EFTA00197088¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
VISIT OUR WEBSITE www.bearstearns.com¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 6¶
| Trades Not Yet Settled | 8 |¶
| :--- | :--- |¶
FINANCIAL TRUST COMPANY INC¶
C/O AMERICAN YACHT HARBOR¶
6100 RED HOOK SUTE B-3¶
QUAETERS #2¶
ST THOMAS VI 00802-1348¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 65,083,900 |
| NET CREDIT BALANCE | 194,330 |
| MONEY MARKET FUND BALANCE | 31,916,810 |
| NET EQUITY THIS PERIOD | $97,195,040 |
| NET EQUITY LAST STATEMENT | 88,154,315 |
| CHANGE SINCE LAST STATEMENT | 9,040,725 |
ACCOUNT NUMBER¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD December 30, 2006¶
Market Value of Your Portfolio¶
FINANCIAL TRUST COMPANY INC¶
THROUGH January 31, 2007¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
02/01/07;06:16 001¶
EFTA00197089¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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V004¶
EFTA00197090¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Money Fund | 10,160,941.35 |
| Funds Deposited | 15,000,000.00 |
| Dividends/Interest | 235,930.22 |
| Miscellaneous | 425,000.00 |
| Amount Credited | $25,821,871.57 |
| Money Fund | -15,627,541.35 |
| Miscellaneous | -10,000,000.00 |
| Amount Debited | $-25,627,541.35 |
| Net Cash Activity | 194,330.22 |
| Closing Balance | $194,330.22 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 0.00 | 194,330.22 |
| Net Cash Balance | $0.00 | $194,330.22 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 41,600.00 | 41,600.00 |
| Total | $41,600.00 | $41,600.00 |
Portfolio Composition¶
| Cash/Cash Equivalent | 32,111,140 |
| Equities | 65,083,900 |
| Total | $97,195,040 |
027¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | December 30, 2006 |
|---|---|
| THROUGH | January 31, 2007 |
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
02/01/07;06:16 001¶
EFTA00197091¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
4 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 194,330 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 5,1600% | DICXX | 31,916,809.81 | 1.0000 | 31,916,810 | 1,691,591 | 5.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $32,111,140 | $1,691,591 |
CASH & CASH EQUIVALENTS¶
Your Portfolio Holdings¶
Equities & Options¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD December 30, 2006¶
ACCOUNT NUMBER¶
THROUGH January 31, 2007¶
EQUITIES¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE INC BSC RATING: STOCK O/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 120,000 | 85.7300 | 10,287,600 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 164.8500 | 21,430,500 | 166,400 | 0.7765 |
027¶
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EFTA00197092¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 8¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
FINANCIAL TRUST COMPANY INC¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| CHOICEPOINT INC | CPS | CASH | 100,000 | 38.4900 | 3,849,000 | ||
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW BUCKINGHAM RESEARCH RATING: B | CL | CASH | 56,200 | 68.3000 | 3,838,460 | 71,936 | 1.8741 |
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 462,691 | 16.7000 | 7,726,940 | |||
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.7300 | 73,000 | ||
| WYNN RESORTS LTD BSC RATING: STOCK O/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | CASH | 160,000 | 111.7400 | 17,878,400 | ||
| Total Equities& Options | $65,083,900 | $238,336 | |||||
| TOTAL EQUITIES | $65,083,900 | $238,336 |
STATEMENT PERIOD December 30, 2006¶
ACCOUNT NUMBER¶
THROUGH January 31, 2007¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $1,929,927 |
| YOUR PRICED PORTFOLIOHOLDINGS | $97,195,040 |
027¶
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EFTA00197093¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD December 30, 2006¶
DEPOSITS AND WITHDRAWALS¶
THROUGH January 31, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/04/07 | FUNDS REC | FNDS WIRED TO CITIBANK FROM JPMORGAN CHASE BANK | 15,000,000.00 | |
| TOTAL | $15,000,000.00 | |||
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/30/06 | OPENINGBALANCE | 26,289,268.46 |
| 01/02/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 160,941.35 | 160,941.35 | ||
|---|---|---|---|---|---|---|---|
| 01/02/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES AMT INCLUDED IN 2006 - 1099 | DICXX | 160,941.35 | |||
| 01/05/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 15,000,000 | 1.0000 | 15,000,000.00 | |
| 01/10/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 425,000 | 1.0000 | 425,000.00 | |
| 01/26/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 41,600 | 1.0000 | 41,600.00 | |
| 01/30/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -10,000,000 | 1.0000 | 10,000,000.00 |
| 01/31/07 | CLOSINGBALANCE | 31,916,809.81 | |
| TOTAL | -15,627,541.35 | $10,160,941.35 | |
027¶
02/01/07;06:16 001¶
EFTA00197094¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 30, 2006¶
DIVIDENDS¶
THROUGH January 31, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 29, 2006 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/26/07 | BEAR STEARNS COMPANIES INC REC 01/16/07 PAY 01/26/07 | BSC | 130,000 | 0.3200 | 41,600.00 | |
| 01/30/07 | DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS CASH DIV ON 462691 SHS REC 12/29/06 PAY 01/30/07 AMOUNT INCLUDED ON 2006-1099 | 194,330.22 | ||||
| TOTAL | $235,930.22 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/10/07 | JOURNAL | FROM | 125,000.00 | |
| 01/10/07 | JOURNAL | FROM | 300,000.00 | |
| 01/30/07 | JOURNAL | TO | 10,000,000.00 | |
| TOTAL | -10,000,000.00 | $425,000.00 | ||
027¶
02/01/07;06:16 001¶
EFTA00197095¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
8 of 8¶
FINANCIAL TRUST COMPANY INC¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 02/01/07 | 01/29/07 | BOUGHT | APPLE INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED AVG PRICE SHOWN-DETAILS ON REQ WE MAKE A MKT IN THIS SECURITY UNIT PRICE 86,488800 | AAPL | 100,000.00 | 86.5488 | 8,654,880.00 | |
| TOTAL | $8,654,880.00 | $0.00 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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EFTA00197096¶