Statements¶
EFTA00197034¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
INVESTMENT PROFESSIONAL ZICHERMAN,IRA¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 7¶
Your Messages … 9¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR |
| 6100 RED HOOK SUTE B-3 |
| QUAETERS #2 |
| ST THOMAS VI 00802-1348 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Your Portfolio at a Glance¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 78,153,540 |
| MONEY MARKET FUND BALANCE | 12,552,872 |
| NET EQUITY THIS PERIOD | $90,706,412 |
| NET EQUITY LAST STATEMENT | 77,359,175 |
| CHANGE SINCE LAST STATEMENT | 13,347,237 |
ACCOUNT NUMBER¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
STATEMENT PERIOD June 30, 2007¶
FINANCIAL TRUST COMPANY INC¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
THROUGH July 31, 2007¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00197035¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
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V015¶
EFTA00197036¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | -7,407,438.53 |
| Securities Sold | 1,289,086.17 |
| Money Fund | 7,587,964.31 |
| Funds Deposited | 5,124,265.26 |
| Dividends/Interest | 41,600.00 |
| Miscellaneous | 10,457,933.00 |
| Amount Credited | $24,500,848.74 |
| Securities Bought | -125,700.00 |
| Money Fund | -16,934,242.93 |
| Dividends/Interest Charged | -33,467.28 |
| Amount Debited | -17,093,410.21 |
| Net Cash Activity | 7,407,438.53 |
| Closing Balance | $0.00 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | -7,407,438.53 | 0.00 |
| Net Cash Balance | -7,407,438.53 | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 62,958.50 | 834,823.38 |
| Credit Balance Int. | 0.00 | 44.54 |
| Total | $62,958.50 | $834,867.92 |
| Margin Int. Paid | -33,467.28 | -40,905.81 |
Portfolio Composition¶
027¶
| Cash/Cash Equivalent | 12,552,872 |
| Equities | 78,153,540 |
| Total | $90,706,412 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | June 30, 2007 |
|---|---|
| THROUGH | July 31, 2007 |
| ACCOUNT NUMBER | |
|---|---|
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | June 29, 2007 |
Your Portfolio Allocation¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
08/01/07;07:19 001¶
EFTA00197037¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
4 of 9¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE |
|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5,2100% | DICXX | 12,552,871.62 | 1.0000 | 12,552,872 |
| TOTAL CASH & CASH EQUIVALENTS | $12,552,872 |
FINANCIAL TRUST COMPANY INC¶
CASH & CASH EQUIVALENTS¶
Your Portfolio Holdings¶
STATEMENT PERIOD June 30, 2007¶
THROUGH July 31, 2007¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
EQUITIES¶
Equities & Options¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE INC BSC RATING: STOCK O/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 220,000 | 131.7600 | 28,987,200 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 121.2200 | 15,758,600 | 166,400 | 1.0559 |
| BOMBARDIER INC-CL B SUB-VTG | BDRBF | CASH | 20,000 | 6.0610 | 121,220 | ||
| CHOICEPOINT INC | CPS | CASH | 100,000 | 38.7400 | 3,874,000 |
027¶
08/01/07;07:19 001¶
EFTA00197038¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
5 of 9¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD June 30, 2007¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | ESTIMATED YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW BUCKINGHAM RESEARCH RATING: B | CL | CASH | 56,200 | 66.0000 | 3,709,200 | 80,928 | 2.1818 |
| DEERFIELD TRIARC CAP CORP | DFR | CASH | 362,691 | 10.9700 | 3,978,720 | 609,321 | 15.3145 |
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.7500 | 75,000 | ||
| LEHMAN BROTHERS HOLDINGS INC | LEH | CASH | 100,000 | 62.0000 | 6,200,000 | 60,000 | 0.9677 |
| WYNN RESORTS LTD BSC RATING: STOCK O/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | MRGN | 160,000 | 96.5600 | 15,449,600 | ||
| Total Equities& Options | $78,153,540 | $916,649 | |||||
| TOTAL EQUITIES | $78,153,540 | $916,649 |
THROUGH July 31, 2007¶
AGCOUNT NUMBER¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $916,649 |
| YOUR PRICED PORTFOLIOHOLDINGS | $90,706,412 |
027¶
08/01/07;07:19 001¶
