EFTA00200990¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 6¶
Fund Activity … 6¶
Your Messages … 9¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
JEFFREY EPSTEIN¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
STATEMENT PERIOD November 1, 2006¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 4,657,133 |
| MONEY MARKET FUND BALANCE | 5,690,854 |
| NET EQUITY THIS PERIOD | $10,347,987 |
| NET EQUITY LAST STATEMENT | 12,331,625 |
| CHANGE SINCE LAST STATEMENT | -1,983,638 |
THROUGH November 30, 2006¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00200991¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 9¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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V917¶
EFTA00200992¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 9¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.00 |
| Securities Sold | 52,000.00 |
| Money Fund | 2,039,075.39 |
| Dividends/Interest | 4,043.11 |
| Miscellaneous | 26,170.34 |
| Amount Credited | $2,121,288.84 |
| Money Fund | -121,288.84 |
| Funds Withdrawn | -2,000,000.00 |
| Amount Debited | $-2,121,288.84 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 43,118.50 | 272,709.03 |
| Total | $43,118.50 | $272,709.03 |
Portfolio Composition¶
| Cash/Cash Equivalent | 5,690,854 |
| Equities | 4,657,133 |
| Total | $10,347,987 |
027¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD November 1, 2006¶
JEFFREY EPSTEIN¶
THROUGH November 30, 2006¶
Your Portfolio Allocation¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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EFTA00200993¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 9¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5.1900% | DICXX | 5,690,853.56 | 1.0000 | 5,690,854 | 301,615 | 5.3000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,690,854 | $301,615 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD November 1, 2006¶
ACCOUNT NUMBER¶
JEFFREY EPSTEIN¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
THROUGH November 30, 2006¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 22.0100 | 44,020 | 1,600 | 3.6347 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 26.9700 | 53,940 | 3,846 | 7.1301 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 12.5700 | 125,700 | 8,400 | 6.6826 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 50.1900 | 100,380 | 5,920 | 5.8976 |
027¶
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EFTA00200994¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 9¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 1, 2006¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| JOHNSON & JOHNSON BSC RATING: STOCK P/SECTOR MO NED DAVIS RESEARCH RATING: B | JNJ | CASH | 57,800 | 65.9100 | 3,809,598 | 86,700 | 2.2758 |
| KIMCO REALTY CORP BSC RATING: STOCK O/SECTOR MW GREEN STREET ADVISORS, INC. RATING: S | KIM | CASH | 98 | 46.3800 | 4.545 | 141 | 3.1023 |
| WTS LUCENT TECHNOLOGIES INC EXP 12/10/2007 | LUTHW | CASH | 235 | 0.2250 | 53 | ||
| NAYARIT GOLD INC | NYRTF | CASH | 19 | 0.7450 | 14 | ||
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 39.5000 | 70,863 | 4,090 | 5.7717 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 36.9800 | 443,760 | 21,480 | 4.8405 |
| SIRIUS SATELLITE RADIO INC BSC RATING: STOCK O/SECTOR MW ATLANTIS RESEARCH RATING: B | SIRI | CASH | 1,000 | 4.2600 | 4.260 | ||
| Total Equities& Options | $4,657,133 | $132,177 | |||||
| TOTAL EQUITIES | $4,657,133 | $132,177 |
AGCOUNT NUMBER¶
THROUGH November 30, 2006¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $433,792 |
| YOUR PRICED PORTFOLIOHOLDINGS | $10,347,987 |
027¶
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EFTA00200995¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 9¶
JEFFREY EPSTEIN¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/01/06 | EXCHANGE | KIMCO REALTY CORP FROM $60,00P/S&2253 KIMCO | KIM | 98 | ||||
| 11/01/06 | MERGER | PAN PACIFIC RETAIL PROPERTIES INC TO $60,00P/S&2253 KIMCO | 69806L104 | -436 | ||||
| 11/30/06 | MERGER | GLENBOROUGH REALTY TRUST INC TO CASH MERGER @ $26 P/S | GLB | -2,000 | 52,000.00 |
DEPOSITS AND WITHDRAWALS¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/06 | OPENINGBALANCE | 7,569,564.72 |
027¶
12/01/06:05:56 001¶
EFTA00200996¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 9¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2006¶
THROUGH November 30, 2006¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/06 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 39,075.39 | |||
| 11/01/06 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 39,075.39 | 39,075.39 | ||
| 11/02/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 26,273.45 | 1.0000 | 26,273.45 | |
| 11/06/06 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 11/16/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 1,480 | 1.0000 | 1,480.00 | |
| 11/17/06 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 11/22/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 2,100 | 1.0000 | 2,100.00 | |
| 11/30/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 52,360 | 1.0000 | 52,360.00 | |
| 11/30/06 | CLOSINGBALANCE | 5,690,853.56 | |||||
| TOTAL | $-121,288.84 | $2,039,075.39 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/01/06 | PAN PACIFIC RETAIL PROPERTIES INC DIVIDEND @ $,2365 P/S | 69806L104 | 103.11 |
027¶
12/01/06:05:56 001¶
EFTA00200997¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
8 of 9¶
JEFFREY EPSTEIN¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2006¶
DIVIDENDS (continued)¶
THROUGH November 30, 2006¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/16/06 | HOSPITALITY PROPERTIES TRUST SBI REC 10/16/06 PAY 11/16/06 | HPT | 2,000 | 0.7400 | 1,480.00 | |
| 11/22/06 | HRPT PROPERTIES TR-SBI REC 10/23/06 PAY 11/22/06 | HRP | 10,000 | 0.2100 | 2,100.00 | |
| 11/30/06 | GLENBOROUGH REALTY TRUST INC TO $ DIV PAYMENT @ $,18 P/S | GLB | 360.00 |
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/01/06 | CASH-LIEU | KIMCO REALTY CORP $60,00P/S&.2253 KIMCO | 10.34 | |
| 11/01/06 | MERGER | PAN PACIFIC RETAIL PROPERTIES INC TO $ $60,00P/S&.2253 KIMCO | 26,160.00 | |
| TOTAL | $26,170.34 | |||
027¶
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EFTA00200998¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
9 of 9¶
Your messages¶
Bear, Stearns Securities Corp. would like to inform you that the Securities and Exchange Commission (the “SEC”) approved the Options Clearing Corporation’s (the “OCC”) proposal to reduce the automatic exercise thresholds for listed equity options. Please be advised that this change is now in effect. Under the new expiration procedures, options that are in the money at the expiration by more than $.05 are automatically exercised unless your Investment Professional instructs us not to exercise them. Under the old procedure, the threshold amount was $.25.¶
For example, if you have an equity option position in your account which is in-the-money by $,06 when it expires, the position will be automatically exercised at expiration unless we have received instructions to the contrary.¶
Please note that this procedure only applies to options cleared by the OCC and regulated by the SEC. This does not apply to options on debt, foreign currency, and futures among others. It also does not apply to FLEX options or options traded on foreign exchanges or over-the-counter.¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
If you should have any questions regarding this matter, please contact your Investment Professional.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD November 1, 2006¶
THROUGH November 30, 2006¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2006 |¶
| :--- | :--- |¶
******* End of Statement*******¶
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