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Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix¶
SDNY, NY Supreme Court, NJ Judges et al,¶
As I have repeatedly told the corrupt SEC: The Obligation Warehouse is ILLEGAL according to the 1934 Securities ACT. Further evidence that Hester Peirce and other Commissioners are UNFIT to serve in their positions. The ‘34 Act MANDATES “prompt and accurate settlement of securities transactions”. The SEC/DTCC created the OW so that CRIMINALS NITE/CDEL et al can circumvent close out REQUIREMENTS of Rule 204. Illegal naked shorting¶
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OTCM and other shells to facilitate money laundering is and always has been the core business at NITE. The OW is deemed Ex clearing. Please see my TCR related to DTCC Chills and Locks which somehow ALSO disappeared not long after I filed my NITE TCR. ALSO ex clearing. The SEC intentiionally misleads the public there is no naked shorting as their fails data are DTCC cleared ONLY. The DTCC makes the distinction that somehow the OW is “broker to broker” when in fact ALL trades are broker to broker. My pleading to the SEC NOT to allow NITE/CDEL/UBSS et al their own exchange: MEMX: “MEMX will be Obligation Warehouse 2.0”. ON STEROIDS. Of course, I was IRREFUTABLY accurate AGAIN. I was also IRREFUTABLY accurate that the UBSS cross border business is very much up and running TODAY along with ALL of the information in my related TCR’s. The UBS AML complaint IS MY INFORMATION. Once again, the SEC OWB criminally and corruptly denied my award Application.¶
The MEMX criminals KNOWINGLY and BLATANTLY lied in their application to be exempt from 10b-10 confirmation requirements. NO OTHER like exchanges have applied for such exemptions from these SECURITIES LAW requirements. “We can’t locate the entities executing on our anonymous exchange”: LIE. I know for a fact that similar exchanges have absolutely NO PROBLEM getting confirms to executing brokers who then send confirms to the underlying customer.¶
MEMX was created by criminals/for criminals to continue their illegal activity on a truly massive scale. If you STILL had ANY lingering doubt as to the veracity of my allegations:¶
The SEC is a grossly corrupt, criminal organization actively facilitating MULTIPLE,MASSIVE, ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME, please consider this latest irrefutable evidence detailed below:¶
The MEMX criminals requested their exemption to 10b-10 REQUIREMENTS on September 18, 2020. The grossly corrupt SEC granted the exemption on THE VERY SAME DAY: September 18, 2020. Pre meditated FRAUD. HOW is MEMX still in business?¶
HOW is MEMX still in business?¶
HOW is NITE still in business?¶
WHY do we have an OBLIGATION Warehouse and STILL no CAT? WHY did the SEC outsource the ENTIRE OTCM to the BD SRO FINRA? Including: short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA? To name a few.¶
Mr Polite: DO YOUR FUCKING JOB and start arresting these criminals.¶
Cheers!¶
Christopher J Dilorio¶
Whistleblower Extraordinaire¶
From: Chris Dilorio <¶
Sent: Tuesday, August 31, 2021 10:24 AM¶