EFTA00197039¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD June 30, 2007¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 07/13/07 | 07/10/07 | BOUGHT | BOMBARDIER INC-CL B SUB-VTG IS 070710 REPORTED PRICE 6,225,000 DIFFERENCE +0,060,000 | BDRBF | 20,000 | 6.28500 | 125,700.00 | |
| 07/26/07 | 07/23/07 | SOLD | DEERFIELD TRIARC CAP CORP AVG PRICE SHOWN-DETAILS ON REQ UNSOLICITED | DFR | -17,500 | 13.46190 | 234,529.64 | |
| 07/27/07 | 07/24/07 | SOLD | DEERFIELD TRIARC CAP CORP AVG PRICE SHOWN-DETAILS ON REQ UNSOLICITED | DFR | -82,500 | 12.84270 | 1,054,556.53 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/13/07 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CS LLC PRIME BROKER | 1,695.26 | |
| 07/17/07 | FUNDS REC | FNDS WIRED TO CITIBANK FROM JPMORGAN CHASE BANK | 122,570.00 | |
| 07/17/07 | FUNDS REC | FNDS WIRED TO CITIBANK FROM MELLON BANK NA | 5,000,000.00 | |
| TOTAL | $5,124,265.26 | |||
027¶
08/01/07;07:19 001¶
EFTA00197040¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD June 30, 2007¶
MONEY FUND ACTIVITY¶
THROUGH July 31, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 06/30/07 | OPENINGBALANCE | 3,185,234.50 |
| 07/02/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 457,933 | 1.0000 | 457,933.00 | |
|---|---|---|---|---|---|---|---|
| 07/02/07 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 21,358.50 | |||
| 07/02/07 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 21,358.50 | 21,358.50 | ||
| 07/13/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 4,000,000 | 1.0000 | 4,000,000.00 | |
| 07/13/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 6,001,695.26 | 1.0000 | 6,001,695.26 | |
| 07/13/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -125,700 | 1.0000 | 125,700.00 | |
| 07/17/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 5,000,000 | 1.0000 | 5,000,000.00 | |
| 07/18/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 122,570 | 1.0000 | 122,570.00 | |
| 07/18/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -7,407,438.53 | 1.0000 | 7,407,438.53 | |
| 07/23/07 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -33,467.28 | 1.0000 | 33,467.28 | |
| 07/26/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 234,529.64 | 1.0000 | 234,529.64 | |
| 07/27/07 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 1,096,156.53 | 1.0000 | 1,096,156.53 |
08/01/07;07:19 001¶
027¶
V015¶
EFTA00197041¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 9¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD June 30, 2007¶
THROUGH July 31, 2007¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
| 07/31/07 | CLOSINGBALANCE | 12,552,871.62 | |||||
| TOTAL | -16,934,242.93 | $7,587,964.31 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/27/07 | BEAR STEARNS COMPANIES INC REC 07/17/07 PAY 07/27/07 | BSC | 130,000 | 0.3200 | 41,600.00 | |
| TOTAL | $41,600.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 07/23/07 | INT DB | 33,467.28 | ||||
| 06/21 - 07/20 @06 .02779% | ||||||
| BAL 0 AVG | ||||||
| TOTAL | -33,467.28 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/02/07 | JOURNAL | FROM | 122,491.00 | |
| 07/02/07 | JOURNAL | FROM | 335,442.00 | |
| 07/13/07 | JOURNAL | FROM | 4,000,000.00 |
027¶
08/01/07;07:19 001¶
EFTA00197042¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
9 of 9¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 07/13/07 | JOURNAL | FROM | 6,000,000.00 | |
| 07/18/07 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 7,407,438.53 | |
| 07/18/07 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 7,407,438.53 | |
| 07/23/07 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 33,467.28 | |
| 07/23/07 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 33,467.28 | |
| TOTAL | -7,440,905.81 | $17,898,838.81 | ||
Your messages¶
You are advised to promptly report any inaccuracy or discrepancy in your account to your broker and Bear, Stearns Securities Corp. (“BSSC”) at the telephone numbers listed on the front of this statement. In order to protect your rights, including any rights under the Securities Investor Protection Act (“SIPA”), any such communications should be reconfirmed in writing to your broker and BSSC at the addresses which appear on the front of this statement.¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD June 30, 2007¶
THROUGH July 31, 2007¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | June 29, 2007 |¶
| :--- | :--- |¶
******* End of Statement*******¶
027¶
08/01/07;07:19 001¶