EFTA00201123¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
Financial Summary 3¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 6¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
JEFFREY EPSTEIN¶
Your Portfolio at a Glance¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
STATEMENT PERIOD December 30, 2006¶
ACCOUNT NUMBER¶
THROUGH January 31, 2007¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 4,724,233 |
| MONEY MARKET FUND BALANCE | 1,423,446 |
| NET EQUITY THIS PERIOD | $6,147,679 |
| NET EQUITY LAST STATEMENT | 9,719,773 |
| CHANGE SINCE LAST STATEMENT | -3,572,094 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Money Fund | 4,523,910.27 |
| Funds Deposited | 838,768.97 |
| Dividends/Interest | 8,966.88 |
| Miscellaneous | 10,000,000.00 |
| Amount Credited | $15,371,646.12 |
| Money Fund | -871,646.12 |
| Funds Withdrawn | -4,500,000.00 |
| Miscellaneous | -10,000,000.00 |
| Amount Debited | $-15,371,646.12 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 35.28 | 35.28 |
| Total | $35.28 | $35.28 |
Portfolio Composition¶
| Cash/Cash Equivalent | 1,423,446 |
| Equities | 4,724,233 |
| Total | $6,147,679 |
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Bear, Steams Securities Corp.¶
One Metrobate Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 30, 2006¶
THROUGH January 31, 2007¶
Your Portfolio Allocation¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5.1600% | DICXX | 1,423,446.33 | 1.0000 | 1,423,446 | 75,443 | 5.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $1,423,446 | $75,443 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 30, 2006¶
JEFFREY EPSTEIN¶
ACCOUNT NUMBER¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
THROUGH January 31, 2007¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD(%) |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 22.0700 | 44,140 | 2,000 | 4.5310 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 28.2600 | 56,520 | 3,846 | 6.8047 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 13.0200 | 130,200 | 8,400 | 6.4516 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 48.8000 | 97,600 | 5,920 | 6.0656 |
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
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Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
JEFFREY EPSTEIN¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| JOHNSON & JOHNSON | JNJ | CASH | 57,800 | 66.8000 | 3,861,040 | 86,700 | 2.2455 |
| BSC RATING: STOCK P/SECTOR MW NED DAVIS RESEARCH RATING: B | |||||||
| KIMCO REALTY CORP | KIM | CASH | 98 | 49.6000 | 4,861 | 141 | 2.9006 |
| BSC RATING: STOCK O/SECTOR MW GREEN STREET ADVISORS, INC. RATING: S | |||||||
| WTS LUCENT TECHNOLOGIES INC EXP 12/10/2007 | LUTHW | CASH | 235 | 0.1900 | 45 | ||
| NAYARIT GOLD INC | NYRTF | CASH | 19 | 0.6640 | 13 | ||
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 42.7000 | 76,604 | 4,090 | 5.3391 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 37.4600 | 449,520 | 21,480 | 4.7784 |
| SIRIUS SATELLITE RADIO INC BSC RATING: STOCK P/SECTOR MW ATLANTIS RESEARCH RATING: B | SIRI | CASH | 1,000 | 3.6900 | 3,690 | ||
| Total Equities& Options | $4,724,233 | $132,577 | |||||
| TOTAL EQUITIES | $4,724,233 | $132,577 |
STATEMENT PERIOD December 30, 2006¶
ACCOUNT NUMBER¶
THROUGH January 31, 2007¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $208,020 |
| YOUR PRICED PORTFOLIOHOLDINGS | $6,147,679 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 30, 2006¶
THROUGH January 31, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/30/06 | OPENINGBALANCE | 5,051,800.21 |
MONEY FUND ACTIVITY¶
| 01/02/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 23,910.27 | 23,910.27 | ||
| 01/02/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES AMT INCLUDED IN 2006 - 1099 | DICXX | 23,910.27 | |||
| 01/03/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 5,370 | 1.0000 | 5,370.00 | |
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EFTA00201129¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 8¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 30, 2006¶
THROUGH January 31, 2007¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
| DATE MONDAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 01/05/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,500,000 | 1.0000 | 1,500,000.00 | |
| 01/11/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 838,768.97 | 1.0000 | 838,768.97 | |
| 01/11/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 01/16/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 996.88 | 1.0000 | 996.88 | |
| 01/22/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 01/29/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 01/31/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 2,600 | 1.0000 | 2,600.00 | |
| 01/31/07 | CLOSINGBALANCE | 1,423,446.33 | |||||
| TOTAL | -871,646.12 | $4,523,910.27 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/02/07 | RAMCO GERSHENSON PROPERTIES TRUST-MD SBI CASH DIV ON 12000 SHS REC 12/20/06 PAY 01/02/07 AMOUNT INCLUDED ON 2006-1099 | RPT | 5,370.00 | |||
| 01/16/07 | KIMCO REALTY CORP REC 01/02/07 PAY 01/16/07 | KIM | 98 | 0.3600 | 35.28 |
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02/01/07;06:16 001¶
EFTA00201130¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
8 of 8¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 30, 2006¶
THROUGH January 31, 2007¶
DIVIDENDS (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/16/07 | GLIMCHER REALTY TRUST-SBI CASH DIV ON 2000 SHS REC 12/29/06 PAY 01/16/07 AMOUNT INCLUDED ON 2006-1099 | GRT | 961.60 | |||
| 01/31/07 | FELCOR LODGING TRUST INC CASH DIV ON 2000 SHS REC 12/29/06 PAY 01/31/07 AMOUNT INCLUDED ON 2006-1099 | FCH | 500.00 | |||
| 01/31/07 | HRPT PROPERTIES TR-SBI CASH DIV ON 10000 SHS REC 12/29/06 PAY 01/31/07 AMOUNT INCLUDED ON 2006-1099 | HRP | 2,100.00 | |||
| TOTAL | $8,966.88 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/30/07 | JOURNAL | TO | 10,000,000.00 | |
| 01/30/07 | JOURNAL | FROM | 10,000,000.00 | |
| TOTAL | -10,000,000.00 | $10,000,000.00 | ||
******* End of Statement*******¶
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