Statements¶
EFTA00196295¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
Financial Summary 3¶
Your Portfolio Holdings … 4¶
What’s In This Statement¶
Transaction Detail … 5¶
Trades Not Yet Settled … 11¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 13,715,716 |
| LONG ACCRUED INTEREST | 509,313 |
| NET CREDIT BALANCE | 24,520 |
| NET EQUITY THIS PERIOD | $14,249,549 |
| NET EQUITY LAST STATEMENT | 7,885,525 |
| CHANGE SINCE LAST STATEMENT | 6,364,025 |
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
Market Value of Your Portfolio¶
Important Message¶
If any information regarding 2002 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31, 2003 or a 1042Sby March 17, 2003.¶
SIPC This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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v639¶
EFTA00196296¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 11¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196297¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 11¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $13,775.71 |
| Securities Sold | 71,498,828.13 |
| Dividends/Interest | 964,882.99 |
| Miscellaneous | 7,182,198.39 |
| Amount Credited | $79,645,909.51 |
| Securities Bought | -71,498,828.13 |
| Miscellaneous | -8,136,336.62 |
| Amount Debited | $-79,635,164.75 |
| Net Cash Activity | 10,744.76 |
| Closing Balance | $24,520.47 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 13,775.71 | 24,520.47 |
| Net Cash Balance | $13,775.71 | $24,520.47 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 964,540.47 | 2,802,875.24 |
| Credit Balance Int. | 342.52 | 1,035.54 |
| Total | $964,882.99 | $2,803,910.78 |
| Bond Purchase Int. | -497,459.47 |
Portfolio Composition¶
| Cash/Cash Equivalent | 24,520 |
| Fixed Income | 13,715,716 |
| Total | $13,740,236 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | November 30, 2002 |
|---|---|
| THROUGH | December 31, 2002 |
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196298¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
4 of 11¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
AGCOUNT NUMBER¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 24,520 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $24,520 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DATED DATE 10/11/02 BOOK ENTRY ONLY DUE 02/15/2032 5.980% FACTOR = | MRGN | 58,082,010 | 8.6987 | 5,052,380 | 154,367 | 3,473,304 | 68.7459 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI DATED DATE 10/01/02 BOOK ENTRY ONLY DUE 02/15/2032 5.580% FACTOR = | MRGN | 24,914,447 | 8.3566 | 2,082,008 | 61,787 | 1,390,226 | 66.7733 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DATED DATE 06/07/02 BOOK ENTRY ONLY DUE 03/15/2032 1.000% FACTOR = | MRGN | 63,667,128 | 2.9911 | 1,904,354 | 28,294 | 636,671 | 33.4324 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DATED DATE 07/08/02 BOOK ENTRY ONLY DUE 03/15/2032 6.580% FACTOR = | MRGN | 45,780,425 | Unpriced | 133,880 | 3,012,352 |
027¶
01/01/03;08:59 001¶
EFTA00196299¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 11¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD November 30, 2002¶
Your Portfolio Holdings (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP | MRGN | 52,816,814 | 8.8551 | 4,676,974 | 130,985 | 2,947,178 | 63.0146 | |
| SERIES 2483 CL SL DATED DATE 07/02/02 BOOK ENTRY ONLY DUE 03/15/2032 5.580% FACTOR = . | ||||||||
| Total Government& Agency Obligations | $13,715,716 | $509,313 | $11,459,731 | |||||
| TOTAL FIXED INCOME | $13,715,716 | $509,313 | $11,459,731 |
| YOUR TOTAL ACCRUED INTEREST | $509,313 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $11,459,731 |
| YOUR PRICED PORTFOLIOHOLDINGS | $13,740,236 |
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/09/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 REV INC PRN 11/15/02 | 2,639,915 |
027¶
01/01/03;08:59 001¶
EFTA00196300¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/09/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PAY COR PRN 11/15/02 | -1,915,857 | |||||
| 12/12/02 | 11/07/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% REF # BS | 25,000,000 | 102.62500 | 25,656,250.00 | ||
| 12/12/02 | 11/14/02 | CANCEL SELL | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% REF # AS OF 11/14/02 TO CXL PREVIOUS SELL | 25,000,000 | 102.79688 | 25,699,218.75 | ||
| 12/12/02 | 11/07/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% REF # AS OF 11/07/02 TO CXL PREVIOUS BUY | -25,000,000 | 102.62500 | 25,656,250.00 | ||
| 12/12/02 | 11/14/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2031 06,000% REF # BS | -25,000,000 | 102.79688 | 25,699,218.75 | ||
| 12/12/02 | 12/04/02 | CANCEL SELL | FNMA-30YR(FNMA) GTD SETT,12/02 DUE 12/01/2032 05,500% REF # AS OF 12/04/02 TO CXL PREVIOUS SELL | 10,000,000 | 100.52734 | 10,052,734.38 |
