Statements¶
EFTA00197769¶
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| ACCOUNT EXECUTIVE | GREENBERG,ALAN C. |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
Financial Summary 3¶
Transaction Detail … 3¶
Fund Activity … 5¶
Your Messages 8¶
INSTITUTIONAL INTERESTS A/C #2¶
C/O FINANCIAL TRUST COMPANY¶
ATTN LARRY KEMP¶
6100 RED HOOK QUARTER¶
SUITE B-3¶
ST THOMAS VI 00802¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 29, 2003¶
ACCOUNT NUMBER¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
THROUGH December 31, 2003¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
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| NET EQUITY THIS PERIOD | 0 |
| NET EQUITY LAST STATEMENT | 21,616,835 |
| CHANGE SINCE LAST STATEMENT | -21,616,835 |
Market Value of Your Portfolio¶
Important Message¶
If any information regarding 2003 interest, dividends, miscellaneous income, gross proceeds or original issue discount is required to be reported to the IRS for this account, a Consolidated Form 1099 will be mailed to you by February 2, 2004 or a 1042S by March 15, 2004.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $9,694.17 |
| Securities Sold | 21,372,449.58 |
| Money Fund | 21,486,999.99 |
| Dividends/Interest | 28,853.18 |
| Amount Credited | $42,888,302.75 |
| Money Fund | -21,382,225.14 |
| Dividends/Interest Charged | -1.53 |
| Miscellaneous | -21,515,770.25 |
| Amount Debited | $-42,897,996.92 |
| Net Cash Activity | -9,694.17 |
| Closing Balance | $0.00 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 9,694.17 | 0.00 |
| Net Cash Balance | $9,694.17 | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 33,204.12 | 316,229.46 |
| Credit Balance Int. | 1.65 | 6,267.07 |
| Total | $33,205.77 | $322,496.53 |
Transaction Detail¶
INVESTMENT ACTIVITY¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 29, 2003¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
| 12/01/03 | 11/25/03 | SOLD | AMERICAN INTERNATIONAL GROUP INC UNSOLICITED AS OF 11/25/03 | AIG | -25,000 | 57.45000 | 1,428,087.56 |
| THROUGH | December 31, 2003 |¶
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ACCOUNT NUMBER¶
| LAST STATEMENT | November 28, 2003 |¶
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TAXPAYER NUMBER On File¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 29, 2003¶
INVESTMENT ACTIVITY (continued)¶
THROUGH December 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
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| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/01/03 | 11/25/03 | SOLD | BANK OF AMER CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | BAC | -40,000 | 74.82540 | 2,976,864.73 | |
| 12/01/03 | 11/25/03 | SOLD | CITIGROUP INC AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE 'S' ON BACK | C | -27,375 | 46.87010 | 1,275,478.72 | |
| 12/01/03 | 11/25/03 | SOLD | FREDDIE MAC-VOTING COMMON (FORMERLY FEDERAL HOME LOAN MORTGAGE CORP) AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | FRE | -30,000 | 54.74270 | 1,632,899.05 | |
| 12/01/03 | 11/25/03 | SOLD | FANNIE MAE (FEDERAL NATL MTG ASSN) UNSOLICITED | FNM | -5,000 | 69.55000 | 345,685.25 | |
| 12/01/03 | 11/25/03 | SOLD | INTERNATIONAL BUSINESS MACHINES CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | IBM | -20,000 | 89.53200 | 1,781,111.76 | |
| 12/01/03 | 11/25/03 | SOLD | JOHNSON & JOHNSON AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | JNJ | -60,000 | 50.86400 | 3,034,341.12 | |
| 12/01/03 | 11/25/03 | SOLD | MBNA CORP AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | KRB | -100,000 | 24.19960 | 2,403,223.60 | |
| 12/01/03 | 11/25/03 | SOLD | PFIZER INC WITH RIGHTS TO PURCHASE PREFRD STR UNDER CERTAIN CIRCUIMSTANCE AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED | PFE | -75,000 | 33.40130 | 2,489,313.66 |
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OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 29, 2003¶
INVESTMENT ACTIVITY (continued)¶
THROUGH December 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
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| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 12/01/03 | 11/25/03 | SOLD | PROCTER & GAMBLE CO AVG PRICE SHOWN-DETAILS ON REQ ACTUAL CONFIRM TO YOUR AGENT UNSOLICITED SEE NOTE "S" ON BACK | PG | -25,000 | 96.92600 | 2,410,434.82 | |
| 12/01/03 | 11/25/03 | SOLD | TIME WARNER INC NEW UNSOLICITED | TWX | -100,000 | 16.08000 | 1,595,009.31 |
