EFTA00197981¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN,IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Your Portfolio Holdings … 4¶
| Transaction Detail | 5 |
Fund Activity … 15¶
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Your Portfolio at a Glance¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 78,608 |
| NET CREDIT BALANCE | 107,039 |
| MONEY MARKET FUND BALANCE | 45,085,288 |
| NET EQUITY THIS PERIOD | $45,270,935 |
| NET EQUITY LAST STATEMENT | 45,167,460 |
| CHANGE SINCE LAST STATEMENT | 103,475 |
TAXPAYER NUMBER On File¶
INSTITUTIONAL INTERESTS¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
|---|---|
| 027 | 08/31/02;13:23 001 |
V566¶
EFTA00197982¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 17¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197983¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 17¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $57,885.05 |
| Securities Sold | 7,843,167.77 |
| Money Fund | 50,579.43 |
| Dividends/Interest | 1,628.62 |
| Miscellaneous | 4,400.77 |
| Amount Credited | $7,899,776.59 |
| Money Fund | -7,850,579.43 |
| Miscellaneous | -43.23 |
| Amount Debited | $-7,850,622.66 |
| Net Cash Activity | 49,153.93 |
| Closing Balance | $107,038.98 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 57,885.05 | 107,038.98 |
| Net Cash Balance | $57,885.05 | $107,038.98 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 51,547.11 | 347,167.11 |
| Credit Balance Int. | 660.94 | 5,231.51 |
| Total | $52,208.05 | $352,398.62 |
| Foreign Tax Withheld | -43.23 | -43.23 |
Portfolio Composition¶
| Cash/Cash Equivalent | 45,192,327 |
| Equities | 78,608 |
| Total | $45,270,935 |
027¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
Your Portfolio Allocation¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
08/31/02;13:23 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197984¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 17¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 107,039 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,7300% | DICXX | 45,085,287.69 | 1.0000 | 45,085,288 | 766,450 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $45,192,327 | $766,450 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| WTS AMERICAN BANK NOTE HOLOGRAPHICS INC EXP 06/18/2003 | ABHHW | CASH | 2,151 | 0.0500 | 108 | ||
| UNITED RETAIL GROUP INC Total Equities& Options | URGI | CASH | 15,700 | 5.0000 | 78,500 | ||
| TOTAL EQUITIES | $78,608 | $0 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $766,450 |
| YOUR PRICED PORTFOLIOHOLDINGS | $45,270,934 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT PERIOD July 27, 2002¶
| THROUGH | August 30, 2002 |¶
| :--- | :--- |¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
027¶
08/31/02;13:23 001¶
V566¶
EFTA00197985¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/05/02 | 07/31/02 | SOLD | ABBOTT LABORATORIES UNSOLICITED SEE NOTE 'S' ON BACK | ABT | -1,300 | 41.08000 | 53,324.39 | |
| 08/05/02 | 07/31/02 | SOLD | ANALOG DEVICES INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | ADI | -1,300 | 23.04620 | 29,881.15 | |
| 08/05/02 | 07/31/02 | SOLD | BEA SYSTEMS INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE - 5.710800 DIFFERENCE - 0.060000 | BEAS | -4,300 | 5.65050 | 24,296.41 | |
| 08/05/02 | 07/31/02 | SOLD | BEVERLY ENTERPRISES INC NEW AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BEV | -25,000 | 3.15250 | 77,310.12 | |
| 08/05/02 | 07/31/02 | SOLD | C.R BARD INC WITH RIGHTS TO PURCHASE COMMON STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BCR | -1,700 | 53.13350 | 90,222.23 | |
| 08/05/02 | 07/31/02 | SOLD | CALPINE CORP UNSOLICITED | CPN | -5,000 | 4.91000 | 24,249.26 | |
| 08/05/02 | 07/31/02 | SOLD | CALPINE CORP UNSOLICITED | CPN | -5,000 | 4.92000 | 24,299.25 | |
