EFTA00196327¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
Your Portfolio Holdings … 4¶
Transaction Detail … 5¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Trades Not Yet Settled … 9¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Your Portfolio at a Glance¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
FINANCIAL TRUST CO INC¶
*This portfolio includes one or more unpriced securities that are not reflected in the Total Value of Securities and the Net Equity This Period.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD* | 8,000,901 |
| LONG ACCRUED INTEREST | 231,905 |
| NET CREDIT BALANCE | 15,467 |
| NET EQUITY THIS PERIOD | $8,248,273 |
| NET EQUITY LAST STATEMENT | 3,531,317 |
| CHANGE SINCE LAST STATEMENT | 4,716,957 |
ACCOUNT NUMBER¶
STATEMENT PERIOD August 31, 2002¶
THROUGH September 27, 2002¶
Market Value of Your Portfolio¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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V636¶
EFTA00196328¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196329¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $116,152.92 |
| Securities Sold | 76,139,231.57 |
| Dividends/Interest | 893,355.55 |
| Miscellaneous | 518,584.04 |
| Amount Credited | $77,551,171.16 |
| Securities Bought | -76,128,187.98 |
| Dividends/Interest Charged | -308,618.66 |
| Miscellaneous | -1,215,050.00 |
| Amount Debited | $-77,651,856.64 |
| Net Cash Activity | -100,685.48 |
| ClosingBalance | $15,467.44 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 116,152.92 | 15,467.44 |
| Net Cash Balance | $116,152.92 | $15,467.44 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 604,811.55 | 685,190.72 |
| Credit Balance Int. | 119.34 | 167.52 |
| Total | $604,930.89 | $685,358.24 |
| Bond Purchase Int. | -20,194.00 | -314,245.45 |
Portfolio Composition¶
| Cash/Cash Equivalent | 15,467 |
| Fixed Income | 8,000,901 |
| Total | $8,016,368 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp.¶
One Metrotech Center North¶
Brocklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | August 31, 2002 |
|---|---|
| THROUGH | September 27, 2002 |
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196330¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
4 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
STATEMENT PERIOD August 31, 2002¶
THROUGH September 27, 2002¶
AGCOUNT NUMBER¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 15,467 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $15,467 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURPENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT | MRGN | 94,797,671 | 2.9713 | 2,816,686 | 31,598 | 947,977 | 33.6558 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ | MRGN | 49,469,275 | Unpriced | 101,840 | 3,055,222 | |||
| FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL | MRGN | 57,072,635 | 9.0835 | 5,184,215 | 98,467 | 2,954,080 | 56.9822 | |
| Total Government& Agency Obligations | $8,000,901 | $231,905 | $6,957,279 | |||||
| TOTAL FIXED INCOME | $8,000,901 | $231,905 | $6,957,279 | |||||
027¶
09/28/02;12:44 001¶
EFTA00196331¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
5 of 9¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings (continued)¶
| YOUR TOTAL ACCRUED INTEREST | $231,905 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $6,957,279 |
| YOUR PRICED PORTFOLIOHOLDINGS | $8,016,368 |
STATEMENT PERIOD August 31, 2002¶
THROUGH September 27, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 09/13/02 | 07/19/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT.09/02 DUE 09/01/2032 06,000% REF # | 25,000,000 | 100.29688 | 25,074,218.75 | ||
| 09/13/02 | 07/19/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT.09/02 DUE 09/01/2032 06,000% REF # | -25,000,000 | 100.29688 | 25,074,218.75 | ||
| AS OF 07/19/02 TO CXL PREVIOUS BUY |
027¶
09/28/02;12:44 001¶
EFTA00196332¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD August 31, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH September 27, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
