Statements¶
EFTA00200981¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
THROUGH December 29, 2006¶
ACCOUNT NUMBER¶
ATTN JEANNE BRENAN¶
ST THOMAS VI 00802-1348¶
TAXPAYER NUMBER On File¶
6100 RED HOOK QUATER B-3¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
Pursuant to your previously issued instructions, Bear Stearns Securities Corp. provides duplicate monthly statements and/or transaction confirmations to the third parties listed on the cover page of this statement. If you wish to modify or cease distribution to any of the recipients indicated, please contact your Account Executive. This reminder notice will continue to be provided to you on your quarterly statements.¶
Third Party¶
EPSTEIN INTERESTS¶
A/C JEFFREY EPSTEIN¶
ATTN HARRY BELLER¶
457 MADISON AVE 4TH FLR¶
NEW YORK NY 10022¶
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EFTA00200982¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
INVESTMENT PROFESSIONAL ZICHERMAN,IRA¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
Your Portfolio Holdings … 4¶
What’s In This Statement¶
| Transaction Detail | 6 |
Financial Summary 3¶
Fund Activity … 6¶
Your Messages … 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
C/O FINANCIAL TRUST COMPANY¶
ATTN JEANNE BRENAN¶
6100 RED HOOK QUATER B-3¶
ST THOMAS VI 00802-1348¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
THROUGH December 29, 2006¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 4,667,973 |
| MONEY MARKET FUND BALANCE | 5,051,800 |
| NET EQUITY THIS PERIOD | $9,719,773 |
| NET EQUITY LAST STATEMENT | 10,347,987 |
| CHANGE SINCE LAST STATEMENT | -628,214 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Stearns Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
If any information regarding 2006 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by January 31,2007 or a 1042S by March 15,2007.¶
12/30/06:09:23 001¶
EFTA00200983¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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V003¶
EFTA00200984¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| Opening Balance | $0.00 |
| Money Fund | 4,026,934.53 |
| Funds Deposited | 3,311,309.87 |
| Dividends/Interest | 22,702.25 |
| Amount Credited | $7,360,946.65 |
| Money Fund | -3,360,946.65 |
| Funds Withdrawn | -4,000,000.00 |
| Amount Debited | $-7,360,946.65 |
| Closing Balance | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 49,636.78 | 322,345.81 |
| Total | $49,636.78 | $322,345.81 |
Portfolio Composition¶
| Cash/Cash Equivalent | 5,051,800 |
| Equities | 4,667,973 |
| Total | $9,719,773 |
027¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
THROUGH December 29, 2006¶
Your Portfolio Allocation¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
Unhaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
12/30/06:09:23 001¶
EFTA00200985¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 5.1700% | DICXX | 5,051,800.21 | 1.0000 | 5,051,800 | 257,642 | 5.1000 |
| TOTAL CASH & CASH EQUIVALENTS | $5,051,800 | $257,642 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Equities & Options¶
EQUITIES¶
The research ratings for Bear Stearns (BSC) are shown for certain securities covered by the BSC Equity Research Department. The first rating represents the stock’s total return relative to the other stocks covered by that Analyst. The key for the stock rating values is as follows: O = Outperform; P = Peer Perform; U = Underperform. The second rating represents the rating of the coverage universe relative to the regional broader market index. The key for the sector rating is as follows: MO = Market Overweight; MW = Market Weight; MU = Market underweight. In cases where the BSC rating is present, the name of an independent, third-party research provider and their rating may also be displayed, where such research is available. The various providers use different ratings systems and have normalized them as follows: B = Buy; H = Hold; S = Sell (this may not always correspond directly to the underlying rating system used by each provider or BSC). The ratings information contained herein is for informational purposes only and is not intended to provide tax, legal, or investment advice. Bear Stearns is neither soliciting any action based on such information, nor endorsing any recommendation or opinion expressed by any independent, third-party research provider. The symbol indicates that continuing coverage of the subject company is temporarily not available due to legal reasons.¶
