EFTA00197884¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| STATEMENT PERIOD | July 28, 2001 |¶
| :--- | :--- |¶
| THROUGH | August 31, 2001 |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 70,800 |
| NET CREDIT BALANCE | 10,767,518 |
| MONEY MARKET FUND BALANCE | 29,593,622 |
| NET EQUITY THIS PERIOD | $40,431,940 |
| NET EQUITY LAST STATEMENT | 40,439,576 |
| CHANGE SINCE LAST STATEMENT | -7,636 |
INSTITUTIONAL INTERESTS¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197885¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197886¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $10,403,419.76 |
| Securities Sold | 3,332,662.23 |
| Money Fund | 78,256.97 |
| Dividends/Interest | 31,486.81 |
| Miscellaneous | 636.21 |
| Amount Credited | $3,443,042.22 |
| Money Fund | -3,078,256.97 |
| Dividends/Interest Charged | -687.50 |
| Amount Debited | $-3,078,944.47 |
| Net Cash Activity | 364,097.75 |
| ClosingBalance | $10,767,517.51 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 69,259.64 | 405,855.82 |
| Margin | 255,244.89 | 156,896.89 |
| Short | 10,078,915.23 | 10,204,764.80 |
| Net Cash Balance | $10,403,419.76 | $10,767,517.51 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 79,062.81 | 250,502.09 |
| Credit Balance Int. | 2,491.90 | 41,386.03 |
| Total | $81,554.71 | $291,888.12 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 40,361,140 | |
| Equities | 9,948,862 | 10,019,662 |
| Total | $9,948,862 | $50,380,802 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
09/01/01;10:37 001¶
Your Portfolio Allocation¶
EFTA00197887¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 10,767,518 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | 29,593,621.87 | 1.0000 | 29,593,622 | 1,154,151 | 3.9000 | |
| TOTAL CASH & CASH EQUIVALENTS | $40,361,140 | $1,154,151 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| BANK PLUS CORP | ■ | CASH | 10,000 | 7.0800 | 70,800 | ||
| MEDTRONIC INC | ■ | CASH | 75,300 | 45.5400 | 3,429,162 | 17,319 | 0.5051 |
| MEDTRONIC INC | ■ | SHRT | -75,300 | 45.5400 | -3,429,162 | -17,319 | 0.5051 |
| PNC FINANCIAL SVCS GROUP INC | ■ | CASH | 55,000 | 66.5900 | 3,662,450 | 105,600 | 2.8833 |
| PNC FINANCIAL SVCS GROUP INC | ■ | SHRT | -55,000 | 66.5900 | -3,662,450 | -105,600 | 2.8833 |
| TYCO INTERNATIONAL LTD | ■ | CASH | 55,000 | 51.9500 | 2,857,250 | 2,750 | 0.0962 |
| TYCO INTERNATIONAL LTD | ■ | SHRT | -55,000 | 51.9500 | -2,857,250 | -2,750 | 0.0962 |
| Total Equities& Options | $70,800 | $0 | |||||
| TOTAL EQUITIES | $70,800 | $0 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,154,151 |
| YOUR PRICED PORTFOLIOHOLDINGS | $40,431,939 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
09/01/01;10:37 001¶
EFTA00197888¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/07/01 | 08/02/01 | SOLD | MEDTRONIC INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE | ■ | -58,055 | 46.38850 | 2,689,511.30 | |
| 08/07/01 | 08/02/01 | SOLD | PNC FINANCIAL SVCS GROUP INC UNSOLICITED | ■ | -5,862 | 67.02320 | 392,525.18 | |
| 08/07/01 | 08/02/01 | SOLD | TYCO INTERNATIONAL LTD UNSOLICITED | ■ | -4,733 | 53.01460 | 250,625.75 | |
| TOTAL | $3,332,662.23 | |||||||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 07/28/01 | OPENINGBALANCE | 26,515,364.90 | |||||
| 08/01/01 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | 78,256.97 | ||||
| 08/01/01 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | 78,256.97 | 78,256.97 | |||
| 08/08/01 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES BUY FD | 3,000,000 | 1.0000 | 3,000,000.00 | ||
| 08/31/01 | CLOSINGBALANCE | 29,593,621.87 | |||||
| TOTAL | -3,078,256.97 | $78,256.97 | |||||
027¶
09/01/01;10:37 001¶
EFTA00197889¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
DIVIDENDS¶
STATEMENT PERIOD July 28, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 08/01/01 | TYCO INTERNATIONAL LTD REC 07/02/01 PAY 08/01/01 | ■ | 64,467 | 0.0125 | 805.84 | |
| 08/01/01 | TYCO INTERNATIONAL LTD DIV CHG 55000 SHS SHORT REC 07/02/01 PAY 08/01/01 | ■ | 687.50 | |||
| TOTAL | -687.50 | $805.84 | ||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 08/21/01 | INTEREST ON CREDIT BALANCE AT 3 1/4% 07/21 THRU 08/20 | 3.2500 | 2,491.90 | |||
| 08/21/01 | SHT ACCT FEE 07/21-08/20 01 | 28,189.07 | ||||
| TOTAL | $30,680.97 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/30/01 | JOURNAL | MARK TO MARKET | 76,249.00 | |
| 07/30/01 | JOURNAL | MARK TO MARKET SHORT POS | 76,249.00 | |
| 08/06/01 | JOURNAL | MARK TO MARKET | 92,215.00 | |
| 08/06/01 | JOURNAL | MARK TO MARKET SHORT POS | 92,215.00 | |
| 08/07/01 | JOURNAL | FROM: * JRL * | 635.19 | |
| 08/13/01 | JOURNAL | MARK TO MARKET | 7,527.00 | |
| 08/13/01 | JOURNAL | MARK TO MARKET SHORT POS | 7,527.00 |
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EFTA00197890¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
7 of 7¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 08/20/01 | JOURNAL | MARK TO MARKET | 115,933.00 | |
| 08/20/01 | JOURNAL | MARK TO MARKET SHORT POS | 115,933.00 | |
| 08/22/01 | JOURNAL | FROM: RESIDUAL BALANCE * JRL * | 1.02 | |
| 08/27/01 | JOURNAL | MARK TO MARKET | 222,720.00 | |
| 08/27/01 | JOURNAL | MARK TO MARKET SHORT POS | 222,720.00 | |
| TOTAL | -514,644.00 | $515,280.21 | ||
******* End of Statement*******¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Mebrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
027¶
09/01/01;10:37 001¶