | JOURNAL | FR 102-16490PER LOA | 9,914,476.52 | |
| 01/04/01 | JOURNAL | TO 047-30185 PER LOA | 4,500,000.00 | |
| 01/24/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 5,505,139.00 | |
| 01/24/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 5,505,139.00 | |
| 01/25/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 41,141.04 | |
| 01/25/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 41,141.04 | |
| 01/26/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 3,033,919.66 | |
| 01/26/01 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 3,033,919.66 | |
| TOTAL | -13,080,199.70 | $18,494,676.22 | ||
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
******* End of Statement*******¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
EFTA00197956¶