| 08/05/02 | 07/31/02 | SOLD | CALPINE CORP SOLICITED | CPN | -6,000 | 4.93000 | 29,219.10 |
027¶
08/31/02;13:23 001¶
EFTA00197986¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INVESTMENT ACTIVITY (continued)¶
| THROUGH | August 30, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/05/02 | 07/31/02 | SOLD | COSTCO WHOLESALE CORP-NEW UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 34,414600 DIFFERENCE - 0,060000 | COST | -1,950 | 34.35460 | 66,989.45 | |
| 08/05/02 | 07/31/02 | SOLD | CITIZENS COMMUNICATIONS CO UNSOLICITED | CZN | -5,000 | 5.30000 | 26,199.20 | |
| 08/05/02 | 07/31/02 | SOLD | CITIZENS COMMUNICATIONS CO UNSOLICITED | CZN | -5,000 | 5.30000 | 26,199.20 | |
| 08/05/02 | 07/31/02 | SOLD | CITIZENS COMMUNICATIONS CO UNSOLICITED | CZN | -5,000 | 5.30000 | 26,199.20 | |
| 08/05/02 | 07/31/02 | SOLD | CSX CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | CSX | -2,700 | 34.48780 | 92,952.25 | |
| 08/05/02 | 07/31/02 | SOLD | CABOT CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | CBT | -2,000 | 24.68900 | 49,256.51 | |
| 08/05/02 | 07/31/02 | SOLD | CANDIES INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED AVG PRICE: DETAILS ON REQUEST | CAND | -346 | 3.22000 | 1,064.08 | |
| 08/05/02 | 07/31/02 | SOLD | CONTINENTAL AIRLINES INC-CL B UNSOLICITED | CAL | -3,350 | 10.55000 | 35,140.43 | |
| 08/05/02 | 07/31/02 | SOLD | EDISON INTERNATIONAL UNSOLICITED | EIX | -4,650 | 13.00000 | 60,169.18 |
027¶
08/31/02;13:23 001¶
EFTA00197987¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
7 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
| THROUGH | August 30, 2002 |¶
| :--- | :--- |¶
INVESTMENT ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| DEMENT DATE | DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/05/02 | 07/31/02 | SOLD | EDISON INTERNATIONAL UNSOLICITED | EIX | -10,000 | 13.00000 | 129,396.08 | |
| 08/05/02 | 07/31/02 | SOLD | EMMIS COMMUNICATIONS CORP-CL A UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 15,948700 DIFFERENCE - 0,060000 | EMMS | -4,750 | 15.88870 | 75,469.05 | |
| 08/05/02 | 07/31/02 | SOLD | JONES APPAREL GROUP INC UNSOLICITED | JNY | -2,000 | 34.00000 | 67,877.95 | |
| 08/05/02 | 07/31/02 | SOLD | LIBERTY MEDIA CORP SER A NEW UNSOLICITED | L | -3,000 | 7.58000 | 22,559.31 | |
| 08/05/02 | 07/31/02 | SOLD | LIBERTY MEDIA CORP SER A NEW UNSOLICITED | L | -3,600 | 7.60000 | 27,143.17 | |
| 08/05/02 | 07/31/02 | SOLD | LIBERTY MEDIA CORP SER A NEW UNSOLICITED | L | -10,000 | 7.56000 | 74,997.72 | |
| 08/05/02 | 07/31/02 | SOLD | LIZ CLAIBORNE INC UNSOLICITED | LIZ | -1,700 | 28.76000 | 48,788.52 | |
| 08/05/02 | 07/31/02 | SOLD | MILLENNIUM CHEMICALS INC UNSOLICITED | MCH | -8,600 | 12.25000 | 104,830.82 | |
| 08/05/02 | 07/31/02 | SOLD | MYKROLS CORP UNSOLICITED | MYK | -2,100 | 7.90000 | 16,463.50 | |
| 08/05/02 | 07/31/02 | SOLD | NOVA CHEMICALS CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | NCX | -4,500 | 20.07180 | 90,050.38 | |
| 08/05/02 | 07/31/02 | SOLD | NORTHWEST AIRLINES CORP UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 9,180400 DIFFERENCE - 0,060000 | NWAC | -2,500 | 9.12040 | 22,800.31 |
027¶
08/31/02;13:23 001¶
EFTA00197988¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
8 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| MENTION DATE | ISSUE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/05/02 | 07/31/02 | SOLD | OMNICARE INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | OCR | -9,800 | 20.96920 | 204,903.97 | |
| 08/05/02 | 07/31/02 | SOLD | PACIFIC SUNWEAR OF CALIFORNIA INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 18,678500 DIFFERENCE - 0,060000 | PSUN | -1,950 | 18.61850 | 36,304.98 | |
| 08/05/02 | 07/31/02 | SOLD | PACIFIC SUNWEAR OF CALIFORNIA INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 18,670300 DIFFERENCE - 0,060000 | PSUN | -2,000 | 18.61030 | 37,219.47 | |
