EFTA00196318¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 5¶
Trades Not Yet Settled … 9¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 7,803,210 |
| LONG ACCRUED INTEREST | 183,979 |
| NET EQUITY THIS PERIOD | $7,987,189 |
| NET EQUITY LAST STATEMENT | 8,248,273 |
| CHANGE SINCE LAST STATEMENT | -261,084 |
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
STATEMENT PERIOD September 28, 2002¶
FINANCIAL TRUST CO INC¶
ACCOUNT NUMBER¶
THROUGH October 25, 2002¶
Market Value of Your Portfolio¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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V637¶
EFTA00196319¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196320¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $15,467.44 |
| Securities Sold | 25,484,375.00 |
| Dividends/Interest | 580,262.32 |
| Miscellaneous | 1,475,379.20 |
| Amount Credited | $27,540,016.52 |
| Securities Bought | -25,484,375.00 |
| Funds Withdrawn | -71,010.00 |
| Miscellaneous | -2,000,099.00 |
| Amount Debited | $-27,555,484.00 |
| Net Cash Activity | -15,467.48 |
| ClosingBalance | $- |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 15,467.44 | - |
| Net Cash Balance | $15,467.44 | $- |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 579,850.46 | 1,265,041.18 |
| Credit Balance Int. | 411.86 | 579.38 |
| Total | $580,262.32 | $1,265,620.56 |
| Bond Purchase Int. | -314,245.45 |
Portfolio Composition¶
| SHORT | LONG | |
| Fixed Income | 7,803,210 | |
| Total | $7,803,210 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | September 28, 2002 |
|---|---|
| THROUGH | October 25, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | September 27, 2002 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196321¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
4 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | ||||||
| TOTAL CASH & CASH EQUIVALENTS |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCrued INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT | MRGN | 67,779,235 | 3.3578 | 2,275,887 | 18,830 | 677,792 | 29.7814 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ | MRGN | 48,737,275 | Unpriced | 83,935 | 3,021,711 | |||
| FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL | MRGN | 56,228,128 | 9.8302 | 5,527,323 | 81,214 | 2,923,863 | 52.8984 | |
| Total Government& Agency Obligations | $7,803,210 | $183,979 | $6,623,366 | |||||
| TOTAL FIXED INCOME | $7,803,210 | $183,979 | $6,623,366 | |||||
027¶
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EFTA00196322¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
5 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| YOUR TOTAL ACCRUED INTEREST | $183,979 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $6,623,366 |
| YOUR PRICED PORTFOLIOHOLDINGS | $7,803,210 |
Your Portfolio Holdings (continued)¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
INVESTMENT ACTIVITY¶
Transaction Detail¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/15/02 | 09/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% REF # BS | 25,000,000 | 101.93750 | 25,484,375.00 | ||
| 10/15/02 | 09/04/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% REF # BS AS OF 09/04/02 TO CXL PREVIOUS BUY | -25,000,000 | 101.93750 | 25,484,375.00 | ||
| 10/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 10-15-02 | -1,402,000 |
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EFTA00196323¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 28, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH October 25, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 10-15-02 | -726 | |||||
| 10/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,176 DUE 03/15/32 PRINCIPAL REDUCTN 10-15-02 | -844,507 | |||||
| 10/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ 6,176 DUE 03/15/32 PRINCIPAL REDUCTN 10-15-02 | -732,000 | |||||
| 10/16/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 FITMARGN A2 RP TERM TERM REPO AGREEMENT | 3,432,534 | |||||
| 10/16/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 FITMARGN A1 RP OPEN REPO AGREEMENT | -29,048,244 | |||||
| TOTAL | -25,484,375.00 | $25,484,375.00 | ||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/03/02 | FND WIRED | WIRED TO FLEET NATIONAL BANK | 71,010.00 | |
| TOTAL | -71,010.00 | |||
027¶
10/26/02;10:07 001¶
EFTA00196324¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
7 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
INTEREST¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 09/30/02 | AVG BAL 144,447RT 3.666 021 OFFICE INTEREST 0902 | 411.86 | ||||
| 10/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1,000 INTEREST PAYMENT 10-15-02 | 1.0000 | 78,998.06 | |||
| 10/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5,176 INTEREST PAYMENT 10-15-02 | 5.1760 | 246,214.67 | |||
| 10/15/02 | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DUE 03/15/2032 6,176 INTEREST PAYMENT 10-15-02 | 6.1760 | 254,637.73 | |||
| TOTAL | $580,262.32 | |||||
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
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EFTA00196325¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/07/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 1,190,000.00 | |
| 10/09/02 | JOURNAL | SEPT 02 CLEARING FEES | 50.00 | |
| 10/10/02 | JOURNAL | FITM TO FITG | 49.00 | |
| 10/15/02 | JOURNAL | FNMA-30YR(FNMA)GTD SETT,10/02 6,000 DUE 10/01/32 MBS NET 10/15/02 | 278,320.31 | |
| 10/16/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 P&I TRNFR | 2,903.41 | |
| 10/18/02 | RECEIVED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 1,000,000.00 | |
| 10/21/02 | JOURNAL | FITG TO FITM | 1,734.00 | |
| TOTAL | -2,000,099.00 | $1,475,379.20 | ||
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD September 28, 2002¶
THROUGH October 25, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
027¶
10/26/02;10:07 001¶
V637¶
EFTA00196326¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
9 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 11/14/02 | 10/09/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,11/02 DUE 11/01/2032 06,000% | 5N94582 | 25,000,000.00 | 102.6562 | 25,664,062.50 | ||
| REF # | BS | ||||||||
| TOTAL | $25,664,062.50 | ||||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement******¶
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