EFTA00197777¶
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| ACCOUNT EXECUTIVE | GREENBERG,ALAN C. |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Fund Activity | 6 |
| Trades Not Yet Settled | 7 |
INSTITUTIONAL INTERESTS A/C #2¶
C/O FINANCIAL TRUST COMPANY¶
ATTN LARRY KEMP¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
Your Portfolio at a Glance¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 21,506,720 |
| NET CREDIT BALANCE | 9,694 |
| MONEY MARKET FUND BALANCE | 100,421 |
| NET EQUITY THIS PERIOD | $21,616,835 |
| NET EQUITY LAST STATEMENT | 21,613,766 |
| CHANGE SINCE LAST STATEMENT | 3,070 |
| LAST STATEMENT | October 31, 2003 |¶
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ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
INSTITUTIONAL INTERESTS A/C #2¶
Market Value of Your Portfolio¶
THROUGH November 28, 2003¶
STATEMENT PERIOD November 1, 2003¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., Brooklyn, N.Y. 11201-3859.¶
| SIPC | This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information. |
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INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $328,764.63 |
| Money Fund | 12,678.90 |
| Dividends/Interest | 21,069.17 |
| Amount Credited | $33,748.07 |
| Securities Bought | -352,731.81 |
| Money Fund | -86.72 |
| Amount Debited | $-352,818.53 |
| Net Cash Activity | -319,070.46 |
| Closing Balance | $9,694.17 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 328,764.63 | 9,694.17 |
| Net Cash Balance | $328,764.63 | $9,694.17 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 21,042.97 | 283,025.34 |
| Credit Balance Int. | 112.92 | 6,265.42 |
| Total | $21,155.89 | $289,290.76 |
Portfolio Composition¶
| Cash/Cash Equivalent | 110,115 |
| Equities | 21,506,720 |
| Total | $21,616,835 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2003 |¶
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Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 9,694 | |||||
| BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CLY DIVIDEND REINVESTED | BSMXX | 100,420.73 | 1.0000 | 100,421 | 904 | 0.9002 |
| TOTAL CASH & CASH EQUIVALENTS | $110,115 | $904 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP INC | AIG | CASH | 25,000 | 57.9500 | 1,448,750 | 6,500 | 0.4487 |
| BANK OF AMER CORP | BAC | CASH | 40,000 | 75.4300 | 3,017,200 | 128,000 | 4.2423 |
| CITIGROUP INC | C | CASH | 27,375 | 47.0400 | 1,287,720 | 38,325 | 2.9762 |
| FREDDIE MAC-VOTING COMMON (FORMERLY FEDERAL HOME LOAN MORTGAGE CORP) | FRE | CASH | 30,000 | 54.4200 | 1,632,600 | 31,200 | 1.9111 |
| FANNIE MAE (FEDERAL NATL MTG ASSN) | FNM | CASH | 5,000 | 70.0000 | 350,000 | 9,000 | 2.5714 |
| INTERNATIONAL BUSINESS MACHINES CORP | IBM | CASH | 20,000 | 90.5400 | 1,810,800 | 12,800 | 0.7069 |
| JOHNSON & JOHNSON | JNJ | CASH | 60,000 | 49.2900 | 2,957,400 | 57,600 | 1.9477 |
| MBNA CORP | KRB | CASH | 100,000 | 24.5200 | 2,452,000 | 40,000 | 1.6313 |
| PFIZER INC | PFE | CASH | 75,000 | 33.5500 | 2,516,250 | 45,000 | 1.7884 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2003 |¶
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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Your Portfolio Holdings (continued)¶
Equities & Options (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| PROCTER & GAMBLE CO | PG | CASH | 25,000 | 96.2400 | 2,406,000 | 45,500 | 1.8911 |
| TIME WARNER INC NEW | TWX | CASH | 100,000 | 16.2800 | 1,628,000 | ||
| Total Equities& Options | $21,506,720 | $413,925 | |||||
| TOTAL EQUITIES | $21,506,720 | $413,925 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $414,829 |
| YOUR PRICED PORTFOLIO HOLDINGS | $21,616,835 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INVESTMENT ACTIVITY¶
Transaction Detail¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
ACCOUNT NUMBER¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/12/03 | 11/06/03 | BOUGHT | FANNIE MAE (FEDERAL NATL MTG ASSN) DISCRETIONARY ORDER PART OF 5000 SHR | FNM | 1,000 | 70.07000 | 70,482.30 |
| LAST STATEMENT | October 31, 2003 |¶