| 08/05/02 | 07/31/02 | SOLD | PACIFIC SUNWEAR OF CALIFORNIA INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST | PSUN | -3,000 | 18.71030 | 56,129.21 | |
| 08/05/02 | 07/31/02 | SOLD | ROYAL CARIBBEAN CRUISES LTD UNSOLICITED SEE NOTE 'S' ON BACK | RCL | -3,000 | 19.73000 | 59,008.21 | |
| 08/05/02 | 07/31/02 | SOLD | ROYAL CARIBBEAN CRUISES LTD UNSOLICITED SEE NOTE 'S' ON BACK | RCL | -3,000 | 19.75000 | 59,068.21 | |
| 08/05/02 | 07/31/02 | SOLD | SICOR INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED AVG PRICE: DETAILS ON REQUEST | SCRI | -3,000 | 15.69000 | 46,888.58 |
027¶
08/31/02;13:23 001¶
EFTA00197989¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Meterobite Center North Brooklyn, New York 11201-3859¶
9 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/05/02 | 07/31/02 | SOLD | SANMINA-SGI CORP UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 3,972900 DIFFERENCE - 0,060000 | SANM | -10,900 | 3.91290 | 42,649.32 | |
| 08/05/02 | 07/31/02 | SOLD | SINCLAIR BROADCAST GROUP INC CL A UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 11,497700 DIFFERENCE - 0,060000 | SBGI | -14,400 | 11.43770 | 164,697.92 | |
| 08/05/02 | 07/31/02 | SOLD | TOMMY HILFIGER CORP-ORD UNSOLICITED | TOM | -2,000 | 13.05000 | 25,979.21 | |
| 08/05/02 | 07/31/02 | SOLD | UNITED PARCEL SVC INC CL B UNSOLICITED | UPS | -2,350 | 64.93000 | 152,439.90 | |
| 08/05/02 | 07/31/02 | SOLD | UNITED PARCEL SVC INC CL B UNSOLICITED | UPS | -3,000 | 64.94000 | 194,634.13 | |
| 08/05/02 | 07/31/02 | SOLD | YOUNG BROADCASTING INC-CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 10,690300 | YBTVA | -2,000 | 10.63030 | 21,259.96 | |
| 08/05/02 | 07/31/02 | SOLD | YOUNG BROADCASTING INC-CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 10,690000 | YBTVA | -2,700 | 10.63000 | 28,700.13 |
027¶
08/31/02;13:23 001¶
EFTA00197990¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
10 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/06/02 | 08/01/02 | SOLD | ABERCROMBIE & FITCH CO-CLA AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | ANF | -3,200 | 21.18970 | 67,612.99 | |
| 08/06/02 | 08/01/02 | SOLD | AMERICAN EAGLE OUTFITTERS INC NEW UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE DETAILS ON REQUEST UNIT PRICE - 16,276400 DIFFERENCE - 0,060000 | AEOS | -4,500 | 16.21640 | 72,971.60 | |
| 08/06/02 | 08/01/02 | SOLD | BEVERLY ENTERPRISES INC NEW AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BEV | -16,700 | 3.19000 | 52,269.39 | |
| 08/06/02 | 08/01/02 | SOLD | CYTC CORP UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 8,950000 DIFFERENCE - 0,060000 | CYTC | -14,100 | 8.89000 | 125,345.22 | |
| 08/06/02 | 08/01/02 | SOLD | CABOT CORP WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE UNSOLICITED | CBT | -2,000 | 24.62000 | 49,118.51 | |
| 08/06/02 | 08/01/02 | SOLD | KENNETH COLE PRODUCTIONS INC CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | KCP | -2,000 | 25.26250 | 50,363.47 | |
| 08/06/02 | 08/01/02 | SOLD | CISCO SYSTEMS INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 13,022900 DIFFERENCE - 0,060000 | CSCO | -2,400 | 12.96290 | 31,110.02 |
027¶
08/31/02;13:23 001¶
EFTA00197991¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
11 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
INVESTMENT ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/06/02 | 08/01/02 | SOLD | DOW CHEMICAL CO AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | DOW | -9,400 | 29.10010 | 272,968.70 | |
| 08/06/02 | 08/01/02 | SOLD | EXPEDITORS INTERNATIONAL OF WASHINGTON INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 28,105400 DIFFERENCE - 0,060000 | EXPD | -3,900 | 28.04540 | 109,373.76 | |
| 08/06/02 | 08/01/02 | SOLD | FOX ENTERTAINMENT GROUP INC CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | FOX | -10,300 | 20.00190 | 205,395.36 | |