MONEY FUND ACTIVITY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 11/29/03 | OPENINGBALANCE | 100,420.73 |
| 12/01/03 | BOUGHT | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y | BSMXX | 21,382,143.75 | 1.0000 | 21,382,143.75 | |
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| 12/01/03 | DIVIDEND | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y RECORD 11/28/03 PAY 11/28/03 | BSMXX | 81.39 | |||
| 12/01/03 | REINVEST | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y REINVEST PRICE $ 1,00 | BSMXX | 81.39 | 81.39 | ||
| 12/09/03 | SOLD | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y | BSMXX | -21,482,645.87 | 1.0000 | 21,482,645.87 | |
| 12/09/03 | DIVIDEND | BEAR STEARNS PRIME MONEY MARKET PORTFOLIO CL Y DIV | BSMXX | 4,272.73 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
STATEMENT PERIOD November 29, 2003¶
THROUGH December 31, 2003¶
MONEY FUND ACTIVITY (continued)¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
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| DATE MO/DAY | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
| 12/31/03 | CLOSINGBALANCE | 0.00 | |||||
| TOTAL | -21,382,225.14 | $21,486,999.99 |
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/04/03 | PFIZER INC REC 11/14/03 PAY 12/04/03 CHG VS A/O & CXL TRADES | PFE | 75,000 | 0.1500 | 11,250.00 | |
| 12/09/03 | JOHNSON & JOHNSON REC 11/18/03 PAY 12/09/03 | JNJ | 60,000 | 0.2400 | 14,400.00 | |
| 12/10/03 | INTERNATIONAL BUSINESS MACHINES CORP REC 11/10/03 PAY 12/10/03 | IBM | 20,000 | 0.1600 | 3,200.00 | |
| TOTAL | $28,850.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/12/03 | INTEREST ON CREDIT BALANCE CR INT CALCULATED 11/21-12/1103 | 1.53 | ||||
| 12/22/03 | INTEREST ON CREDIT BALANCE ADJ 12/22/03 CRINT VS 12/12/03 ENTRY | 1.53 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
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INSTITUTIONAL INTERESTS A/C #2¶
Transaction Detail (continued)¶
INTEREST (continued)¶
STATEMENT PERIOD November 29, 2003¶
THROUGH December 31, 2003¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 12/22/03 | INTEREST ON CREDIT BALANCE ACCT 049-51880 AT 00,50000% 11/21 - 12/20 | 1.65 | ||||
| TOTAL | -1.53 | $3.18 |
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | November 28, 2003 |¶
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MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 12/09/03 | JOURNAL | TO PER LOA | 21,512,570.05 | |
| 12/15/03 | JOURNAL | TO TO COMP | 3,200.08 | |
| 12/30/03 | JOURNAL | ADJUST BALANCE | 0.12 | |
| TOTAL | -21,515,770.25 | |||
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc.¶
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CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Your messages¶
As part of the National Association of Securities Dealer’s (NASD) Investor Education Program, you may obtain information on the NASD’s Public Disclosure Program by contacting the NASD at telephone number (800) 289-9999 or via the internet address which is www.nasdr.com. In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request.¶
INSTITUTIONAL INTERESTS A/C #2¶
STATEMENT PERIOD November 29, 2003¶
THROUGH December 31, 2003¶
| LAST STATEMENT | November 28, 2003 |¶
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Excess SIPC Account Protection Update¶
Bear, Stearns Securities Corp. (“BSSC”), a member of the Securities Investor Protection Corporation (“SIPC”), provides account protection for the net equity of a customer’s funds and securities positions. SIPC provides $500,000 of primary net equity protection, including $100,000 for claims for cash (“SIPC Coverage”). Visit www.sipc.org for more information about SIPC Coverage.¶
BSSC provides the additional protection (“Excess SIPC”) through a commercial insurer. Effective February 16, 2004, the commercial insurer for Excess SIPC will change to Customer Asset Protection Company (“CAPCO”), a licensed New York insurance company. Account protection applies when a SIPC member firm fails financially and is unable to meet its obligations to its securities customers, but does not apply to losses from the rise or fall in the market value of investments or to SIPC ineligible assets such as options, futures, foreign exchange transactions, or any investment contracts that are not registered as securities.¶
******* End of Statement*******¶
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