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TAXPAYER NUMBER On File¶
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/12/03 | 11/06/03 | BOUGHT | FANNIE MAE (FEDERAL NATL MTG ASSN) DISCRETIONARY ORDER PART OF 5000 SHR | FNM | 4,000 | 70.15000 | 282,249.51 | |
| TOTAL | $-352.731.81 | |||||||
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/01/03 | OPENINGBALANCE | 112,926.19 |
| 11/03/03 | DIVIDEND | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y RECORD 10/31/03 PAY 10/31/03 | BSMXX | 86.72 | |||
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| 11/03/03 | REINVEST | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y REINVEST PRICE $ 1,00 | BSMXX | 86.72 | 86.72 | ||
| 11/21/03 | SOLD | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y | BSMXX | -12,592.18 | 1.0000 | 12,592.18 | |
| 11/28/03 | CLOSINGBALANCE | 100,420.73 | |||||
| TOTAL | -86.72 | $12,678.90 | |||||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/14/03 | PROCTER & GAMBLE CO | PG | 25,000 | 0.4550 | 11,375.00 | |
| REC 10/24/03 PAY 11/14/03 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
DIVIDENDS (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/26/03 | CITIGROUP INC | C | 27,375 | 0.3500 | 9,581.25 | |
| REC 11/03/03 PAY 11/26/03 | ||||||
| TOTAL | $20,956.25 | |||||
| LAST STATEMENT | October 31, 2003 |¶
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INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/21/03 | INTEREST ON CREDIT BALANCE AT 0 1/2% 10/21 THRU 11/20 | 0.5000 | 112.92 | |||
| TOTAL | $112.92 |
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/01/03 | 11/25/03 | SOLD | AMERICAN INTERNATIONAL GROUP INC UNSOLICITED AS OF 11/25/03 | AIG | -25,000.00 | 57.4500 | 1,428,087.56 | |
| 12/01/03 | 11/25/03 | SOLD | BANK OF AMER CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BAC | -40,000.00 | 74.8254 | 2,976,864.73 |
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BEAR STEARNS¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Trades Executed Pending Settlement (continued)¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2003 |¶
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| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/01/03 | 11/25/03 | SOLD | CITIGROUP INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE "S" ON BACK | C | -27,375.00 | 46.8701 | 1,275,478.72 | |
| 12/01/03 | 11/25/03 | SOLD | FREDDIE MAC-VOTING COMMON (FORMERLY FEDERAL HOME LOAN MORTGAGE CORP) AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | FRE | -30,000.00 | 54.7427 | 1,632,899.05 | |
| 12/01/03 | 11/25/03 | SOLD | FANNIE MAE (FEDERAL NATL MTG ASSN) UNSOLICITED | FNM | -5,000.00 | 69.5500 | 345,685.25 | |
| 12/01/03 | 11/25/03 | SOLD | INTERNATIONAL BUSINESS MACHINES CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | IBM | -20,000.00 | 89.5320 | 1,781,111.76 | |
| 12/01/03 | 11/25/03 | SOLD | JOHNSON& JOHNSON AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | JNJ | -60,000.00 | 50.8640 | 3,034,341.12 | |
| 12/01/03 | 11/25/03 | SOLD | MBNA CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | KRB | -100,000.00 | 24.1996 | 2,403,223.60 | |
| 12/01/03 | 11/25/03 | SOLD | PRIZER INC WITH RIGHTS TO PURCHASE PREFRD STK UNDER CERTAIN CIRCUUMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | PFE | -75,000.00 | 33.4013 | 2,489,313.66 |
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EFTA00197785¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
9 of 9¶
INSTITUTIONAL INTERESTS A/C #2¶
Trades Executed Pending Settlement (continued)¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
| LAST STATEMENT | October 31, 2003 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/01/03 | 11/25/03 | SOLD | PROCTER & GAMBLE CO AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE "S" ON BACK | PG | -25,000.00 | 96.9260 | 2,410,434.82 | |
| 12/01/03 | 11/25/03 | SOLD | TIME WARNER INC NEW UNSOLICITED | TWX | -100,000.00 | 16.0800 | 1,595,009.31 | |
| TOTAL | $0.00 | $21,372,449.58 | ||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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