EFTA00196306¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 6¶
Trades Not Yet Settled … 11¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
FINANCIAL TRUST CO INC¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD October 26, 2002¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 7,421,941 |
| LONG ACCRUED INTEREST | 449,808 |
| NET CREDIT BALANCE | 13,776 |
| NET EQUITY THIS PERIOD | $7,885,525 |
| NET EQUITY LAST STATEMENT | 7,987,189 |
| CHANGE SINCE LAST STATEMENT | -101,664 |
ACCOUNT NUMBER¶
THROUGH November 29, 2002¶
Market Value of Your Portfolio¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00196308¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 12¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $- |
| Securities Sold | 71,571,875.00 |
| Dividends/Interest | 573,407.23 |
| Miscellaneous | 32,826,889.93 |
| Amount Credited | $104,972,172.16 |
| Securities Bought | -79,641,806.39 |
| Dividends/Interest Charged | -183,214.02 |
| Miscellaneous | -25,133,376.00 |
| Amount Debited | $-104,958,396.41 |
| Net Cash Activity | 13,775.75 |
| Closing Balance | $13,775.71 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | - | 13,775.71 |
| Net Cash Balance | $- | $13,775.71 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 573,293.59 | 1,838,334.77 |
| Credit Balance Int. | 113.64 | 693.02 |
| Total | $573,407.23 | $1,839,027.79 |
| Bond Purchase Int. | -183,214.02 | -497,459.47 |
Portfolio Composition¶
| Cash/Cash Equivalent | 13,776 |
| Fixed Income | 7,421,941 |
| Total | $7,435,717 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrobate Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | October 26, 2002 |
|---|---|
| THROUGH | November 29, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | October 25, 2002 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196309¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
4 of 12¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
STATEMENT PERIOD October 26, 2002¶
CASH & CASH EQUIVALENTS¶
THROUGH November 29, 2002¶
AGCOUNT NUMBER¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 13,776 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $13,776 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCrued INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP | MRGN | 60,000,000 | Unpriced | 129,966 | 3,342,000 | |||
| SERIES 2530 CLASS SE INTEREST FROM DATE 11/15/02 DATED DATE 10/11/02 FIRST COUPON 12/15/2002 BOOK ENTRY ONLY DUE 02/15/2032 5,570% FACTOR = 1,00000000 | ||||||||
| FEDERAL HOME LOAN MTG CORP | MRGN | 25,737,174 | Unpriced | 53,248 | 1,369,218 | |||
| SERIES 2526 CLASS SI INTEREST FROM DATE 11/15/02 DATED DATE 10/01/02 FIRST COUPON 12/15/2002 BOOK ENTRY ONLY DUE 02/15/2032 5,320% FACTOR = 1,00000000 | ||||||||
| FEDERAL HOME LOAN MTG CORP | MRGN | 65,139,320 | 3.3013 | 2,150,428 | 25,331 | 651,393 | 30.2913 | |
| SERIES 2471 CLASS YT DATED DATE 06/07/02 BOOK ENTRY ONLY DUE 03/15/2032 1,000% FACTOR = .94090540 |
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EFTA00196310¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 12¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | MULTI TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP | MRGN | 47,359,665 | Unpriced | 121,890 | 3,134,263 | |||
| SERIES 2488 CLASS SQ DATED DATE 07/08/02 BOOK ENTRY ONLY DUE 03/15/2032 6,618% FACTOR = .94719330 | ||||||||
| FEDERAL HOME LOAN MTG CORP | MRGN | 54,638,781 | 9.6479 | 5,271,513 | 119,373 | 3,069,607 | 58.2301 | |
| SERIES 2483 CL SL DATED DATE 07/02/02 BOOK ENTRY ONLY DUE 03/15/2032 5,618% FACTOR = .94719330 | ||||||||
| Total Government& Agency Obligations | $7,421,941 | $449,808 | $11,566,481 | |||||
| TOTAL FIXED INCOME | $7,421,941 | $449,808 | $11,566,481 |
| YOUR TOTAL ACCRUED INTEREST | $449,808 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $11,566,481 |
| YOUR PRICED PORTFOLIOHOLDINGS | $7,435,717 |
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V638¶
EFTA00196311¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 12¶
FINANCIAL TRUST CO INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
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EFTA00196312¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 12¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CURSOR | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/14/02 | 11/05/02 | CANCEL BUY | FNMA-30YR(FNMA)GTD SETT,11/02 DUE 11/01/2032 05,500% REF # BS AS OF 11/05/02 TO CXL PREVIOUS BUY | -10,000,000 | 100.40625 | 10,040,625.00 | ||
