EFTA00197351¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
ACCOUNT EXECUTIVE¶
TELEPHONE¶
VISIT OUR WEBSITE www.bearstearns.com¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| Your Messages | 7 |
What’s In This Statement¶
| HEALTH & SCIENCE INTERESTS II |
| TRUST JEFFREY E EPSTEIN |
| DTD 8/18/93 |
| 6100 RED HOOK QUARTER STE B-3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
| STATEMENT PERIOD | February 24, 2001 |¶
| :--- | :--- |¶
| THROUGH | March 30, 2001 |¶
| LAST STATEMENT | February 23, 2001 |¶
| :--- | :--- |¶
Your Portfolio at a Glance¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 14,618,369 |
| NET CREDIT BALANCE | 754,527 |
| NET EQUITY THIS PERIOD | $15,372,896 |
| NET EQUITY LAST STATEMENT | 17,317,213 |
| CHANGE SINCE LAST STATEMENT | -1,944,317 |
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
Market Value of Your Portfolio¶
Important Notice¶
Decimal Trading is Here for Nasdaq!¶
Decimal Trading is the shift from fractional pricing (e.g. 21 1/2) to decimal pricing (e.g.$21.50) for equities and options.¶
Nasdaq securities have been phased in during March and the remaining securities are scheduled to be trading in decimals in April.¶
For details, visit our website at www.bearstearns.com.¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00197353¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $64,805.18 |
| Securities Sold | 952,337.08 |
| Dividends/Interest | 55,924.80 |
| Miscellaneous | 681,460.42 |
| Amount Credited | $1,689,722.30 |
| Funds Withdrawn | -1,000,000.00 |
| Amount Debited | $-1,000,000.00 |
| Net Cash Activity | 689,722.30 |
| ClosingBalance | $754,527.48 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 64,805.18 | 754,527.48 |
| Net Cash Balance | $64,805.18 | $754,527.48 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 52,500.00 | 75,488.17 |
| Credit Balance Int. | 3,424.80 | 5,882.57 |
| Total | $55,924.80 | $81,370.74 |
Portfolio Composition¶
| Cash/Cash Equivalent | 754,527 |
| Equities | 14,618,369 |
| Total | $15,372,896 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00197354¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
4 of 7¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME |
|---|---|---|---|---|---|
| CASH BALANCE | 754,527 | ||||
| TOTAL CASH & CASH EQUIVALENTS | $754,527 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| LIMITED INC | LTD | CASH | 700,000 | 15.7200 | 11,004,000 | 210,000 | 1.9084 |
| MEDTRONIC INC | MDT | CASH | 63,320 | 45.7400 | 2,896,257 | 12,664 | 0.4373 |
| PNC FINANCIAL SVCS GROUP INC | PNC | CASH | 10,267 | 67.7500 | 695,589 | 19,713 | 2.8340 |
| TYCO INTERNATIONAL LTD | TYC | CASH | 521 | 43.2300 | 22,523 | 26 | 0.1154 |
| Total Equities& Options | $14,618,369 | $242,403 | |||||
| TOTAL EQUITIES | $14,618,369 | $242,403 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $242,403 |
| YOUR PRICED PORTFOLIOHOLDINGS | $15,372,896 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
HEALTH & SCIENCE INTERESTS II¶
027¶
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V466¶
EFTA00197355¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
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HEALTH & SCIENCE INTERESTS II¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/05/01 | DELIVERED | TOO INC DEL TO 00005 | TOO | -50,001 | 952,337.08 | |||
| TOTAL | $952,337.08 | |||||||
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 03/15/01 | FND WIRED | MDA# NDS WIRED TO CUSTODIAL TRUST COMPANY FD#01143 | 1,000,000.00 | |
| TOTAL | -1,000,000.00 | |||
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/20/01 | LIMITED INC REC 03/09/01 PAY 03/20/01 | LTD | 700,000 | 0.0750 | 52,500.00 | |
| TOTAL | $52,500.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/21/01 | INTEREST ON CREDIT BALANCE AT 4 1/2% 03/20 THRU 03/20 | 4.5000 | 93.89 |
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V466¶
EFTA00197356¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 7¶
HEALTH & SCIENCE INTERESTS II¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 24, 2001¶
INTEREST (continued)¶
THROUGH March 30, 2001¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 03/21/01 | INTEREST ON CREDIT BALANCE AT 5,000% 02/21 THRU 03/19 | 5.0000 | 3,330.91 | ||||
| TOTAL | $3,424.80 | ||||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 03/01/01 | JOURNAL | FROM: XPK/102-16490-2-USD * JRL * | 681,460.42 | |
| TOTAL | $681,460.42 |
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Park Avenue New York, New York 10167¶
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Your messages¶
Bear, Stearns Securities Corp. Net Capital and Net Capital Requirements:¶
At November 30, 2000 and January 26, 2001, the Company’s net capital of $2,620,960,000 and $2,761,817,000 was approximately 9% and 10% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $572,456,000 and $559,381,000 by $2,048,504,000 and $2,202,436,000, all respectively.¶
A complete copy of the Bear, Stearns Securities Corp, Statement of Financial Condition is available on the web site www.bearstearns.com. Alternatively, to request a free printed copy please call toll free 1-866-299-9331.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
******* End of Statement*******¶
HEALTH & SCIENCE INTERESTS II¶
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