Independent, third-party research on certain companies covered by the Firm’s research is available to customers of Bear Stearns at no cost. Customers can access this research at www.bearstearns.com or can call (800) 517-2327 to request that a copy of this research be sent to them.¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD December 1, 2006¶
ACCOUNT NUMBER¶
JEFFREY EPSTEIN¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
THROUGH December 29, 2006¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| FELCOR LODGING TRUST INC | FCH | CASH | 2,000 | 21.8400 | 43,680 | 2,000 | 4.5788 |
| GLIMCHER REALTY TRUST-SBI | GRT | CASH | 2,000 | 26.7100 | 53,420 | 3,846 | 7.1996 |
| HRPT PROPERTIES TR-SBI | HRP | CASH | 10,000 | 12.3500 | 123,500 | 8,400 | 6.8016 |
| HOSPITALITY PROPERTIES TRUST SBI | HPT | CASH | 2,000 | 47.5300 | 95,060 | 5,920 | 6.2276 |
027¶
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EFTA00200986¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 8¶
Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
JEFFREY EPSTEIN¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| JOHNSON & JOHNSON BSC RATING: STOCK P/SECTOR MO NED DAVIS RESEARCH RATING: B | JNJ | CASH | 57,800 | 66.0200 | 3,815,956 | 86,700 | 2.2720 |
| KIMCO REALTY CORP BSC RATING: STOCK O/SECTOR MW GREEN STREET ADVISORS, INC. RATING: S | KIM | CASH | 98 | 44.9500 | 4,405 | 141 | 3.2009 |
| WTS LUCENT TECHNOLOGIES INC EXP 12/10/2007 | LUTHW | CASH | 235 | 0.3100 | 73 | ||
| NAYARIT GOLD INC | NYRTF | CASH | 19 | 0.6010 | 11 | ||
| PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI | PEI | CASH | 1,794 | 39.3800 | 70,648 | 4,090 | 5.7893 |
| RAMCO GERSHENSON PROPERTIES TRUST-MD SBI | RPT | CASH | 12,000 | 38.1400 | 457,680 | 21,480 | 4.6932 |
| SIRIUS SATELLITE RADIO INC BSC RATING: STOCK U/SECTOR MW ATLANTIS RESEARCH RATING: B | SIRI | CASH | 1,000 | 3.5400 | 3,540 | ||
| Total Equities& Options | $4,667,973 | $132,577 | |||||
| TOTAL EQUITIES | $4,667,973 | $132,577 |
STATEMENT PERIOD December 1, 2006¶
ACCOUNT NUMBER¶
THROUGH December 29, 2006¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| YOUR PORTFOLIOHOLDINGSESTIMATED ANNUAL INCOME | $390,219 |
| YOUR PRICED PORTFOLIOHOLDINGS | $9,719,773 |
027¶
12/30/06:09:23 001¶
EFTA00200987¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
6 of 8¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
THROUGH December 29, 2006¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/01/06 | OPENINGBALANCE | 5,690,853.56 |
MONEY FUND ACTIVITY¶
| 12/01/06 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 26,934.53 | |||
| 12/01/06 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVEST | DICXX | 26,934.53 | 26,934.53 | ||
| 12/07/06 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 12/12/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 21,679.67 | 1.0000 | 21,679.67 |
12/30/06:09:23 001¶
027¶
V003¶
EFTA00200988¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 8¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
Transaction Detail (continued)¶
THROUGH December 29, 2006¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 12/15/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 1,022.58 | 1.0000 | 1,022.58 | |
| 12/15/06 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 3,311,309.87 | 1.0000 | 3,311,309.87 | |
| 12/18/06 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -1,000,000 | 1.0000 | 1,000,000.00 | |
| 12/19/06 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -2,000,000 | 1.0000 | 2,000,000.00 |
| 12/29/06 | CLOSINGBALANCE | 5,051,800.21 | |
| TOTAL | -3,360,946.65 | $4,026,934.53 | |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/04/06 | GLENBOROUGH REALTY TRUST INC TO $ ADDTL DIV PYMNT$,002336 | 37803P105 | 4.67 | |||
| 12/12/06 | JOHNSON & JOHNSON REC 11/28/06 PAY 12/12/06 | JNJ | 57,800 | 0.3750 | 21,675.00 | |
| 12/15/06 | PENNSYLVANIA REAL ESTATE INVESTMENT TRUST-SBI REC 12/01/06 PAY 12/15/06 | PEI | 1,794 | 0.5700 | 1,022.58 | |
| TOTAL | $22,702.25 | |||||
027¶
12/30/06:09:23 001¶
EFTA00200989¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 8¶
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
******* End of Statement*******¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
JEFFREY EPSTEIN¶
STATEMENT PERIOD December 1, 2006¶
027¶
ACCOUNT NUMBER¶
THROUGH December 29, 2006¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 30, 2006 |¶
| :--- | :--- |¶
12/30/06:09:23 001¶
V003¶