EFTA00196336¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
Financial Summary 3¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Transaction Detail … 5¶
Trades Not Yet Settled … 9¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 3,122,857 |
| LONG ACCRUED INTEREST | 292,307 |
| NET CREDIT BALANCE | 116,153 |
| NET EQUITY THIS PERIOD | $3,531,317 |
| NET EQUITY LAST STATEMENT | 241,409 |
| CHANGE SINCE LAST STATEMENT | 3,289,908 |
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
FINANCIAL TRUST CO INC¶
ACCOUNT NUMBER¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
Market Value of Your Portfolio¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00196338¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $241,409.36 |
| Dividends/Interest | 80,427.35 |
| Miscellaneous | 110,150,262.74 |
| Amount Credited | $110,230,690.09 |
| Securities Bought | -15,313,595.08 |
| Dividends/Interest Charged | -294,051.45 |
| Miscellaneous | -94,748,300.00 |
| Amount Debited | $-110,355,946.53 |
| Net Cash Activity | -125,256.44 |
| Closing Balance | $116,152.92 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 241,409.36 | 116,152.92 |
| Net Cash Balance | $241,409.36 | $116,152.92 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 80,379.17 | 80,379.17 |
| Credit Balance Int. | 48.18 | 48.18 |
| Total | $80,427.35 | $80,427.35 |
| Bond Purchase Int. | -294,051.45 | -294,051.45 |
Portfolio Composition¶
| Cash/Cash Equivalent | 116,153 |
| Fixed Income | 3,122,857 |
| Total | $3,239,010 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | July 27, 2002 |
|---|---|
| THROUGH | August 30, 2002 |
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196339¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
4 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 116,153 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $116,153 |
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DATED DATE 06/07/02 BOOK ENTRY ONLY DUE 03/15/2032 1,000% FACTOR = 1,00000000 | MRGN | 95,814,693 | 3.2593 | 3,122,857 | 39,926 | 958,147 | 30.6817 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL INTEREST FROM DATE 08/15/02 DATED DATE 07/02/02 FIRST COUPON 09/15/2002 BOOK ENTRY ONLY DUE 03/15/2032 5,161% FACTOR = 1,00000000 | MRGN | 57,684,932 | Unpriced | 124,046 | 2,977,119 | |||
| FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ INTEREST FROM DATE 08/15/02 DATED DATE 07/08/02 FIRST COUPON 09/15/2002 BOOK ENTRY ONLY DUE 08/15/2032 6,160% FACTOR = 1,00000000 | MRGN | 50,000,000 | Unpriced | 128,335 | 3,080,000 | |||
| Total Government& Agency Obligations | $3,122,857 | $292,307 | $7,015,266 | |||||
| TOTAL FIXED INCOME | $3,122,857 | $292,307 | $7,015,266 | |||||
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EFTA00196340¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
5 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD July 27, 2002¶
Your Portfolio Holdings (continued)¶
| YOUR TOTAL ACCRUED INTEREST | $292,307 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $7,015,266 |
| YOUR PRICED PORTFOLIOHOLDINGS | $3,239,009 |
THROUGH August 30, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 07/30/02 | 07/19/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 00,001% REF # AS OF 07/19/02 | 100,000,000 ACCR. INT. | 3.46875 | 3,468,750.00 41,666.67 | ||
| 07/31/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,001 DUE 03/15/32 FITMARGN A1 REPO AGREEMENT | -20,000,000 | |||||
| 08/12/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 FITMARGN A2 TERM REPO AGREEMENT | 20,000,000 |
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08/31/02;12:57 001¶
EFTA00196341¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|---|
| 08/12/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 FITMARGN A1 REPO AGREEMENT | -3,545,000 | |||||
| 08/15/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 08-29-02 | -640,307 | |||||
| 08/30/02 | 08/07/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 05,161% | 57,684,932 ACCR. INT. | 9.53125 | 5,498,095.08 124,051.45 | ||
| 08/30/02 | 08/02/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DUE 08/15/2032 06,160% | 50,000,000 ACCR. INT. | 12.69350 | 6,346,750.00 128,333.33 | ||
| TOTAL | -15,607,646.53 | |||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/29/02 | AVG BAL 235,581RT 1.052 021 OFFICE INTEREST 0702 | 48.18 | ||||
| 08/29/02 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1.000 INTEREST PAYMENT 08-29-02 | 1.0000 | 80,379.17 | |||
| TOTAL | $80,427.35 | |||||
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V566¶
EFTA00196342¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
7 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD July 27, 2002¶
| THROUGH | August 30, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
027¶
08/31/02;12:57 001¶
EFTA00196343¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
027¶
08/31/02;12:57 001¶
V566¶
EFTA00196344¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
9 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 08/30/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 21,506,000.00 | |
| TOTAL | -94,748,300.00 | $110,150,262.74 | ||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN | |
|---|---|---|---|---|---|---|---|---|---|
| 09/13/02 | 07/19/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # BS | 25,000,000.00 | 100.2968 | 25,074,218.75 | |||
| 09/13/02 | 07/19/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # BS AS OF 07/19/02 | 25,000,000.00 | 100.2968 | 25,074,218.75 | |||
| 09/16/02 | 07/19/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # BS AS OF 07/19/02 | 25,000,000.00 | 100.2968 | 25,074,218.75 | |||
| TOTAL | $50,148,437.50 | $25,074,218.75 | |||||||
The above trades do not appear in any other section of this statement.¶
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