EFTA00195507 | | :--- | :---¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
Financial Summary 3¶
Your Portfolio Holdings … 4¶
Transaction Detail … 5¶
Trades Not Yet Settled … 7¶
Your Messages 8¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSDIARY¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
| NET DEBIT BALANCE | -33,514 |
| NET EQUITY THIS PERIOD | $-33,514 |
| NET EQUITY LAST STATEMENT | 0 |
| CHANGE SINCE LAST STATEMENT | -33,514 |
| LAST STATEMENT | January 30, 2004 |¶
| :--- | :--- |¶
FINANCIAL TRUST CO INC¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
STATEMENT PERIOD January 31, 2004¶
THROUGH February 27, 2004¶
This summary is for informational purposes only. It is not intended as a tax document. This statement should be retained for your records. See reverse side for important information.¶
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CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
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Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
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EFTA00195509¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | $0.28 |
| Securities Sold | 180,922,421.92 |
| Dividends/Interest | 12,362.64 |
| Amount Credited | $180,934,784.56 |
| Securities Bought | -120,464,062.50 |
| Dividends/Interest Charged | -191,620.89 |
| Miscellaneous | -60,312,615.00 |
| Amount Debited | $-180,968,298.39 |
| Net Cash Activity | -33,513.83 |
| Closing Balance | $-33,513.55 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | 0.28 | -33,513.55 |
| Net Cash Balance | $0.28 | $-33,513.55 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| U.S.Govt.Bond Int. | 12,362.64 | 270,215.20 |
| Reverse Repurchase Int. | 36,484.42 | 45,559.99 |
| Total | $48,847.06 | $315,775.19 |
| Bond Purchase Int. | -191,620.89 | -239,849.82 |
| Repurchase Int. Exp. | 0.00 | -32,620.53 |
Portfolio Composition¶
| SHORT | LONG | |
| Cash/Cash Equivalent | 33,514 | |
| Total | $33,514 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metratech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | January 31, 2004 |
| THROUGH | February 27, 2004 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | January 30, 2004 |
Your Portfolio Allocation¶
02/28/04;11:32 001¶
EFTA00195510¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
4 of 8¶
Your Portfolio Holdings¶
CASH & CASH EQUIVALENTS¶
Bear, Steams Securities Corp.¶
One Metratech Center North¶
Brooklyn, New York 11201-3859¶
| DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | MARKET VALUE | ESTIMATED ANNUAL INCOME | CURRENT YIELD (%) |
|---|---|---|---|---|---|---|
| CASH BALANCE | -33,514 | |||||
| TOTAL CASH & CASH EQUIVALENTS | $-33,514 |
FINANCIAL TRUST CO INC¶
| YOUR PRICED PORTFOLIOHOLDINGS | $-33,514 |
|---|
STATEMENT PERIOD January 31, 2004¶
Repurchase and Reverse Repurchase Transactions¶
THROUGH February 27, 2004¶
with Bear, Stearnsand Co. Inc. outstanding as of date of statement¶
AGCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 30, 2004 |¶
| :--- | :--- |¶
| PURCHASE/ START DATE | REPURCHASE DATE | PRICING RATE | PURCHASE PRICE/ PRINCIPAL | ACCRUED REPO INTEREST* | QUANTITY (FACE AMOUNT) | CUSIP | DESCRIPTION | ||
|---|---|---|---|---|---|---|---|---|---|
| YOU SOLD (REPO) | 01/26/04 | OPEN | 1.050 | -20,100,000 | -12,702 | -20,000,000 | USTR | 3.2500 01/15/09 | |
| TOTAL REVERSE REPURCHASE TRANSACTIONS | $0 | $0 | |||||||
| TOTAL REPURCHASE TRANSACTIONS | $-20,100,000 | $-12,702 | |||||||
As of statement date¶
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EFTA00195511¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
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FINANCIAL TRUST CO INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 02/04/04 | 02/03/04 | SOLD | UNITED STATES TREASURY NOTE DUE 01/31/2006 01,875% JJ 31 YIELD 1,759 TO MATURE GVER REF # A3 AS OF 02/03/04 | -10,000,000 | 100.22656 ACCR. INT. | 10,022,656.25 2,060.44 | ||
| 02/04/04 | 02/03/04 | SOLD | UNITED STATES TREASURY NOTE DUE 01/31/2006 01,875% JJ 31 Yield 1,759 TO MATURE GVER REF # B3 AS OF 02/03/04 | -50,000,000 | 100.22656 ACCR. INT. | 50,113,281.25 10,302.20 | ||
