EFTA00196833¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 6¶
Fund Activity 6¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR |
| 6100 RED HOOK SUTE B-3 |
| QUAETERS #2 |
| ST THOMAS VI 00802-1348 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD November 1, 2005¶
THROUGH November 30, 2005¶
| LAST STATEMENT | October 31, 2005 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 37,353,781 |
| MONEY MARKET FUND BALANCE | 15,334,419 |
| NET EQUITY THIS PERIOD | $52,688,200 |
| NET EQUITY LAST STATEMENT | 49,871,187 |
| CHANGE SINCE LAST STATEMENT | 2,817,013 |
Market Value of Your Portfolio¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Stearns Securities Corp., One Matrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196834¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196835¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $4,531.74 |
| Securities Sold | 2,682,277.75 |
| Money Fund | 6,103.61 |
| Funds Deposited | 234,432.12 |
| Dividends/Interest | 330,798.00 |
| Amount Credited | $3,253,611.48 |
| Money Fund | -3,253,611.48 |
| Dividends/Interest Charged | -4,531.74 |
| Amount Debited | $-3,258,143.22 |
| Net Cash Activity | -4,531.74 |
| Closing Balance | $0.00 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 4,531.74 | 0.00 |
| Net Cash Balance | $4,531.74 | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 336,901.61 | 2,553,594.92 |
| Credit Balance Int. | 0.00 | 2,395.40 |
| Total | $336,901.61 | $2,555,990.32 |
| Foreign Tax Withheld | 0.00 | -2,227.67 |
| Margin Int. Paid | -4,531.74 | -40,999.17 |
Portfolio Composition¶
| Cash/Cash Equivalent | 15,334,419 |
| Equities | 37,353,781 |
| Total | $52,688,200 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD November 1, 2005¶
THROUGH November 30, 2005¶
Your Portfolio Allocation¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2005 |¶
| :--- | :--- |¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196836¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST. 30 DAY AVG YIELD 3,9000% | DICXX | 15,334,418.79 | 1.0000 | 15,334,419 | 567,373 | 3.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $15,334,419 | $567,373 |
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the Firm’s Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market Underweight. In cases where a BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers have normalized their ratings systems as follows: B = Buy; H = Hold; S = Sell. The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD November 1, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
FINANCIAL TRUST COMPANY INC¶
| LAST STATEMENT | October 31, 2005 |¶
| :--- | :--- |¶
THROUGH November 30, 2005¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE COMPUTER INC BSC RATING: STOCK O/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 20,000 | 67.8200 | 1,356,400 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 110.9900 | 14,428,700 | 130,000 | 0.9010 |
027¶
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EFTA00196837¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
5 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
FINANCIAL TRUST COMPANY INC¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW ARGUS FUNDAMENTAL RESEARCH RATING: B | CL | CASH | 56,200 | 54.5200 | 3,064,024 | 65,192 | 2.1277 |
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 1,000,000 | 14.2100 | 14,210,000 | |||
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.7960 | 79,600 | ||
| KERZNER INTERNATIONAL LTD BSC RATING: STOCK O/SECTOR MW NED DAVIS RESEARCH RATING: B | KZL | CASH | 10,000 | 65.0100 | 650,100 | ||
| VECTOR GROUP LTD | VGR | CASH | 159,589 | 18.8400 | 3,006,657 | 255,342 | 8.4926 |
| WYNN RESORTS LTD BSC RATING: STOCK P/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | CASH | 10,000 | 55.8300 | 558,300 | ||
| Total Equities& Options | $37,353,781 | $450,534 | |||||
| TOTAL EQUITIES | $37,353,781 | $450,534 |
STATEMENT PERIOD November 1, 2005¶
THROUGH November 30, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | October 31, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $1,017,907 |
| YOUR PRICED PORTFOLIOHOLDINGS | $52,688,200 |
027¶
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EFTA00196838¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/21/05 | JOURNAL | CALL COLGATE PALM NOV 055**** EXP 11/19/2005 | 1941629K1 | 200 | ||||
| 11/29/05 | 11/23/05 | SOLD | COLGATE PALMOLIVE CO UNSOLICITED | CL | -50,000 | 53.70780 | 2,682,277.75 | |
| TOTAL | $2,682,277.75 | |||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/07/05 | FUNDS REC | FNDS WIRED TO CITIBANK FROM MARINE NYC | 91,131.25 | |
| 11/08/05 | FUNDS REC | FNDS WIRED TO CITIBANK FROM JPMORGAN CHASE | 143,300.87 | |
| TOTAL | $234,432.12 | |||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/05 | OPENINGBALANCE | 12,080,807.31 |
| 11/01/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 4,531.74 | 1.0000 | 4,531.74 | |
| 11/01/05 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 6,103.61 |
027¶
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EFTA00196839¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2005¶
MONEY FUND ACTIVITY (continued)¶
| DATE MOIDAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/05 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 6,103.61 | 6,103.61 | ||
| 11/07/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 91,131.25 | 1.0000 | 91,131.25 | |
| 11/09/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 143,300.87 | 1.0000 | 143,300.87 | |
| 11/15/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 30,798 | 1.0000 | 30,798.00 | |
| 11/22/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 295,468.26 | 1.0000 | 295,468.26 | |
| 11/29/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 2,682,277.75 | 1.0000 | 2,682,277.75 |
| 11/30/05 | CLOSINGBALANCE | 15,334,418.79 | |
| TOTAL | -3,253,611.48 | $6,103.61 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/15/05 | COLGATE PALMOLIVE CO REC 10/26/05 PAY 11/15/05 | CL | 106,200 | 0.2900 | 30,798.00 | |
| 11/21/05 | DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS RD 11/07 PD 11/21 RT ,30000 CSH DIV ON 1000000 SHS CASH DIV | 300,000.00 | ||||
| TOTAL | $330,798.00 | |||||
027¶
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V898¶
EFTA00196840¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
8 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2005¶
INTEREST¶
THROUGH November 30, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2005 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/21/05 | INT DB | 4,531.74 | ||||
| 10/21 - 11/20 @04,50000% | ||||||
| BAL 0 AVG 1169481 | ||||||
| TOTAL | $-4,531.74 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
| 11/22/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 4,531.74 | |
| 11/22/05 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 4,531.74 | |
| TOTAL | -4,531.74 | $4,531.74 |
******* End of Statement*******¶
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V898¶