EFTA00196663¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| | |¶
| :--- | :--- |¶
| ACCOUNT EXECUTIVE | ZICHERMAN, IRA |¶
| TELEPHONE | |¶
| VISIT OUR WEBSITE | www.bearstearns.com |¶
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | 5 |
| FINANCIAL TRUST COMPANY INC |
| C/O AMERICAN YACHT HARBOR * |
| 6100 RED HOOK SUITE B-3 |
| QUARTERS #2 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
Your Portfolio at a Glance¶
| LAST STATEMENT | October 31, 2003 |¶
| :--- | :--- |¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 39,219,023 |
| NET CREDIT BALANCE | 506,975 |
| NET EQUITY THIS PERIOD | $39,725,998 |
| NET EQUITY LAST STATEMENT | 39,133,017 |
| CHANGE SINCE LAST STATEMENT | 592,981 |
Market Value of Your Portfolio¶
Please report any difference or non-receipt of checks or stocks, indicated as delivered to you, to Client Services at 800-634-1428; or write to Client Services at Bear, Steams Securities Corp., One Metrotech Center North, Brooklyn, N.Y. 11201-3859.¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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EFTA00196664¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00196665¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $898,233.13 |
| Dividends/Interest | 1,496.53 |
| Amount Credited | $1,496.53 |
| Securities Bought | -392,755.00 |
| Amount Debited | $-392,755.00 |
| Net Cash Activity | -391,258.47 |
| ClosingBalance | $506,974.66 |
Same day transfers of cash between account types are not included in this section; such transfers, as well as details for all other transactions this period, appear in Transaction Detail.¶
Cash Balance Summary¶
| OPENING | CLOSING | |
| Cash | 47,808.28 | 246.53 |
| Margin | 547,924.59 | 506,728.13 |
| Short | 302,500.26 | 0.00 |
| Net Cash Balance | $898,233.13 | $506,974.66 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Dividends | 1,250.00 | 543,886.91 |
| Substitute Payment | 0.00 | 194,747.20 |
| Credit Balance Int. | 246.53 | 1,496.70 |
| Total | $1,496.53 | $740,130.81 |
| Margin Int. Paid | 0.00 | -44,988.13 |
Portfolio Composition¶
| Cash/Cash Equivalent | 506,975 |
| Equities | 39,219,023 |
| Total | $39,725,998 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST COMPANY INC¶
| STATEMENT PERIOD | November 1, 2003 |
| THROUGH | November 28, 2003 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | October 31, 2003 |
Your Portfolio Allocation¶
Unshaded portions denote debit balance and/or short market values. The allocation percentage is derived from the absolute market value of your portfolio.¶
EFTA00196666¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
4 of 6¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | 506,975 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $506,975 |
EQUITIES¶
Equities & Options¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|
| FLEXTRONICS INTERNATIONAL LTD | FLEX | MRGN | 100,000 | 16.0300 | 1,603,000 | ||
| GALYANS TRADING INC | GLYN | MRGN | 150,000 | 13.3500 | 2,002,500 | ||
| MBNA CORP | KRB | MRGN | 1,000,000 | 24.5200 | 24,520,000 | 400,000 | 1.6313 |
| TYCO INTERNATIONAL LTD | TYC | MRGN | 100,000 | 22.9500 | 2,295,000 | 5,000 | 0.2179 |
| VECTOR GROUP LTD | VGR | MRGN | 412,658 | 17.0000 | 7,015,186 | 660,253 | 9.4118 |
| SENTIGEN HOLDING CP RSTD | CASH | 333,334 | 5.3500 | 1,783,337 | |||
| Total Equities& Options | $39,219,023 | $1,065,253 | |||||
| TOTAL EQUITIES | $39,219,023 | $1,065,253 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $1,065,253 |
| YOUR PRICED PORTFOLIO HOLDINGS | $39,725,998 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
FINANCIAL TRUST COMPANY INC¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2003 |¶
| :--- | :--- |¶
027¶
11/29/03;08:43 001¶
EFTA00196667¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 6¶
FINANCIAL TRUST COMPANY INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 11/20/03 | 11/17/03 | BOUGHT | HOLLINGER INTERNATIONAL INC CL A COVER SHORT. | HLR | 25,000 | 15.65000 | 392,755.00 |
| TOTAL | -392,755.00 |
|---|
DIVIDENDS¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE ($) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 11/03/03 | TYCO INTERNATIONAL LTD REC 10/01/03 PAY 11/01/03 | TYC | 100,000 | 0.0125 | 1,250.00 | |
| TOTAL | $1,250.00 | |||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|
| 11/21/03 | INTEREST ON CREDIT BALANCE AT 0 1/2% 10/21 THRU 11/20 | 0.5000 | 246.53 | ||||
| TOTAL | $246.53 | ||||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/03/03 | JOURNAL | MARK TO MARKET | 33,249.00 | |
| 11/03/03 | JOURNAL | MARK TO MARKET SHORT POS | 33,249.00 | |
| 11/10/03 | JOURNAL | MARK TO MARKET | 10,250.00 |
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EFTA00196668¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 11/10/03 | JOURNAL | MARK TO MARKET SHORT POS | 10,250.00 | |
| 11/17/03 | JOURNAL | MARK TO MARKET | 8,499.00 | |
| 11/17/03 | JOURNAL | MARK TO MARKET SHORT POS | 8,499.00 | |
| 11/19/03 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 47,808.28 | |
| 11/19/03 | JOURNAL | JOURNAL FROM TYPE 1 TO 2 | 47,808.28 | |
| 11/20/03 | JOURNAL | JOURNAL FROM TYPE 2 TO 5 | 22,254.74 | |
| 11/20/03 | JOURNAL | JOURNAL FROM TYPE 2 TO 5 | 22,254.74 | |
| 11/24/03 | JOURNAL | MARK TO MARKET | 33,000.00 | |
| 11/24/03 | JOURNAL | MARK TO MARKET SHORT POS | 33,000.00 | |
| TOTAL | -155,061.02 | $155,061.02 | ||
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
******* End of Statement*******¶
FINANCIAL TRUST COMPANY INC¶
STATEMENT PERIOD November 1, 2003¶
THROUGH November 28, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | October 31, 2003 |¶
| :--- | :--- |¶
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