EFTA00196841¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 6 |
Fund Activity … 7¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR |
| 6100 RED HOOK SUTE B-3 |
| QUAETERS #2 |
| ST THOMAS VI 00802-1348 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 37,785,848 |
| NET CREDIT BALANCE | 4,532 |
| MONEY MARKET FUND BALANCE | 12,080,807 |
| NET EQUITY THIS PERIOD | $49,871,187 |
| NET EQUITY LAST STATEMENT | 82,636,678 |
| CHANGE SINCE LAST STATEMENT | -32,765,491 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD October 1, 2005¶
FINANCIAL TRUST COMPANY INC¶
THROUGH October 31, 2005¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 600-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196842¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 10¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196843¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 10¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Securities Sold | 18,015,157.21 |
| Money Fund | 670,921.28 |
| Dividends/Interest | 223,003.00 |
| Miscellaneous | 19,716,376.76 |
| Amount Credited | $38,625,458.25 |
| Securities Bought | -989,905.00 |
| Money Fund | -12,594,554.08 |
| Dividends/Interest Charged | -36,467.43 |
| Miscellaneous | -25,000,000.00 |
| Amount Debited | $-38,620,926.51 |
| Net Cash Activity | 4,531.74 |
| Closing Balance | $4,531.74 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 0.00 | 4,531.74 |
| Net Cash Balance | $0.00 | $4,531.74 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 224,387.50 | 2,216,693.31 |
| Credit Balance Int. | 0.00 | 2,395.40 |
| Total | $224,387.50 | $2,219,088.71 |
| Foreign Tax Withheld | 0.00 | -2,227.67 |
| Margin Int. Paid | -36,467.43 | -36,467.43 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 12,085,339 | |
| Equities | 5,000 | 37,790,848 |
| Total | $5,000 | $49,876,187 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 1, 2005¶
THROUGH October 31, 2005¶
Your Portfolio Allocation¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
V897¶
EFTA00196844¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
4 of 10¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 4,532 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 3,7500% | DICXX | 12,080,807.31 | 1.0000 | 12,080,807 | 410,747 | 3.4000 |
| TOTAL CASH & CASH EQUIVALENTS | $12,085,339 | $410,747 |
STATEMENT PERIOD October 1, 2005¶
THROUGH October 31, 2005¶
FINANCIAL TRUST COMPANY INC¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the Firm’s Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market Underweight. In cases where a BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers have normalized their ratings systems as follows: B = Buy; H = Hold; S = Sell. The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
EQUITIES¶
Equities & Options¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE COMPUTER INC BSC RATING: STOCK O/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 20,000 | 57.5900 | 1,151,800 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 105.8000 | 13,754,000 | 130,000 | 0.9452 |
027¶
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EFTA00196845¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
5 of 10¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
FINANCIAL TRUST COMPANY INC¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW FULCRUM GLOBAL PARTNERS, LLC RATING: B | CL | CASH | 106,200 | 52.9600 | 5,624,352 | 123,192 | 2.1903 |
| CALL COLGATE PALM NOV 055**** EXP 11/19/2005 | CLK55 | CASH | -200 | 0.2500 | -5,000 | ||
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 1,000,000 | 12.9700 | 12,970,000 | |||
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.5500 | 55,000 | ||
| KERZNER INTERNATIONAL LTD BSC RATING: STOCK O/SECTOR MW NED DAVIS RESEARCH RATING: H | KZL | CASH | 10,000 | 58.3500 | 583,500 | ||
| VECTOR GROUP LTD | VGR | CASH | 159,589 | 19.9600 | 3,185,396 | 255,342 | 8.0160 |
| WYNN RESORTS LTD BSC RATING: STOCK P/SECTOR MW WALL STREET STRATEGIES RATING: H | WYNN | CASH | 10,000 | 46.6800 | 466,800 | ||
| Total Equities& Options | $37,785,848 | $508,534 | |||||
| TOTAL EQUITIES | $37,785,848 | $508,534 | |||||
STATEMENT PERIOD October 1, 2005¶
THROUGH October 31, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $919,281 |
| YOUR PRICEDPORTFOLIOHOLDINGS | $49,871,187 |
027¶
11/01/05;08:34 001¶
EFTA00196846¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 10¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
STATEMENT PERIOD October 1, 2005¶
INVESTMENT ACTIVITY¶
| DATE | DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/06/05 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 1 TO 2 | BSC | -450,000 | ||||
| 10/06/05 | JOURNAL | EQUITY OFFICE PROPERTIES TRUST SBI JOURNAL FROM TYPE 1 TO 2 | EOP | -110,000 | ||||
| 10/06/05 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 1 TO 2 | BSC | 450,000 | ||||
| 10/06/05 | JOURNAL | EQUITY OFFICE PROPERTIES TRUST SBI JOURNAL FROM TYPE 1 TO 2 | EOP | 110,000 | ||||
| 10/17/05 | 10/12/05 | BOUGHT | APPLIE COMPUTER INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 49,435000 | AAPL | 20,000 | 49.49500 | 989,905.00 | |