| 11/14/02 | 11/07/02 | SOLD | FNMA-30YR(FNMA)GTD SSETT,11/02 DUE 11/01/2032 05,500% REF # BS | -10,000,000 | 101.25000 | 10,125,000.00 | ||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -2,639,000 | |||||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -915 | |||||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,618 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -1,589,000 | |||||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2480 DL SL 5,618 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -347 | |||||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO 6,618 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -1,377,000 | |||||
| 11/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO 6,618 DUE 03/15/32 PRINCIPAL REDUCTN 11-15-02 | -610 |
11/30/02;14:25 001 V638¶
EFTA00196313¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
8 of 12¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/29/02 | 11/13/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DUE 02/15/2032 05,570% | 10,000,000 ACCR. INT. | 9.56250 | 956,250.00 21,661.11 | ||
| REF # AS OF 11/13/02 | BS | |||||||
| 11/29/02 | 11/13/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DUE 02/15/2032 05,570% | 50,000,000 ACCR. INT. | 9.56250 | 4,781,250.00 108,305.56 | ||
| REF # AS OF 11/13/02 | BS | |||||||
| 11/29/02 | 11/05/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI DUE 02/15/2032 05,320% | 25,737,174 ACCR. INT. | 9.06250 | 2,332,431.39 53,247.35 | ||
| REF # AS OF 11/05/02 | BS | |||||||
| TOTAL | -79,825,020.41 | $71,571,875.00 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/28/02 | AVG BAL 157,735RT 1.080 021 OFFICE INTEREST 1002 | 113.64 | ||||
| 11/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1,000 INTEREST PAYMENT 11-15-02 | 1.0000 | 77,829.12 | |||
| 11/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5,618 INTEREST PAYMENT 11-15-02 | 5.6180 | 243,655.22 |
027¶
11/30/02;14:25 001¶
EFTA00196314¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
9 of 12¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
INTEREST (continued)¶
STATEMENT PERIOD October 26, 2002¶
THROUGH November 29, 2002¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 11/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DUE 03/15/2032 INTEREST PAYMENT 11-15-02 | 6.6180 | 251,809.25 | ||||
| TOTAL | $573,407.23 | ||||||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
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V638¶
EFTA00196315¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
10 of 12¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MOIDAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/29/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 1,000,000.00 | |
| 10/29/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 1,000,000.00 | |
| 10/29/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 9,400,000.00 | |
| 10/29/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 9,400,000.00 | |
| 11/12/02 | JOURNAL | OCT 2002 CLEAR FEES | 250.00 | |
| 11/14/02 | JOURNAL | FNMA-30YR(FNMA)GTD SETT,11/02 6,000 DUE 11/01/32 MBS NET 11/14/02 | 78,125.00 | |
| 11/14/02 | JOURNAL | FNMA-30YR(FNMA)GTD SETT,11/02 5,500 DUE 11/01/32 MBS NET 11/14/02 | 84,375.00 | |
| 11/18/02 | JOURNAL | FTM TO FITG | 332,126.00 | |
| 11/18/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 P&I TRNFR | 2,860.45 | |
| 11/19/02 | JOURNAL | PREM,PRN. ADJ. | 427,000.00 |
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD October 26, 2002¶
THROUGH November 29, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
027¶
11/30/02;14:25 001¶
EFTA00196316¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
11 of 12¶
Transaction Detail (continued)¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
MISCELLANEOUS (continued)¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
THROUGH November 29, 2002¶
STATEMENT PERIOD October 26, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 25, 2002 |¶
| :--- | :--- |¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/12/02 | 11/07/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% | 25,000,000.00 | 102.6250 | 25,656,250.00 | ||
| REF # | BS |
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EFTA00196317¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
12 of 12¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 12/12/02 | 11/14/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% REF # | -25,000,000.00 | 102.7968 | 25,699,218.75 | |||
| 12/12/02 | 11/07/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2032 05,500% REF # | 10,000,000.00 | 100.9062 | 10,090,625.00 | |||
| TOTAL | $35,746,875.00 | $25,699,218.75 | |||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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