EFTA00201116¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
VISIT OUR WEBSITE www.bearstearns.com¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 6¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 4,490,126 |
| MONEY MARKET FUND BALANCE | 439,136 |
| NET EQUITY THIS PERIOD | $4,929,262 |
| NET EQUITY LAST STATEMENT | 6,147,679 |
| CHANGE SINCE LAST STATEMENT | -1,218,417 |
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
JEFFREY EPSTEIN¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD February 1, 2007¶
Market Value of Your Portfolio¶
ACCOUNT NUMBER¶
THROUGH February 28, 2007¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Stearns Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
03/01/07;05:17 001 V006¶
EFTA00201117¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
03/01/07:05:17 001¶
V006¶
EFTA00201118¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Money Fund | 1,014,209.24 |
| Dividends/Interest | 1,480.00 |
| Amount Credited | $1,015,689.24 |
| Money Fund | -15,689.24 |
| Funds Withdrawn | -1,000,000.00 |
| Amount Debited | $-1,015,689.24 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 15,689.24 | 15,724.52 |
| Total | $15,689.24 | $15,724.52 |
Portfolio Composition¶
| Cash/Cash Equivalent | 439,136 |
| Equities | 4,490,126 |
| Total | $4,929,262 |
027¶
Bear, Steams Securities Corp.¶
One Metrobate Center North Brooklyn, New York 11201-3859¶
STATEMENT PERIOD February 1, 2007¶
JEFFREY EPSTEIN¶
THROUGH February 28, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
Your Portfolio Allocation¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
03/01/07;05:17 001¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00201119¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5.1700% | DICXX | 439,135.57 | 1.0000 | 439,136 | 23,274 | 5.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $439,136 | $23,274 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD February 1, 2007¶
JEFFREY EPSTEIN¶
ACCOUNT NUMBER¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
TAXPAYER NUMBER On File¶
THROUGH February 28, 2007¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD(%) |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 23.5800 | 47,160 | 2,000 | 4.2409 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 27.8100 | 55,620 | 3,846 | 6.9148 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 12.9200 | 129,200 | 8,400 | 6.5015 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 46.0700 | 92,140 | 5,920 | 6.4250 |
027¶
03/01/07;05:17 001¶
V006¶
EFTA00201120¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
JEFFREY EPSTEIN¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| JOHNSON & JOHNSON BSC RATING: STOCK P/SECTOR MW NED DAVIS RESEARCH RATING: B | JNJ | CASH | 57,800 | 63.0500 | 3,644,290 | 86,700 | 2.3791 |
| KIMCO REALTY CORP BSC RATING: STOCK O/SECTOR MW GREEN STREET ADVISORS, INC. RATING: S | KIM | CASH | 98 | 50.2600 | 4,925 | 141 | 2.8629 |
| WTS LUCENT TECHNOLOGIES INC EXP 12/10/2007 | LUTHW | CASH | 235 | 0.1750 | 41 | ||
| NAYARIT GOLD INC | NYRTF | CASH | 19 | 0.5730 | 11 | ||
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 43.1600 | 77,429 | 4,090 | 5.2823 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 35.7000 | 428,400 | 21,480 | 5.0140 |
| SIRIUS SATELLITE RADIO INC BSC RATING: STOCK P/SECTOR MW ATLANTIS RESEARCH RATING: B | SIRI | CASH | 1,000 | 3.6500 | 3,650 | ||
| TRAVELCENTERS OF AMERICA LLC Total Equities & Options | TA | CASH | 200 | 36.3000 | 7,260 | ||
| $4,490,126 | $132,577 | ||||||
| TOTAL EQUITIES | $4,490,126 | $132,577 |
STATEMENT PERIOD February 1, 2007¶
ACCOUNT NUMBER¶
THROUGH February 28, 2007¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $155,851 |
| YOUR PRICED PORTFOLIOHOLDINGS | $4,929,262 |
027¶
03/01/07;05:17 001¶
EFTA00201121¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
JEFFREY EPSTEIN¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|---|
| 02/06/07 | 02/01/07 | BOUGHT | TRAVELCENTERS OF AMERICA LLC SPINOFF ON 2000 SHS HOSPITALITY PROPERTIES TRUST SPINOFF FROM SEC# H408026 REC 01/26/07 PAY 01/31/07 | TA | 200 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 02/14/07 | FND WIRED | MDA# FNDS WIRED TO IPMORGAN CHASE BANK_NA | 1,000,000.00 | |
| TOTAL | -$1,000,000.00 | |||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/01/07 | OPENINGBALANCE | 1,423,446.33 |
| 02/01/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 14,209.24 | ||
| 02/01/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 14,209.24 | 14,209.24 | |
| 02/14/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 |
027¶
03/01/07;05:17 001¶
EFTA00201122¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
7 of 7¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 1, 2007¶
MONEY FUND ACTIVITY (continued)¶
THROUGH February 28, 2007¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/15/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 1,480 | 1.0000 | 1,480.00 |
| 02/28/07 | CLOSINGBALANCE | 439,135.57 | |
| TOTAL | -15,689.24 | $1,014,209.24 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 02/15/07 | HOSPITALITY PROPERTIES TRUST SBI REC 01/16/07 PAY 02/15/07 | HPT | 2,000 | 0.7400 | 1,480.00 | |
| TOTAL | $1,480.00 | |||||
******* End of Statement*******¶
027¶
03/01/07;05:17 001¶