EFTA00201082¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD June 1, 2007¶
THROUGH June 29, 2007¶
ACCOUNT NUMBER 038-28825¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
TAXPAYER NUMBER On File¶
ATTN JEANNE BRENAN¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
Pursuant to your previously issued instructions, Bear Stearns Securities Corp, provides duplicate monthly statements and/or transaction confirmations to the third parties listed on the cover page of this statement. If you wish to modify or cease distribution to any of the recipients indicated, please contact your Investment Professional. This reminder notice will continue to be provided to you on your quarterly statements.¶
Third Party¶
EPSTEIN INTERESTS¶
A/C JEFFREY EPSTEIN¶
ATTN HARRY BELLER¶
457 MADISON AVE 4TH FLR¶
NEW YORK NY 10022¶
027¶
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EFTA00201083¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
INVESTMENT PROFESSIONAL ZICHERMAN,IRA¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 6¶
Fund Activity … 6¶
Your Messages … 8¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
Your Portfolio at a Glance¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 4,376,261 |
| MONEY MARKET FUND BALANCE | 507,176 |
| NET EQUITY THIS PERIOD | $4,883,437 |
| NET EQUITY LAST STATEMENT | 4,993,099 |
| CHANGE SINCE LAST STATEMENT | -109,662 |
ACCOUNT NUMBER¶
JEFFREY EPSTEIN¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
STATEMENT PERIOD June 1, 2007¶
Market Value of Your Portfolio¶
THROUGH June 29, 2007¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Stearns Securities Corp., One Metrotech Center North, Brooklyn, N.Y. N.121-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for our records. See reverse side for important information.¶
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V011¶
EFTA00201084¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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V011¶
EFTA00201085¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Money Fund | 2,095.80 |
| Dividends/Interest | 25,009.58 |
| Miscellaneous | 7,400,000.00 |
| Amount Credited | $7,427,105.38 |
| Money Fund | -27,105.38 |
| Funds Withdrawn | -7,400,000.00 |
| Amount Debited | $-7,427,105.38 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 27,105.38 | 83,765.23 |
| Total | $27,105.38 | $83,765.23 |
Portfolio Composition¶
| Cash/Cash Equivalent | 507,176 |
| Equities | 4,376,261 |
| Total | $4,883,437 |
027¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD June 1, 2007¶
THROUGH June 29, 2007¶
ACCOUNT NUMBER¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
06/30/07;07:43 001¶
EFTA00201086¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
4 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE |
|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST., 30 DAY AVG YIELD 5,2200% | DICXX | 507,176.28 | 1.0000 | 507,176 |
| TOTAL CASH & CASH EQUIVALENTS | $507,176 |
CASH & CASH EQUIVALENTS¶
Your Portfolio Holdings¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD June 1, 2007¶
THROUGH June 29, 2007¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
EQUITIES¶
Equities & Options¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD(%) |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 26.0300 | 52,060 | 2,400 | 4.6101 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 25.0000 | 50,000 | 3,846 | 7.6920 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 10.4000 | 104,000 | 8,400 | 8.0769 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 41.4900 | 82,980 | 6,080 | 7.3271 |
027¶
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EFTA00201087¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 8¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
JEFFREY EPSTEIN¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| JOHNSON & JOHNSON BSC RATING: STOCK P/SECTOR MW NED DAVIS RESEARCH RATING: B | JNJ | CASH | 57,800 | 61.6200 | 3,561,636 | 95,948 | 2.6939 |
| KIMCO REALTY CORP BSC RATING: STOCK O/SECTOR MU GREEN STREET ADVISORS, INC. RATING: S | KIM | CASH | 98 | 38.0700 | 3,731 | 141 | 3.7791 |
| WTS LUCENT TECHNOLOGIES INC EXP 12/10/2007 | LUTHW | CASH | 235 | 0.1700 | 40 | ||
| NAYARIT GOLD INC | NYRTF | CASH | 19 | 0.8200 | 16 | ||
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 44.3300 | 79,528 | 4,090 | 5.1428 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 35.9300 | 431,160 | 22,200 | 5.1489 |
| SIRIUS SATELLITE RADIO INC BSC RATING: STOCK O/SECTOR MW ATLANTIS RESEARCH RATING: B | SIRI | CASH | 1,000 | 3.0200 | 3,020 | ||
| TRAVELCENTERS OF AMERICA LLC Total Equities& Options | TA | CASH | 200 | 40.4500 | 8,090 | ||
| $4,376,261 | $143,105 | ||||||
