EFTA00197080¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
VISIT OUR WEBSITE www.bearstearns.com¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 6¶
| Trades Not Yet Settled | 8 |¶
| :--- | :--- |¶
FINANCIAL TRUST COMPANY INC¶
C/O AMERICAN YACHT HARBOR¶
6100 RED HOOK SUTE B-3¶
QUAETERS #2¶
ST THOMAS VI 00802-1348¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 68,969,673 |
| MONEY MARKET FUND BALANCE | 21,645,828 |
| NET EQUITY THIS PERIOD | $90,615,501 |
| NET EQUITY LAST STATEMENT | 97,195,040 |
| CHANGE SINCE LAST STATEMENT | -6,579,539 |
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
Bear, Stearns Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
STATEMENT PERIOD February 1, 2007¶
FINANCIAL TRUST COMPANY INC¶
Market Value of Your Portfolio¶
THROUGH February 28, 2007¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197081¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197082¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $194,330.22 |
| Money Fund | 10,632,044.93 |
| Dividends/Interest | 18,028.54 |
| Amount Credited | $10,650,073.47 |
| Securities Bought | -8,654,880.00 |
| Money Fund | -189,523.69 |
| Funds Withdrawn | -2,000,000.00 |
| Amount Debited | $-10,844,403.69 |
| Net Cash Activity | -194,330.22 |
| Closing Balance | $0.00 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 194,330.22 | 0.00 |
| Net Cash Balance | $194,330.22 | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 189,523.69 | 231,123.69 |
| Credit Balance Int. | 44.54 | 44.54 |
| Total | $189,568.23 | $231,168.23 |
Portfolio Composition¶
| Cash/Cash Equivalent | 21,645,828 |
| Equities | 68,969,673 |
| Total | $90,615,501 |
027¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 1, 2007¶
THROUGH February 28, 2007¶
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | January 31, 2007 |
Your Portfolio Allocation¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
03/01/07;05:17 001¶
EFTA00197083¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 8¶
Your Portfolio Holdings¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5.1700% | DICXX | 21,645,828.26 | 1.0000 | 21,645,828 | 1,147,229 | 5.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $21,645,828 | $1,147,229 |
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD February 1, 2007¶
ACCOUNT NUMBER¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
FINANCIAL TRUST COMPANY INC¶
TAXPAYER NUMBER On File¶
THROUGH February 28, 2007¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE INC BSC RATING: STOCK O/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 220,000 | 84.6100 | 18,614,200 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 152.2400 | 19,791,200 | 166,400 | 0.8408 |
| CHOICEPOINT INC | CPS | CASH | 100,000 | 38.8800 | 3,888,000 |
027¶
03/01/07;05:17 001¶
EFTA00197084¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
5 of 8¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW BUCKINGHAM RESEARCH RATING: B | CL | CASH | 56,200 | 67.3600 | 3,785,632 | 71,936 | 1.9002 |
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 462,691 | 15.4000 | 7,125,441 | |||
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.8200 | 82,000 | ||
| WYNN RESORTS LTD BSC RATING: STOCK O/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | CASH | 160,000 | 98.0200 | 15,683,200 | ||
| Total Equities& Options | $68,969,673 | $238,336 | |||||
| TOTAL EQUITIES | $68,969,673 | $238,336 |
STATEMENT PERIOD February 1, 2007¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $1,385,565 |
| YOUR PRICED PORTFOLIOHOLDINGS | $90,615,501 |
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
THROUGH February 28, 2007¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
027¶
03/01/07;05:17 001¶
EFTA00197085¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 02/01/07 | 01/29/07 | BOUGHT | APPLE INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED AVG PRICE SHOWN-DETAILS ON REQ WE MAKE A MKT IN THIS SECURITY UNIT PRICE 86,488800 | AAPL | 100,000 | 86.54880 | 8,654,880.00 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 02/22/07 | FND WIRED | MDA#M FNDS WIRED TO JPMORGAN CHASE BANK NA FD# | 1,000,000.00 | |
| 02/27/07 | FND WIRED | MDA# FNDS WIRED TO JPMORGAN CHASE BANK NA FD# | 1,000,000.00 | |
| TOTAL | -2,000,000.00 | |||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/01/07 | OPENINGBALANCE | 31,916,809.81 | |||||
| 02/01/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -8,460,549.78 | 1.0000 | 8,460,549.78 |
027¶
03/01/07;05:17 001¶
EFTA00197086¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 8¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD February 1, 2007¶
Transaction Detail (continued)¶
THROUGH February 28, 2007¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/01/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 171,539.69 | |||
| 02/01/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 171,539.69 | 171,539.69 | ||
| 02/15/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 17,984 | 1.0000 | 17,984.00 | |
| 02/22/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -999,955.46 | 1.0000 | 999,955.46 | |
| 02/27/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 |
| 02/28/07 | CLOSINGBALANCE | 21,645,828.26 | |
| TOTAL | -189,523.69 | $10,632,044.93 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 02/15/07 | COLGATE PALMOLIVE CO REC 01/26/07 PAY 02/15/07 | CL | 56,200 | 0.3200 | 17,984.00 | |
| TOTAL | $17,984.00 | |||||
027¶
03/01/07;05:17 001¶
EFTA00197087¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 1, 2007¶
THROUGH February 28, 2007¶
INTEREST¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 31, 2007 |¶
| :--- | :--- |¶
Note: The table is not present in the provided image.¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 02/21/07 | INTEREST ON CREDIT BALANCE ACCT AT 04,12500% 01/21 - 02/20 | 44.54 | ||||
| TOTAL | $44.54 | |||||
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/01/07 | 02/26/07 | BOUGHT | LEHMAN BROTHERS HOLDINGS INC UNSOLICITED | LEH | 100,000.00 | 79.5620 | 7,962,200.00 | |
| TOTAL | $7,962,200.00 | $0.00 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement******¶
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V006¶