Correspondence · July 20, 2021

Email forwarding a formal appeal over a Knight Capital regulatory action, 2021

A forwarded email from a private correspondent sent to judges and regulators appeals a FINRA action and references SEC fraud charges.Machine-written summary

EFTA00070392¶

From: Chris Dilorio <¶

Sent: Tuesday, July 20, 2021 8:36 AM¶

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix¶

SDNY, NY Supreme Court, NJ judges et al¶

Welcome to my world.¶

Dick “BBH all entities un named FINRA AML Complaint” Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint¶

SEC.gov | SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies¶

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Email forwarding a formal appeal over a Knight Capital regulatory action, 2021

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