EFTA00197967¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 5 |
| Trades Not Yet Settled | 7 |
INSTITUTIONAL INTERESTS¶
FINANCIAL TRUST CO TTEE *¶
ATTN JEANIE BRENNEN¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
ACCOUNT NUMBER¶
STATEMENT PERIOD September 28, 2002¶
INSTITUTIONAL INTERESTS¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 199 |
| NET CREDIT BALANCE | 191,735 |
| MONEY MARKET FUND BALANCE | 40,710,275 |
| NET EQUITY THIS PERIOD | $40,902,209 |
| NET EQUITY LAST STATEMENT | 45,327,347 |
| CHANGE SINCE LAST STATEMENT | -4,425,138 |
TAXPAYER NUMBER On File¶
THROUGH October 25, 2002¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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| 027 | 10:26/02;10:31 001 |
EFTA00197968¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 7¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00197969¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 7¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $107,910.02 |
| Securities Sold | 72,143.97 |
| Money Fund | 4,562,295.52 |
| Dividends/Interest | 163.85 |
| Amount Credited | $4,634,603.34 |
| Money Fund | -62,295.52 |
| Funds Withdrawn | -4,488,483.00 |
| Amount Debited | $-4,550,778.52 |
| Net Cash Activity | 83,824.82 |
| Closing Balance | $191,734.84 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 107,910.02 | 191,734.84 |
| Net Cash Balance | $107,910.02 | $191,734.84 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 62,295.52 | 472,910.16 |
| Credit Balance Int. | 163.85 | 5,510.90 |
| Total | $62,459.37 | $478,421.06 |
| Foreign Tax Withheld | 0.00 | -43.23 |
Portfolio Composition¶
| Cash/Cash Equivalent | 40,902,010 |
| Equities | 199 |
| Total | $40,902,209 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
| STATEMENT PERIOD | September 28, 2002 |
|---|---|
| THROUGH | October 25, 2002 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | September 27, 2002 |
Your Portfolio Allocation¶
10/26/02;10:31 001¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197970¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 191,735 | |||||
| DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES EST, 30 DAY AVG YIELD 1,6600% | DICXX | 40,710,275.24 | 1.0000 | 40,710,275 | 692,075 | 1.7000 |
| TOTAL CASH & CASH EQUIVALENTS | $40,902,010 | $692,075 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| WTS AMERICAN BANK NOTE HOLOGRAPHICS INC EXP 06/18/2003 | ABHHW | CASH | 2,151 | 0.0100 | 22 | ||
| CANDIES INC | CAND | CASH | 122 | 1.4500 | 177 | ||
| Total Equities& Options | $199 | $0 | |||||
| TOTAL EQUITIES | $199 | $0 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $692,075 |
| YOUR PRICED PORTFOLIOHOLDINGS | $40,902,209 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
| :--- | :--- |¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
027¶
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V637¶
EFTA00197971¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/04/02 | 10/01/02 | SOLD | UNITED RETAIL GROUP INC UNSOLICITED | URGI | -400 | 4.85000 | 1,909.94 | |
| 10/07/02 | 10/02/02 | SOLD | UNITED RETAIL GROUP INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT AVG PRICE: DETAILS ON REQUEST AS OF 10/02/02 | URGI | -15,300 | 4.65060 | 70,234.03 | |
| 10/08/02 | RECEIVED | CANDIES INC | CAND | 122 | ||||
| TOTAL | $72,143.97 | |||||||
DEPOSITS AND WITHDRAWALS¶
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 09/28/02 | OPENINGBALANCE | 45,147,979.72 |
027¶
EFTA00197972¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
INSTITUTIONAL INTERESTS¶
Transaction Detail (continued)¶
STATEMENT PERIOD September 28, 2002¶
| THROUGH | October 25, 2002 |¶
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MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 27, 2002 |¶
| :--- | :--- |¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 10/01/02 | SOLD | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES | DICXX | -4,500,000 | 1.0000 | 4,500,000.00 | |
| 10/01/02 | DIVIDEND | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES MONTHLY DIVIDEND | DICXX | 62,295.52 | |||
| 10/01/02 | REINVEST | DREYFUS CASH MANAGEMENT-CL A INSTITUTIONAL SHARES DIVIDEND REINVESTED | DICXX | 62,295.52 | 62,295.52 | ||
| 10/25/02 | CLOSINGBALANCE | 40,710,275.24 | |||||
| TOTAL | -62,295.52 | $4,562,295.52 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 10/21/02 | INTEREST ON CREDIT BALANCE AT 1 1/4% 09/21 THRU 10/20 | 1.2500 | 163.85 | ||||
| TOTAL | $163.85 | ||||||
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V637¶
EFTA00197973¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
7 of 7¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
INSTITUTIONAL INTERESTS¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 10/28/02 | 10/23/02 | SOLD | CANDIES INC UNSOLICITED | CAND | -122.00 | 1.1600 | 111.51 | |
| TOTAL | $0.00 | $111.51 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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