Statements¶
EFTA00196824¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
C/O AMERICAN YACHT HARBOR¶
6100 RED HOOK SUTE B-3¶
QUAETERS #2¶
ST THOMAS VI 00802-1348¶
STATEMENT PERIOD December 1, 2005¶
FINANCIAL TRUST COMPANY INC¶
THROUGH December 30, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
Pursuant to your previously issued instructions, Bear Stearns Securities Corp. provides duplicate monthly statements and/or transaction confirmations to the third parties listed on the cover page of this statement. If you wish to modify or cease distribution to any of the recipients indicated, please contact your Account Executive. This reminder notice will continue to be provided to you on your quarterly statements.¶
| Third Party |
| J EPSTEIN & CO |
| 457 MADISON AVE 4TH FLOOR |
| NEW YORK NY 10022 |
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EFTA00196825¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 6¶
What’s In This Statement¶
Fund Activity … 6¶
Your Messages … 8¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR |
| 6100 RED HOOK SUTE B-3 |
| QUAETERS #2 |
| ST THOMAS VI 00802-1348 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 1, 2005¶
FINANCIAL TRUST COMPANY INC¶
ACCOUNT NUMBER¶
THROUGH December 30, 2005¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 37,445,002 |
| MONEY MARKET FUND BALANCE | 9,438,024 |
| NET EQUITY THIS PERIOD | $46,883,026 |
| NET EQUITY LAST STATEMENT | 52,688,200 |
| CHANGE SINCE LAST STATEMENT | -5,805,174 |
Market Value of Your Portfolio¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
If any information regarding 2005 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31,2006 or a 1042S by March 15,2006.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196826¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196827¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Money Fund | 12,039,769.94 |
| Funds Deposited | 6,000,000.00 |
| Dividends/Interest | 63,835.60 |
| Amount Credited | $18,103,605.54 |
| Money Fund | -6,103,605.54 |
| Funds Withdrawn | -12,000,000.00 |
| Amount Debited | $-18,103,605.54 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 103,605.54 | 2,657,200.46 |
| Credit Balance Int. | 0.00 | 2,395.40 |
| Total | $103,605.54 | $2,659,595.86 |
| Foreign Tax Withheld | 0.00 | -2,227.67 |
| Margin Int. Paid | 0.00 | -40,999.17 |
Portfolio Composition¶
| Cash/Cash Equivalent | 9,438,024 |
| Equities | 37,445,002 |
| Total | $46,883,026 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
Your Portfolio Allocation¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196828¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 4.1100% | DICXX | 9,438,024.33 | 1.0000 | 9,438,024 | 358,645 | 3.8000 |
| TOTAL CASH & CASH EQUIVALENTS | $9,438,024 | $358,645 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the Firm’s Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market Underweight. In cases where a BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers have normalized their ratings systems as follows: B = Buy; H = Hold; S = Sell. The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 1, 2005¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
THROUGH December 30, 2005¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| APPLE COMPUTER INC BSC RATING: STOCK P/SECTOR MW BOYAR'S ALTERNATIVE VIEWPOINT RATING: S | AAPL | CASH | 20,000 | 71.8900 | 1,437,800 | ||
| BEAR STEARNS COMPANIES INC | BSC | CASH | 130,000 | 115.5300 | 15,018,900 | 145,600 | 0.9694 |
027¶
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EFTA00196829¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
5 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
Equities & Options (continued)¶
Your Portfolio Holdings (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE CO BSC RATING: STOCK O/SECTOR MW ARGUS FUNDAMENTAL RESEARCH RATING: B | CL | CASH | 56,200 | 54.8500 | 3,082,570 | 65,192 | 2.1149 |
| DEERFIELD TRIARC CAP CORP ACCREDITED INVESTORS | CASH | 1,000,000 | 13.7000 | 13,700,000 | |||
| ENVIRONMENTAL SOLUTIONS WORLDWIDE INC | ESWW | CASH | 100,000 | 0.7000 | 70,000 | ||
| KERZNER INTERNATIONAL LTD BSC RATING: STOCK O/SECTOR MW NED DAVIS RESEARCH RATING: B | KZL | CASH | 10,000 | 68.7500 | 687,500 | ||
| VECTOR GROUP LTD | VGR | CASH | 159,589 | 18.1700 | 2,899,732 | 255,342 | 8.8057 |
| WYNN RESORTS LTD BSC RATING: STOCK P/SECTOR MW WALL STREET STRATEGIES RATING: B | WYNN | CASH | 10,000 | 54.8500 | 548,500 | ||
| Total Equities& Options | $37,445,002 | $466,134 | |||||
| TOTAL EQUITIES | $37,445,002 | $466,134 |
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD December 1, 2005¶
THROUGH December 30, 2005¶
ACCOUNT NUMBER¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $824,779 |
| YOUR PRICED PORTFOLIOHOLDINGS | $46,883,026 |
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V899¶
EFTA00196830¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
6 of 8¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
FINANCIAL TRUST COMPANY INC¶
THROUGH December 30, 2005¶
STATEMENT PERIOD December 1, 2005¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/01/05 | OPENINGBALANCE | 15,334,418.79 |
| 12/01/05 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 39,769.94 | |||
| 12/01/05 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 39,769.94 | 39,769.94 | ||
| 12/05/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 12/05/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -10,000,000 | 1.0000 | 10,000,000.00 | |
027¶
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EFTA00196831¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail (continued)¶
MONEY FUND ACTIVITY (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/14/05 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 12/15/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 6,000,000 | 1.0000 | 6,000,000.00 | |
| 12/29/05 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 63,835.60 | 1.0000 | 63,835.60 | |
| 12/30/05 | CLOSINGBALANCE | 9,438,024.33 | |||||
| TOTAL | -6,103,605.54 | $12,039,769.94 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 12/29/05 | VECTOR GROUP LTD | VGR | 159,589 | 0.4000 | 63,835.60 | ||
| REC 12/20/05 PAY 12/29/05 | |||||||
| TOTAL | $63,835.60 | ||||||
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v899¶
EFTA00196832¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 8¶
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD December 1, 2005¶
ACCOUNT NUMBER¶
THROUGH December 30, 2005¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2005 |¶
| :--- | :--- |¶
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