EFTA00196669¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2003 |¶
| :--- | :--- |¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 38,234,784 |
| NET CREDIT BALANCE | 898,233 |
| NET EQUITY THIS PERIOD | $39,133,017 |
| NET EQUITY LAST STATEMENT | 35,796,789 |
| CHANGE SINCE LAST STATEMENT | 3,336,229 |
ACCOUNT NUMBER¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 1, 2003¶
THROUGH October 31, 2003¶
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00196671¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $820,760.61 |
| Funds Deposited | 21,500.00 |
| Dividends/Interest | 100,216.45 |
| Miscellaneous | 6.07 |
| Amount Credited | $121,722.52 |
| Funds Withdrawn | -43,000.00 |
| Dividends/Interest Charged | -1,250.00 |
| Amount Debited | $-44,250.00 |
| Net Cash Activity | 77,472.52 |
| Closing Balance | $898,233.13 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 69,091.83 | 47,808.28 |
| Margin | 447,668.52 | 547,924.59 |
| Short | 304,000.26 | 302,500.26 |
| Net Cash Balance | $820,760.61 | $898,233.13 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 100,000.00 | 542,636.91 |
| Substitute Payment | 0.00 | 194,747.20 |
| Credit Balance Int. | 216.45 | 1,250.17 |
| Total | $100,216.45 | $738,634.28 |
| Margin Int. Paid | 0.00 | -44,988.13 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 898,233 | |
| Equities | 335,750 | 38,570,534 |
| Total | $335,750 | $39,468,767 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | October 1, 2003 |
| THROUGH | October 31, 2003 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | September 30, 2003 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
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BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 898,233 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $898,233 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | MRGN | 100,000 | 14.0000 | 1,400,000 | ||
| GALYANS TRADING INC | GLYN | MRGN | 150,000 | 13.1100 | 1,966,500 | ||
| HOLLINGER INTERNATIONAL INC CL A | HLR | SHRT | -25,000 | 13.4300 | -335,750 | -5,000 | 1.4892 |
| MBNA CORP | KRB | MRGN | 1,000,000 | 24.7500 | 24,750,000 | 400,000 | 1.6162 |
| TYCO INTERNATIONAL LTD | TYC | MRGN | 100,000 | 20.8800 | 2,088,000 | 5,000 | 0.2395 |
| VECTOR GROUP LTD | VGR | MRGN | 412,658 | 15.7500 | 6,499,364 | 660,253 | 10.1587 |
| SENTIGEN HOLDING CP RSTD Total Equities& Options | CASH | 333,334 | 5.6000 | 1,866,670 $38,234,784 | $1,060,253 | ||
| TOTAL EQUITIES | $38,234,784 | $1,060,253 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,060,253 |
| YOUR PRICED PORTFOLIOHOLDINGS | $39,133,017 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD October 1, 2003¶
FINANCIAL TRUST COMPANY INC¶
THROUGH October 31, 2003¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2003 |¶
| :--- | :--- |¶
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EFTA00196673¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Transaction Detail¶
DEPOSITS AND WITHDRAWALS¶
| DATE | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/09/03 | CHECK | CK FINANCIAL TRUST COMPANY | 21,500.00 | |
| 10/10/03 | CHECK | CK GEORGE V DELSON | 21,500.00 | |
| 10/10/03 | DEPOSIT | CHECK REDEPOSIT FIN TRUST COMPANY | 21,500.00 | |
| TOTAL | -43,000.00 | $21,500.00 | ||
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 10/01/03 | MBNA CORP REC 09/15/03 PAY 10/01/03 | KRB | 1,000,000 | 0.1000 | 100,000.00 | |
| 10/02/03 | HOLLINGER INTERNATIONAL INC CL A DIV CHG 25000 SHS SHORT REC 10/01/03 PAY 10/15/03 | HLR | 1,250.00 | |||
| TOTAL | -1,250.00 | $100,000.00 |
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2003 |¶
| :--- | :--- |¶
STATEMENT PERIOD October 1, 2003¶
THROUGH October 31, 2003¶
FINANCIAL TRUST COMPANY INC¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 10/21/03 | INTEREST ON CREDIT BALANCE AT 0 1/2% 09/21 THRU 10/20 | 0.5000 | 216.45 | ||||
| TOTAL | $216.45 | ||||||
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EFTA00196674¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Transaction Detail (continued)¶
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 10/01/03 | CASH-LIEU | VECTOR GROUP LTD CASH IN LIEU OF,40000 REC 09/19/03 PAY 09/29/03 | 6.07 | |
| 10/06/03 | JOURNAL | MARK TO MARKET | 8,249.00 | |
| 10/06/03 | JOURNAL | MARK TO MARKET SHORT POS | 8,249.00 | |
| 10/13/03 | JOURNAL | MARK TO MARKET | 1,500.00 | |
| 10/13/03 | JOURNAL | MARK TO MARKET SHORT POS | 1,500.00 | |
| 10/20/03 | JOURNAL | MARK TO MARKET | 3,249.00 | |
| 10/20/03 | JOURNAL | MARK TO MARKET SHORT POS | 3,249.00 | |
| 10/27/03 | JOURNAL | MARK TO MARKET | 6,750.00 | |
| 10/27/03 | JOURNAL | MARK TO MARKET SHORT POS | 6,750.00 | |
| TOTAL | -19,748.00 | $19,754.07 | ||
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD October 1, 2003¶
THROUGH October 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | September 30, 2003 |¶
| :--- | :--- |¶
******* End of Statement*******¶
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