EFTA00195760¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
| Financial Summary | 3 |
| Your Portfolio Holdings | 4 |
| Transaction Detail | |
| Trades Not Yet Settled | 11 |
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
ACCOUNT NUMBER¶
FINANCIAL TRUST CO INC¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
STATEMENT PERIOD January 1, 2003¶
| TOTAL VALUE OF SECURITIES THIS PERIOD | 22,463,638 |
| LONG ACCRUED INTEREST | 521,898 |
| NET CREDIT BALANCE | 517 |
| NET EQUITY THIS PERIOD | $22,986,053 |
| NET EQUITY LAST STATEMENT | 14,249,549 |
| CHANGE SINCE LAST STATEMENT | 8,736,503 |
THROUGH January 31, 2003¶
Market Value of Your Portfolio¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00195761¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 11¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00195762¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 11¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $24,520.47 |
| Securities Sold | 25,988,373.53 |
| Dividends/Interest | 954,977.65 |
| Miscellaneous | 14,376,739.01 |
| Amount Credited | $41,320,090.19 |
| Securities Bought | -25,965,207.77 |
| Funds Withdrawn | -366,738.00 |
| Dividends/Interest Charged | -22,648.15 |
| Miscellaneous | -14,989,500.00 |
| Amount Debited | $-41,344,093.92 |
| Net Cash Activity | -24,003.73 |
| Closing Balance | $516.74 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 24,520.47 | 516.74 |
| Net Cash Balance | $24,520.47 | $516.74 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| Govt. Agency Int. | 954,977.65 | 954,977.65 |
| Reverse Repurchase Int. | 1,326.65 | 1,326.65 |
| Total | $956,304.30 | $956,304.30 |
| Bond Purchase Int. | -22,648.15 | -22,648.15 |
Portfolio Composition¶
| Cash/Cash Equivalent | 517 |
| Fixed Income | 22,463,638 |
| Total | $22,464,155 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | January 1, 2003 |
|---|---|
| THROUGH | January 31, 2003 |
| ACCOUNT NUMBER | |
|---|---|
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | December 31, 2002 |
Your Portfolio Allocation¶
EFTA00195763¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
4 of 11¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
STATEMENT PERIOD January 1, 2003¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD(%) |
| CASH BALANCE | 517 | |||||
| TOTAL CASH&CASH EQUIVALENTS | $517 |
THROUGH January 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
FIXED INCOME¶
Government & Agency Obligations¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DATED DATE 10/11/02 BOOK ENTRY ONLY DUE 02/15/2032 1.030% FACTOR = .93356610 | MRGN | 56,013,966 | 10.0663 | 5,638,552 | 150,120 | 3,377,642 | 59.9026 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI DATED DATE 10/01/02 BOOK ENTRY ONLY DUE 02/15/2032 5.630% FACTOR = .93356610 | MRGN | 24,027,354 | 9.1396 | 2,196,011 | 60,122 | 1,352,740 | 61.5999 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DATED DATE 06/07/02 BOOK ENTRY ONLY DUE 03/15/2032 1.000% FACTOR = .87603800 | MRGN | 61,322,660 | 2.7360 | 1,677,757 | 27,251 | 613,227 | 36.5504 | |
| FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SQ DATED DATE 07/08/02 BOOK ENTRY ONLY DUE 03/15/2032 1.630% FACTOR = .88189230 | MRGN | 44,094,615 | 11.6523 | 5,138,016 | 129,935 | 2,923,473 | 56.8989 |
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EFTA00195764¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 11¶
FINANCIAL TRUST CO INC¶
Your Portfolio Holdings (continued)¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FEDERAL HOME LOAN MTG CORP | MRGN | 50,871,897 | 9.1370 | 4,648,141 | 127,293 | 2,864,088 | 61.6179 | |
| SERIES 2483 CL SL | ||||||||
| DATED DATE 07/02/02 | ||||||||
| BOOK ENTRY ONLY | ||||||||
| DUE 03/15/2032 5,630% | ||||||||
| FACTOR = .88189230 | ||||||||
| Total Government& Agency Obligations | $19,298,477 | $494,721 | $11,131,170 |
Corporate Bonds¶
| DESCRIPTION | SYMBOL/CUSIP | ACCT TYPE | QUANTITY | PRICE | MARKET VALUE | ACCRUED INTEREST | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|---|---|
| FANNIE MAE CMO/SERIES 2002-82 | MRGN | 24,347,391 | 13.0000 | 3,165,161 | 27,177 | 1,630,545 | 51.5154 | |
| SK-I/O FLTR DATED DATE 10/02/02 BOOK ENTRY ONLY DUE 10/25/2031 FACTOR = .97389566 | ||||||||
| Total CorporateBonds | $3,165,161 | $27,177 | $1,630,545 | |||||
| TOTAL FIXED INCOME | $22,463,638 | $521,898 | $12,761,715 |
| YOUR TOTAL ACCRUED INTEREST | $521,898 |
| YOUR TOTAL ESTIMATED ANNUAL INCOME | $12,761,715 |
| YOUR PRICED PORTFOLIOHOLDINGS | $22,464,155 |
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EFTA00195765¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CURP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/14/03 | 12/04/02 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,01/03 DUE 01/01/2033 05,500% | 10,000,000 | 100.09375 | 10,009,375.00 | ||