| 08/06/02 | 08/01/02 | SOLD | FEDER CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | FDX | -3,900 | 48.67000 | 189,573.28 | |
| 08/06/02 | 08/01/02 | SOLD | FOOT LOOKER INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | Z | -11,650 | 10.00000 | 115,797.49 | |
| 08/06/02 | 08/01/02 | SOLD | FEDERATED DEPARTMENT STORES INC-DEL AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | FD | -6,200 | 34.94350 | 216,271.17 | |
| 08/06/02 | 08/01/02 | SOLD | FLEXTRONICS INTERNATIONAL LTD UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 8,150000 DIFFERENCE - 0,060000 | FLEX | -6,300 | 8.09000 | 50,965.46 |
027¶
08/31/02;13:23 001¶
EFTA00197992¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Mebrotech Center North Brooklyn, New York 11201-3859¶
12 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/06/02 | 08/01/02 | SOLD | IONA TECHNOLOGIES PLC SPONSORED ADR UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE: 2,150,000 DIFFERENCE: -, 0,050000 | IONA | -11,800 | 2.10000 | 24,779.25 | |
| 08/06/02 | 08/01/02 | SOLD | HONEYWELL INTL INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE 'S' ON BACK | HON | -4,150 | 32.60000 | 135,036.92 | |
| 08/06/02 | 08/01/02 | SOLD | KOKILS CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | KSS | -2,400 | 64.69250 | 155,113.32 | |
| 08/06/02 | 08/01/02 | SOLD | LIZ CLAIBORNE INC UNSOLICITED | LIZ | -2,000 | 28.62000 | 57,118.27 | |
| 08/06/02 | 08/01/02 | SOLD | MYKROLIS CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | MYK | -3,000 | 7.69800 | 22,913.30 | |
| 08/06/02 | 08/01/02 | SOLD | POLO RAPHN LAUREN CORP-CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE 'S' ON BACK | RL | -6,407 | 20.04380 | 128,032.34 | |
| 08/06/02 | 08/01/02 | SOLD | OLIN CORP NEW WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | OLN | -4,100 | 18.57800 | 75,921.50 | |
| 08/06/02 | 08/01/02 | SOLD | OMINGARE INC UNSOLICITED | OCR | -2,000 | 20.92000 | 41,718.74 |
027¶
08/31/02;13:23 001¶
EFTA00197993¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
13 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INVESTMENT ACTIVITY (continued)¶
THROUGH August 30, 2002¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| DATE | DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/06/02 | 08/01/02 | SOLD | PAGIFIC SUNWEAR OF CALIFORNIA INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 18,010000 DIFFERENCE - 0,060000 | PSUN | -4,000 | 17.95000 | 71,797.83 | |
| 08/06/02 | 08/01/02 | SOLD | QUIRKSILVER INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | ZOK | -18,650 | 18.81490 | 349,768.32 | |
| 08/06/02 | 08/01/02 | SOLD | ROYAL CARIBBEAN CRUISES LTD UNSOLICITED SEE NOTE 'S' ON BACK | RCL | -4,250 | 19.16000 | 81,172.54 | |
| 08/06/02 | 08/01/02 | SOLD | SICOR INC UNSOLICITED AVG PRICE: DETAILS ON REQUEST | SCRI | -7,800 | 15.93360 | 123,810.33 | |
| 08/06/02 | 08/01/02 | SOLD | SKECHERS USA INC CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | SKX | -9,000 | 15.87780 | 142,355.89 | |
| 08/06/02 | 08/01/02 | SOLD | STAGE STORES INC NEW UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 25,363300 DIFFERENCE - 0,060000 | STGS | -7,800 | 25.30330 | 197,359.79 | |
| 08/06/02 | 08/01/02 | SOLD | SYMBOL TECHNOLOGIES INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | SBL | -10,000 | 9.06000 | 89,997.27 | |
| 08/06/02 | 08/01/02 | SOLD | TIBCO SOFTWARE INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 5,400000 DIFFERENCE - 0,060000 | TIBX | -17,400 | 5.34000 | 92,913.20 |
027¶
08/31/02;13:23 001¶
EFTA00197994¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
14 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INVESTMENT ACTIVITY (continued)¶
| THROUGH | August 30, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/06/02 | 08/01/02 | SOLD | TALBOTS INC UNSOLICITED | TLB | -3,650 | 28.00000 | 101,977.92 | |