| DEMENTMENT DATE | DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 09/16/02 | 07/19/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # AS OF 07/19/02 | 25,000,000 | 100.29688 | 25,074,218.75 | |||
| 09/16/02 | 09/04/02 | CANCEL SELL | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # AS OF 09/04/02 TO CXL PREVIOUS SELL | 25,000,000 | 102.34766 | 25,586,914.07 | |||
| 09/16/02 | 07/19/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # AS OF 07/19/02 TO CXL PREVIOUS BUY | -25,000,000 | 100.29688 | 25,074,218.75 | |||
| 09/16/02 | 09/04/02 | SOLD | FNMA-30YR(FNMA) GTD SETT,09/02 DUE 09/01/2032 06,000% REF # BS | -25,000,000 | 102.34766 | 25,586,914.07 | |||
| 09/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 09-15-02 | -1,017,000 | ||||||
| 09/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 09-15-02 | -22 | ||||||
| 09/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,161 DUE 03/15/32 PRINCIPAL REDUCTN 09-15-02 | -612,297 |
| 09/28/02;12:44 | 001 | V636 |
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EFTA00196333¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 9¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD August 31, 2002¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
THROUGH September 27, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|---|
| 09/16/02 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ 6,160 DUE 03/15/32 PRINCIPAL REDUCTN 09-15-02 | -530,725 | |||||
| 09/25/02 | 09/20/02 | BOUGHT | FEDERAL HOME LOAN MTG CORP SERIES 2466 CLASS EI DUE 05/15/2017 06,000% REF # ACCRUES ON 1ST, PAYS ON 15TH | 5,048,500 ACCR. INT. | 7.78125 | 392,836.41 20,194.00 | ||
| 09/25/02 | 09/20/02 | SOLD | FEDERAL HOME LOAN MTG CORP SERIES 2466 CLASS EI DUE 05/15/2017 06,000% REF # ACCRUES ON 1ST, PAYS ON 15TH | -5,048,500 | 8.00000 ACCR. INT. | 403,880.00 20,194.00 |
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 09/03/02 | AVG BAL 112,761RT 1.088 021 OFFICE INTEREST 0802 | 119.34 | ||||
| 09/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1,000 INTEREST PAYMENT 09-15-02 | 1.0000 | 79,845.58 | |||
| 09/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5,161 INTEREST PAYMENT 09-15-02 | 5.1610 | 288,424.66 | |||
| 09/16/02 | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO DUE 03/15/2032 6,160 INTEREST PAYMENT 09-15-02 | 6.1600 | 256,666.67 |
027¶
09/28/02;12:44 001¶
EFTA00196334¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 9¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD August 31, 2002¶
INTEREST (continued)¶
THROUGH September 27, 2002¶
ACCOUNT NUMBER¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 09/17/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5.176 REV INT @ 6% PAY @ 5,16125 | 5.1760 | 288,424.66 | |||
| 09/17/02 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5.176 REV INT @ 6% PAY @ 5,16125 | 5.1760 | 248,105.30 | |||
| TOTAL | -288,424.66 | $873,161.55 | ||||
TAXPAYER NUMBER On File¶
| LAST STATEMENT | August 30, 2002 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 09/05/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 P&I TRANSFER | 2,954.17 | |
| 09/11/02 | JOURNAL | FITM TO FITG | 25,000.00 | |
| 09/12/02 | JOURNAL | AUG 02 CLEAR FEES | 50.00 | |
| 09/16/02 | JOURNAL | FNMA-30YR(FNMA) GTD SETT,09/02 6,000 DUE 09/01/32 MBS NET 09/16/02 | 512,695.31 | |
| 09/17/02 | JOURNAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 P&I TRNFR | 2,934.56 | |
| 09/18/02 | RECEIVED | ADP CD DUE 12/31/2049 8,625 8,625 DUE 12/31/49 FITM-PR_F2613178011 | 1,190,000.00 | |
| TOTAL | -$1,215,050.00 | $518,584.04 | ||
027¶
09/28/02;12:44 001¶
EFTA00196335¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
9 of 9¶
FINANCIAL TRUST CO INC¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 10/15/02 | 09/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,10/02 DUE 10/01/2032 06,000% | 25,000,000.00 | 101.9375 | 25,484,375.00 | |||
| REF # | BS | ||||||||
| TOTAL | $25,484,375.00 | ||||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement******¶
027¶
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