| 02/04/04 | 02/03/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 12/31/2006 01,875% JD 30 Yield 1,703 TO MATURE GVER REF # A3 AS OF 02/03/04 | 10,000,000 ACCR. INT. | 100.32031 | 10,032,031.25 18,028.85 | ||
| 02/04/04 | 02/03/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 12/31/2006 01,875% JD 30 Yield 1,703 TO MATURE GVER REF # B3 AS OF 02/03/04 | 50,000,000 ACCR. INT. | 100.32031 | 50,160,156.25 90,144.23 | ||
| 02/04/04 | RECEIVED | UNITED STATES TREASURY NOTE DUE 01/31/2006 1,875 1,875 DUE 01/31/06 FITG RESALE AGREEMENT | 60,000,000 | 60,300,000.00 | ||||
| 02/04/04 | DELIVERED | UNITED STATES TREASURY NOTE DUE 12/31/2005 1,875 1,875 DUE 12/20/05 FITG TERM RESALE AGREEMENT | -60,000,000 | 60,450,000.00 | ||||
| 02/27/04 | 02/26/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 01/31/2006 01,875% JJ 31 Yield 1,635 TO MATURE GVER REF # A1 | 10,000,000 ACCR. INT. | 100.45313 | 10,045,312.50 13,907.97 |
027¶
02/28/04;11:32 001¶
EFTA00195512¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
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FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD January 31, 2004¶
INVESTMENT ACTIVITY (continued)¶
THROUGH February 27, 2004¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUN |
|---|---|---|---|---|---|---|---|---|
| 02/27/04 | 02/26/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 01/31/2006 01,875% JJ 31 YIELD 1,635 % TO MATURITY GVER REF # B1 | 50,000,000 | 100.45313 | 50,226,562.50 | ||
| 02/27/04 | DELIVERED | UNITED STATES TREASURY NOTE DUE 01/31/2006 1,875 1,875 DUE 01/31/06 FITG A2 TERM RESALE AGREEMENT | -60,000,000 | 60,300,000.00 | ||||
| TOTAL | $-180,955,683.39 | $180,898,300.14 | ||||||
REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS with Bear, Stearns& Co.Inc.¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 02/04/04 | INTEREST | UNITED STATES TREASURY NOTE DUE 12/31/2005 1,875 FITG A4 RESALE INTEREST | 14,675.92 | ||||
| 02/27/04 | INTEREST | UNITED STATES TREASURY NOTE DUE 01/31/2006 1,875 FITG A2 RESALE INTEREST | 21,808.50 | ||||
| TOTAL | $36,484.42 | ||||||
027¶
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EFTA00195513¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
7 of 8¶
Bear, Steams Securities Corp.¶
One Metrotech Center North Brooklyn, New York 11201-3859¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 02/05/04 | JOURNAL | FITG FITM | 12,615.00 | |
| TOTAL | -12,615.00 |
Transaction Detail (continued)¶
MISCELLANEOUS¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD January 31, 2004¶
THROUGH February 27, 2004¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | January 30, 2004 |¶
| :--- | :--- |¶
Note: The table is not present in the image.¶
Trades Executed Pending Settlement¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/01/04 | 02/26/04 | SOLD | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 YIELD 1,689 % TO MATURITY GVER REF # A1 | -10,000,000.00 | 99.8750 | 9,987,941.58 | ||
| 03/01/04 | 02/26/04 | SOLD | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 YIELD 1,689 % TO MATURITY GVER REF # B1 | -50,000,000.00 | 99.8750 | 49,939,707.88 | ||
| TOTAL | $0.00 | $59,927,649.46 | ||||||
The above trades do not appear in any other section of this statement.¶
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EFTA00195514¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
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Your messages¶
Excess SIPC Account Protection Update¶
Effective February 16, 2004, the commercial insurer through which Bear, Stearns Securities Corp. obtains excess SIPC protection changed to Customer Asset Protection Company (“CAPCO”), a New York licensed insurance company. CAPCO has an A+ financial strength rating from Standard & Poor’s.¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
******* End of Statement*******¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD January 31,2004¶
| LAST STATEMENT | January 30, 2004 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
ACCOUNT NUMBER¶
THROUGH February 27, 2004¶
027¶
02/28/04;11:32 001¶
V828¶