| REF # BS | ||||||||
| 01/14/03 | 01/08/03 | CANCEL SELL | FNMA-30YR(FNMA) GTD SETT,01/03 DUE 01/01/2033 05,500% | 10,000,000 | 101.88672 | 10,188,671.88 | ||
| REF # BS AS OF 01/08/03 TO CIL PREVIOUS SELL | ||||||||
| 01/14/03 | 12/04/02 | CANCEL BUY | FNMA-30YR(FNMA) GTD SETT,01/03 DUE 01/01/2033 05,500% | -10,000,000 | 100.09375 | 10,009,375.00 | ||
| REF # BS AS OF 12/04/02 TO CIL PREVIOUS BUY | ||||||||
| 01/14/03 | 01/08/03 | SOLD | FNMA-30YR(FNMA) GTD SETT,01/03 DUE 01/01/2033 05,500% | -10,000,000 | 101.88672 | 10,188,671.88 | ||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -2,344,000 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT 1,000 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -468 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -1,944,000 |
027¶
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EFTA00195766¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Stearns Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
of 11¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD January 1, 2003¶
INVESTMENT ACTIVITY (continued)¶
THROUGH January 31, 2003¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -917 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -1,685,000 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO 5,580 DUE 03/15/32 PRINCIPAL REDUCTN 01-15-03 | -810 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE 5,980 DUE 02/15/32 PRINCIPAL REDUCTN 01-15-03 | -2,068,000 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE 5,980 DUE 02/15/32 PRINCIPAL REDUCTN 01-15-03 | -44 | |||||
| 01/15/03 | PRINCIPAL | FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI 5,580 DUE 02/15/32 PRINCIPAL REDUCTN 01-15-03 | -887,093 | |||||
| 01/30/03 | 01/27/03 | BOUGHT | FANNIE MAE CMO/SERIES 2002-82 SK-I/O FLTR DUE 10/25/2031 06,697% | 24,347,391 ACCR. INT. | 13.00000 | 3,165,160.89 22,648.15 | ||
| REF # AS OF 01/27/03 | ||||||||
| TOTAL | $-23,385,855.92 | $20,198,046.88 | ||||||
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EFTA00195767¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 11¶
Transaction Detail (continued)¶
DEPOSITS AND WITHDRAWALS¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 01/15/03 | FEDERAL HOME LOAN MTG CORP SERIES 2471 CLASS YT DUE 03/15/2032 1.000 INTEREST PAYMENT 01-15-03 | 1.0000 | 53,055.94 | |||
| 01/15/03 | FEDERAL HOME LOAN MTG CORP SERIES 2483 CL SL DUE 03/15/2032 5.580 INTEREST PAYMENT 01-15-03 | 5.5800 | 245,598.18 | |||
| 01/15/03 | FEDERAL HOME LOAN MTG CORP SERIES 2488 CLASS SO DUE 03/15/2032 5.580 INTEREST PAYMENT 01-15-03 | 251,029.33 | ||||
| 01/15/03 | FEDERAL HOME LOAN MTG CORP SERIES 2530 CLASS SE DUE 02/15/2032 5.980 INTEREST PAYMENT 01-15-03 | 5.9800 | 289,442.02 | |||
| 01/15/03 | FEDERAL HOME LOAN MTG CORP SERIES 2526 CLASS SI DUE 02/15/2032 5.580 INTEREST PAYMENT 01-15-03 | 5.5800 | 115,852.18 | |||
| TOTAL | $954,977.65 | |||||
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD January 1, 2003¶
THROUGH January 31, 2003¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
027¶
02/01/03;15:12 001¶
EFTA00195768¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
9 of 11¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD January 1, 2003¶
REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS with Bear, Stearns& Co.Inc.¶
THROUGH January 31, 2003¶
ACCOUNT NUMBER¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
MISCELLANEOUS¶
027¶
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EFTA00195769¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
10 of 11¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD January 1, 2003¶
THROUGH January 31, 2003¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
027¶
02/01/03;15:12 001¶
EFTA00195770¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
11 of 11¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
STATEMENT PERIOD January 1, 2003¶
THROUGH January 31, 2003¶
ACCOUNT NUMBER¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 01/22/03 | JOURNAL | FITG TO FITM | 413,789.00 | |
| TOTAL | -$14,989,500.00 | $14,376,739.01 |
TAXPAYER NUMBER On File¶
| LAST STATEMENT | December 31, 2002 |¶
| :--- | :--- |¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT | |
|---|---|---|---|---|---|---|---|---|---|
| 02/13/03 | 01/08/03 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,02/03 DUE 02/01/2033 05,500% REF # | 10,000,000.00 | 101.4375 | 10,143,750.00 | |||
| 04/14/03 | 01/27/03 | BOUGHT | FNMA-30YR(FNMA) GTD SETT,04/03 DUE 04/01/2033 05,500% REF # | 10,000,000.00 | 100.6093 | 10,060,937.50 | |||
| TOTAL | |||||||||
The above trades do not appear in any other section of this statement.¶
******* End of Statement*******¶
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