| TOTAL EQUITIES | $4,376,261 | $143,105 |
STATEMENT PERIOD June 1, 2007¶
THROUGH June 29, 2007¶
ACCOUNT NUMBER¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $143,105 |
| YOUR PRICED PORTFOLIOHOLDINGS | $4,883,437 |
027¶
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EFTA00201088¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
6 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Transaction Detail¶
STATEMENT PERIOD June 1, 2007¶
DEPOSITS AND WITHDRAWALS¶
THROUGH June 29, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|
| 06/15/07 | FND WIRED | MDA JPMORGAN CHASE | FNDS WIRED TO BANK, NA | 7,400,000.00 | |
| TOTAL | -7,400,000.00 | ||||
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| MOI/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/01/07 | OPENINGBALANCE | 480,070.90 | |||||
| 06/01/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 2,095.80 | |||
| 06/01/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 2,095.80 | 2,095.80 | ||
| 06/12/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 23,987 | 1.0000 | 23,987.00 | |
| 06/15/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 1,022.58 | 1.0000 | 1,022.58 | |
| 06/29/07 | CLOSINGBALANCE | 507,176.28 | |||||
| TOTAL | -27,105.38 | $2,095.80 | |||||
027¶
06/30/07;07:43 001¶
EFTA00201089¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD June 1, 2007¶
DIVIDENDS¶
THROUGH June 29, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 06/12/07 | JOHNSON & JOHNSON REC 05/29/07 PAY 06/12/07 | JNJ | 57,800 | 0.4150 | 23,987.00 | |
| 06/15/07 | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI REC 06/01/07 PAY 06/15/07 | PEI | 1,794 | 0.5700 | 1,022.58 | |
| TOTAL | $25,009.58 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 06/15/07 | JOURNAL | FROM | 7,400,000.00 | |
| TOTAL | $7,400,000.00 | |||
027¶
V011¶
06/30/07;07:43 001¶
EFTA00201090¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
8 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
Your messages¶
Confirmation: Unless we hear from you to the contrary, it is our understanding that any free credit balances in your account are being maintained to facilitate your intention to invest such amounts through us,¶
| STATEMENT PERIOD | June 1, 2007 |¶
| :--- | :--- |¶
| THROUGH | June 29, 2007 |¶
You are advised to promptly report any inaccuracy or discrepancy in your account to your broker and Bear, Stearns Securities Corp. (“BSSC”) at the telephone numbers listed on the front of this statement. In order to protect your rights, including any rights under the Securities Investor Protection Act (“SIPA”), any such communications should be reconfirmed in writing to your broker and BSSC at the addresses which appear on the front of this statement.¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | May 31, 2007 |¶
| :--- | :--- |¶
SPECIAL NOTICE FOR MARGIN CUSTOMERS¶
If you are a customer with a margin account, you consent to Bear Stearns’s right to use, lend or pledge any securities held by Bear Stearns in your margin account. In certain circumstances, such loans or other use may limit, in whole or in part, your ability to receive dividends directly from the issuing company and/or your right to exercise voting and other attendant rights of ownership with respect to the loaned, sold or pledged securities. Such circumstances include, but are not limited to, loans of securities that you own in your margin account that continue over record dates for voting purposes and ex-dividend dates for dividend distributions. If you do not receive dividends directly from the issuing company, you may receive payments-in-lieu of dividends which could cause you to lose the benefit of the preferential tax treatment accorded to dividends.¶
In an effort to maximize execution quality, Bear Stearns may route your equity orders to its Smart Order Router (SOR). The SOR accepts limit and market orders and automates their routing across several sources of liquidity in an attempt to maximize price and minimize market impact with respect to your order. The SOR routes orders using proprietary algorithms that scan exchanges, ECN’s and other liquidity venues before it decides a strategy designed to achieve an optimal execution for clients. The SOR may in the course of executing an instruction change the entered order type from market to limit or may change the entered limit price in an attempt to obtain the best price. Although the Firm believes that the regular use of this technology benefits clients by achieving overall better execution quality, we cannot guarantee an optimal execution on any individual order.¶
******* End of Statement*******¶
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