EFTA00197363¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
ACCOUNT EXECUTIVE¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| HEALTH & SCIENCE INTERESTS II |
| TRUST JEFFREY E EPSTEIN |
| DTD 8/18/93 |
| ATTN LARRY KEMP |
| 6100 RED HOOK QUARTER STE B-3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
| STATEMENT PERIOD | December 30, 2000 |¶
| :--- | :--- |¶
| THROUGH | January 26, 2001 |¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 18,858,430 |
| NET CREDIT BALANCE | 62,759 |
| NET EQUITY THIS PERIOD | $18,921,189 |
| NET EQUITY LAST STATEMENT | 21,580,952 |
| CHANGE SINCE LAST STATEMENT | -2,659,764 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
Decimal Trading is Coming!¶
Decimal Trading is the shift from fractional pricing¶
(e.g.,21 1/2) to decimal pricing (e.g.,$21.50) for equities and options.¶
All trading on NYSE, AMEX, and regional exchanges will be in decimals effective as of 1/29/01.¶
For details, visit our website at www.bearstearns.com.¶
Important Message¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197365¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $53,450.31 |
| Securities Sold | 4,589,917.87 |
| Funds Deposited | 300,000.00 |
| Dividends/Interest | 23,399.40 |
| Miscellaneous | 3,755,991.06 |
| Amount Credited | $8,669,308.33 |
| Funds Withdrawn | -8,660,000.00 |
| Amount Debited | $-8,660,000.00 |
| Net Cash Activity | 9,308.33 |
| Closing Balance | $62,758.64 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 53,450.31 | 62,758.64 |
| Net Cash Balance | $53,450.31 | $62,758.64 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
|---|---|---|
| Dividends | 22,494.16 | 22,494.16 |
| Credit Balance Int. | 905.24 | 905.24 |
| Total | $23,399.40 | $23,399.40 |
Portfolio Composition¶
| Cash/Cash Equivalent | 62,759 |
| Equities | 18,858,430 |
| Total | $18,921,189 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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EFTA00197366¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 62,759 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $62,759 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| LIMITED INC | LTD | CASH | 700,000 | 19.6250 | 13,737,500 | 210,000 | 1.5287 |
| MEDTRONIC INC | MDT | CASH | 63,320 | 54.9380 | 3,478,674 | 12,664 | 0.3640 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 10,267 | 74.3130 | 762,972 | 19,713 | 2.5837 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 521 | 62.1250 | 32,367 | 26 | 0.0803 |
| TOO INC | TOO | CASH | 50,001 | 16.9380 | 846,917 | ||
| Total Equities& Options | $18,858,430 | $242,403 | |||||
| TOTAL EQUITIES | $18,858,430 | $242,403 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $242,403 |
| YOUR PRICED PORTFOLIOHOLDINGS | $18,921,188 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
027¶
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EFTA00197367¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
5 of 7¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CURSOR | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/02/01 | 12/29/00 | SOLD | CALL TYCO INTL JAN 055 **** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW. UNSOLICITED OPEN CONTRACT AS OF 12/29/00 | 9021249A6 | -300 | 3.10420 | 92,070.40 | |
| 01/02/01 | 12/29/00 | SOLD | CALL MEDTRONIC JAN 055 **** EXP 01/20/2001 CUSIP NUMBER TO FOLLOW. UNSOLICITED OPEN CONTRACT | 5850559A6 | -200 | 6.46320 | 128,557.19 | |
| 01/02/01 | 12/29/00 | SOLD | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 CUSIP NUMBER TO FOLLOW. OPEN CONTRACT | 6934759A5 | -300 | 4.32920 | 128,819.17 | |
| 01/03/01 | 01/02/01 | SOLD | CALL TYCO INTL JAN 050 **** EXP 01/20/2001 UNSOLICITED CUSIP NUMBER TO FOLLOW. OPEN CONTRACT AS OF 01/02/01 | 9021249A6 | -90 | 4.62500 | 41,306.11 | |
| 01/22/01 | JOURNAL | CALL TYCO INTL JAN 050 **** EXP 01/20/2001 A/E QTYCA50 ASSIGNED 02330 | 9021249A6 | 90 | ||||
| 01/22/01 | JOURNAL | CALL TYCO INTL JAN 055 **** EXP 01/20/2001 A/E QTYCA55 ASSIGNED 02335 | 9021249A6 | 300 | ||||
| 01/22/01 | JOURNAL | CALL PNC FINL GRP JAN 070PBW EXP 01/20/2001 A/E OPNOAN ASSIGNED 01680 | 6934759A5 | 300 | ||||
| 01/24/01 | 01/22/01 | SOLD | PNC FINCIAL SYCS GROUP INC A/E OPNOAN ASSIGNED 300 | PNC | -30,000 | 70.00000 | 2,099,627.50 | |
| 01/24/01 | 01/22/01 | SOLD | TYCO INTERNATIONAL LTD A/E QTYCA50 90 ASSIGNED | TYC | -9,000 | 50.00000 | 449,892.50 |
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EFTA00197368¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
6 of 7¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/24/01 | 01/22/01 | SOLD | TYCO INTERNATIONAL LTD A/E QTYCA55 300 ASSIGNED | TYC | -30,000 | 55.00000 | 1,649,645.00 | |
| 01/24/01 | EXPIRED | CALL MEDTRONIC JAN 055**** EXP 01/20/2001 | 5850559A6 | 200 |
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/03/01 | FND WIRED | MDA MORGAN BANK J P MORGAN BANK 6 FD#05809 (BALANCE COMING FROM CTC) | 4,345,000.00 | |
| 01/03/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 150,000.00 | |
| 01/04/01 | FND WIRED | IDA# MORGAN BANK FNDS WIRED TO J P MORGAN BANK FD#06421 | 115,000.00 | |
| 01/04/01 | FUNDS REC | FNDS WIRED TO CITIBANK FROM CTC NJ | 150,000.00 | |
| 01/26/01 | FND WIRED | MDA CUSTOMER TRUST COMPANY FD#00622 | 4,200,000.00 | |
| TOTAL | -8,660,000.00 | $300,000.00 | ||
027¶
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EFTA00197369¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
7 of 7¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail (continued)¶
STATEMENT PERIOD December 30, 2000¶
DIVIDENDS¶
THROUGH January 26, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/24/01 | PNC FINANCIAL SVCS GROUP INC REC 01/12/01 PAY 01/24/01 | PNC | 40,267 | 0.4800 | 19,328.16 | |
| 01/26/01 | MEDTRONIC INC REC 01/05/01 PAY 01/26/01 | MDT | 63,320 | 0.0500 | 3,166.00 | |
| TOTAL | $22,494.16 | |||||
| LAST STATEMENT | December 29, 2000 |
|---|
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6.000% 12/21 THRU 12/28 | 6.0000 | 71.27 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 5 1/2% 01/03 THRU 01/20 | 5.5000 | 105.19 | |||
| 01/22/01 | INTEREST ON CREDIT BALANCE AT 6.000% 12/29 THRU 01/02 | 6.0000 | 728.78 | |||
| TOTAL | $905.24 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/02/01 | JOURNAL | FR 102-16490PER LOA | 3,755,991.06 | |
| TOTAL | $3,755,991.06 |
******* End of Statement*******¶
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