| 08/06/02 | 08/01/02 | SOLD | TIMBERLAND CO-CLA AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | TBL | -6,100 | 36.59690 | 222,868.37 | |
| 08/06/02 | 08/01/02 | SOLD | YOMMY HILLGER COMP ORD AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | TOM | -11,900 | 12.66500 | 149,994.96 | |
| 08/06/02 | 08/01/02 | SOLD | TROUINT SEMICONDUCTOR INC UNSOLICITED WE MAKE A MKT IN THIS SECURITY REPORTED PRICE 6,400000 DIFFERENCE - 0,060000 | TQNT | -9,800 | 6.34000 | 62,130.12 | |
| 08/06/02 | 08/01/02 | SOLD | UNITED RETAIL GROUP INC UNSOLICITED | URGI | -1,000 | 6.91000 | 6,849.79 | |
| 08/06/02 | 08/01/02 | SOLD | YOUNG BROADCASTING INC-CLA UNSOLICITED WE MAKE A MKT IN THIS SECURITY AVG PRICE: DETAILS ON REQUEST UNIT PRICE 10,115200 DIFFERENCE - 0,060000 | YBTVA | -10,000 | 10.05520 | 100,548.97 | |
| 08/07/02 | 08/02/02 | SOLD | KENNETH COLE PRODUCTIONS INC CL A AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | KCP | -5,500 | 24.63550 | 135,161.17 | |
| 08/07/02 | 08/02/02 | SOLD | HCA INC (FRM HCA-HEALTHCARE COMPANY) AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | HCA | -8,200 | 46.65390 | 382,058.46 |
027¶
08/31/02;13:23 001¶
EFTA00197995¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
15 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 08/07/02 | 08/02/02 | SOLD | JONES APPAREL GROUP INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT | JNY | -9,200 | 32.88110 | 301,945.01 | |
| 08/07/02 | 08/02/02 | SOLD | LIZ CLAIBORNE INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT | LIZ | -4,000 | 28.18000 | 112,476.60 | |
| 08/07/02 | 08/02/02 | SOLD | NORFOLK SOUTHERN CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT | NSC | -8,450 | 20.02090 | 168,664.51 | |
| 08/08/02 | 08/05/02 | SOLD | I-MANY INC UNSOLICITED | IMNY | -9,750 | 2.50660 | 23,853.61 | |
| 08/09/02 | 08/06/02 | SOLD | I-MANY INC UNSOLICITED | IMNY | -14,000 | 2.49630 | 34,247.14 | |
| 08/12/02 | 08/07/02 | SOLD | I-MANY INC UNSOLICITED | IMNY | -10,500 | 2.44050 | 25,099.47 | |
| 08/13/02 | 08/08/02 | SOLD | I-MANY INC UNSOLICITED | IMNY | -18,500 | 2.19990 | 39,771.92 | |
| TOTAL | $7,843,167.77 | |||||||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 07/27/02 | OPENINGBALANCE | 37,234,708.26 |
027¶
08/31/02;13:23 001¶
EFTA00197996¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
16 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
THROUGH August 30, 2002¶
MONEY FUND ACTIVITY (continued)¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 08/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 50,579.43 | |||
| 08/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICXX | 50,579.43 | 50,579.43 | ||
| 08/08/02 | BOUGHT | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | 7,800,000 | 1.0000 | 7,800,000.00 | |
| 08/30/02 | CLOSINGBALANCE | 45,085,287.69 | |||||
| TOTAL | -7,850,579.43 | $50,579.43 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 08/02/02 | C R BARD INC REC 07/22/02 PAY 08/02/02 | BCR | 1,700 | 0.2200 | 374.00 | |
| 08/15/02 | ABBOTT LABORATORIES REC 07/15/02 PAY 08/15/02 | ABT | 1,300 | 0.2350 | 305.50 | |
| 08/15/02 | NOVA CHEMICALS CORP REC 07/31/02 PAY 08/15/02 FOREIGN TAX WITHHELD | NCX | 4,500 WH | 0.0640 | 43.23 | 288.18 |
| TOTAL | -43.23 | $967.68 | ||||
027¶
08/31/02;13:23 001¶
V566¶
EFTA00197997¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
17 of 17¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD July 27, 2002¶
INTEREST¶
THROUGH August 30, 2002¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 08/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 07/21 THRU 08/20 | 1.2500 | 660.94 | |||
| TOTAL | $660.94 |
| LAST STATEMENT | July 26, 2002 |¶
| :--- | :--- |¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 08/01/02 | JOURNAL | FROM: * JRL * | 4,328.77 | |
| 08/05/02 | JOURNAL | FROM: CLR * JRL * | 72.00 | |
| TOTAL | $4,400.77 | |||
******* End of Statement*******¶
027¶
08/31/02;13:23 001¶
V566¶