| 10/24/05 | JOURNAL | BEAR STEARNS COMPANIES INC TO VS 7-14-05 AT T06,26 | BSC | -100,000 | ||||
| 10/27/05 | 10/24/05 | SOLD | MACK-CALI REALTY CORP UNSOLICITED | CUI | -88,100 | 41.90500 | 3,686,385.18 | |
| 10/27/05 | 10/24/05 | SOLD | TOO INC UNSOLICITED | TOO | -4,100 | 27.20240 | 111,274.17 | |
| 10/27/05 | 10/24/05 | SOLD | BEAR STEARNS COMPANIES INC UNSOLICITED BEAR, STEARNS & CO, INC, IS A SUBSIDIARY OF THE BOUER. ISP 7114/05@106,26 | BSC | -100,000 | 104.54700 | 10,448,257.99 | |
| 10/27/05 | 10/24/05 | SOLD | EQUITY OFFICE PROPERTIES TRUST SBI UNSOLICITED | EOP | -110,000 | 30.69360 | 3,369,549.87 |
027¶
11/01/05;08:34 001¶
EFTA00196847¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 10¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD October 1, 2005¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/27/05 | JOURNAL | APPLE COMPUTER INC JOURNAL FROM TYPE 2 TO 1 | AAPL | 20,000 | ||||
| 10/27/05 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 2 TO 1 | BSC | 250,000 | ||||
| 10/27/05 | DELIVERED | TOO INC DEL TO 00005 | TOO | -45,900 | ||||
| 10/27/05 | JOURNAL | APPLE COMPUTER INC JOURNAL FROM TYPE 2 TO 1 | AAPL | -20,000 | ||||
| 10/27/05 | JOURNAL | BEAR STEARNS COMPANIES INC JOURNAL FROM TYPE 2 TO 1 | BSC | -250,000 | ||||
| 10/28/05 | 10/25/05 | SOLD | IFIL(IST FIN ITAL) EUR1 INVST CL UNSOLICITED UN - - - REPORTED PRICE 4,056900 DIFFERENCE -0,060000 | IFPSF | -100,000 | 3.99690 | 399,690.00 | |
| 10/31/05 | DELIVERED | BEAR STEARNS COMPANIES INC DEL TO 05198 | BSC | -120,000 | ||||
| TOTAL | -989,905.00 | $18,015,157.21 | ||||||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/01/05 | OPENINGBALANCE | 155,790.01 | |||||
| 10/03/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 512,591 | 1.0000 | 512,591.00 |
027¶
11/01/05;08:34 001¶
EFTA00196848¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
8 of 10¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
MONEY FUND ACTIVITY (continued)¶
| DATE MOIDAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/03/05 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 1,155.77 | |||
| 10/03/05 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 1,155.77 | 1,155.77 | ||
| 10/06/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -669,536.78 | 1.0000 | 669,536.78 | |
| 10/06/05 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES RESIDUAL DIVIDEND | DICXX | 228.73 | |||
| 10/27/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 11,573,149.05 | 1.0000 | 11,573,149.05 | |
| 10/28/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 507,658.26 | 1.0000 | 507,658.26 |
| 10/31/05 | CLOSINGBALANCE | 12,080,807.31 | |
| TOTAL | -12,594,554.08 | $670,921.28 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/17/05 | EQUITY OFFICE PROPERTIES TRUST SBI REC 09/30/05 PAY 10/17/05 | EOP | 110,000 | 0.5000 | 55,000.00 | |
| 10/17/05 | MACK-CALI REALTY CORP REC 10/05/05 PAY 10/17/05 | CLI | 88,100 | 0.6300 | 55,503.00 |
027¶
11/01/05;08:34 001¶
EFTA00196849¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
9 of 10¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
DIVIDENDS (continued)¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/28/05 | BEAR STEARNS COMPANIES INC REC 10/18/05 PAY 10/28/05 | BSC | 450,000 | 0.2500 | 112,500.00 | |
| TOTAL | $223,003.00 | |||||
STATEMENT PERIOD October 1, 2005¶
THROUGH October 31, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/21/05 | INT DB | 36,467.43 | ||||
| 09/21 - 10/20 @04.50128% | ||||||
| BAL AVG 9721862 | ||||||
| TOTAL | -36,467.43 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/03/05 | JOURNAL | FROM | 151,250.00 | |
| 10/03/05 | JOURNAL | FROM | 361,341.00 | |
| 10/04/05 | CASH-LIEU | VECTOR GROUP LTD CASH IN LIEU OF ,50000 REC 09/20/05 PAY 09/29/05 | 9.76 | |
| 10/06/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 669,546.54 | |
| 10/06/05 | JOURNAL | TO PER LOA | 25,000,000.00 | |
| 10/06/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 669,546.54 | |
| 10/07/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 228.73 | |
| 10/07/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 228.73 |
027¶
11/01/05;08:34 001¶
EFTA00196850¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
10 of 10¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
| 10/17/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 110,503.00 | |
| 10/17/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 110,503.00 | |
| 10/17/05 | JOURNAL | FINAL REDEMPTION | 19,203,776.00 | |
| 10/27/05 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 7,775,489.70 | |
| 10/27/05 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 7,775,489.70 | |
| 10/28/05 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 112,500.00 | |
| 10/28/05 | JOURNAL | JOURNAL FROM TYPE 2 TO 1 | 112,500.00 | |
| TOTAL | -33,668,267.97 | $28,384,644.73 | ||
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
******* End of Statement*******¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 1, 2005¶
ACCOUNT NUMBER¶
THROUGH October 31, 2005¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2005 |¶
| :--- | :--- |¶
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V897¶