027¶
01/01/03;08:59 001¶
EFTA00196301¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 30, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH December 31, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOLIC CURP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/12/02 | 11/07/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT, 12/02 DUE 12/01/2032 05,500% REF # BS | 10,000,000 | 100.90625 | 10,090,625.00 | ||
| 12/12/02 | 12/04/02 | SOLD | FNMA-30YR(FNMA) GTD SETT, 12/02 DUE 12/01/2032 05,500% REF # BS | -10,000,000 | 100.52734 | 10,052,734.38 | ||
| 12/12/02 | 11/07/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT, 12/02 DUE 12/01/2032 05,500% REF AS OF 11/07/02 TO CCL PREVIOUS BUY | -10,000,000 | 100.90625 | 10,090,625.00 | ||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -2,196,000 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -250 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -1,821,000 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -967 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO 6,580 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -1,579,000 |
01/01/03;08:59 001 V639¶
EFTA00196302¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ 6,580 DUE 03/15/32 PRINCIPAL REDUCTN 12-15-02 | -240 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE 5,980 DUE 02/15/32 PRINCIPAL REDUCTN 12-15-02 | -1,917,000 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE 5,980 DUE 02/15/32 PRINCIPAL REDUCTN 12-15-02 | -990 | |||||
| 12/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI 5,580 DUE 02/15/32 PRINCIPAL REDUCTN 12-15-02 | -822,727 | |||||
| TOTAL | -71,498,828.13 | $71,498,828.13 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/02/02 | AVG BAL 58,609RT 5.658 021 OFFICE INTEREST 1102 | 313.20 | ||||
| 12/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1,000 INTEREST PAYMENT 12-15-02 | 1.0000 | 54,886.15 | |||
| 12/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5,580 INTEREST PAYMENT 12-15-02 | 5.5800 | 255,834.70 |
027¶
01/01/03;08:59 001¶
EFTA00196303¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
9 of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 30, 2002¶
INTEREST (continued)¶
THROUGH December 31, 2002¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 12/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DUE 03/15/2032 INTEREST PAYMENT 12-15-02 | 6.5800 | 261,218.15 | ||||
| 12/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DUE 02/15/2032 INTEREST PAYMENT 12-15-02 | 5.9800 | 278,500.00 | ||||
| 12/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI DUE 02/15/2032 INTEREST PAYMENT 12-15-02 | 5.5800 | 114,101.47 | ||||
| 12/31/02 | AVG BAL 54,420RT 021 OFFICE INTEREST 1202 | 29.32 | |||||
| TOTAL | $964,882.99 | ||||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/10/02 | JOURNAL | NOV 02 CLEARING FEES | 1,400.00 | |
| 12/11/02 | JOURNAL | FITM TO FITG | 46.00 | |
| 12/11/02 | JOURNAL | FNMA-30YR(FNMA) GTD SETT.12/02 5,500 DUE 12/01/32 MBS NET 12/11/02 | 37,890.62 | |
| 12/12/02 | JOURNAL | FNMA-30YR(FNMA) GTD SETT.12/02 6,000 DUE 12/01/31 MBS NET 12/12/02 | 42,968.75 | |
| 12/13/02 | JOURNAL | PREM INT. | 1,233.03 | |
| 12/13/02 | JOURNAL | FITM PREM | 34,000.00 |
027¶
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v639¶
EFTA00196304¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
10 of 11¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MOIDAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/17/02 | RECEIVED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 3,540,000.00 | |
| 12/17/02 | RECEIVED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 4,557,000.00 | |
| 12/17/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 473.97 | |
| 12/17/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 3,540,000.00 | |
| 12/17/02 | DELIVERED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR | 3,540,000.00 | |
| 12/18/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 P&I TRFR | 23,522.64 | |
| TOTAL | -$8,136,336.62 | $7,182,198.39 | ||
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD November 30, 2002¶
THROUGH December 31, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 29, 2002 |¶
| :--- | :--- |¶
027¶
01/01/03;08:59 001¶
EFTA00196305¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
11 of 11¶
FINANCIAL TRUST CO INC¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 01/14/03 | 12/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,01/03 DUE 01/01/2033 05,500% | 10,000,000.00 | 100.0937 | 10,009,375.00 | |||
| REF # | BS | ||||||||
| TOTAL | $10,009,375.00 | ||||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement******¶
027¶
01/01/03;08:59 001¶