Statements¶
EFTA00195499¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
| ACCOUNT EXECUTIVE | GNMA GOVT BOND |
| VISIT OUR WEBSITE | www.bearstearns.com |
What’s In This Statement¶
Financial Summary 3¶
Transaction Detail 4¶
Your Messages … 8¶
CLEARED THROUGH ITS¶
WHOLLY OWNED SUBSIDIARY¶
| FINANCIAL TRUST CO INC |
| C/O JEFFREY EPSTEIN |
| 6100 RED HOOK QUARTER |
| ST B3 |
| ST THOMAS VI 00802 |
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Your Portfolio at a Glance¶
There are no “Stop Loss” orders or other pending buy or sell open orders on file for your account.¶
CHANGE SINCE LAST STATEMENT 33,514¶
| NET EQUITY THIS PERIOD | 0 |¶
| :--- | :--- |¶
| NET EQUITY LAST STATEMENT | -33,514 |¶
| :--- | :--- |¶
STATEMENT PERIOD February 28, 2004¶
ACCOUNT NUMBER¶
FINANCIAL TRUST CO INC¶
| LAST STATEMENT | February 27, 2004 |¶
| :--- | :--- |¶
Market Value of Your Portfolio¶
TAXPAYER NUMBER On File¶
THROUGH March 31,2004¶
SIPC¶
This summary is for informational purposes only. It is not intended as a tax document.¶
This statement should be retained for your records. See reverse side for important information.¶
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EFTA00195500¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
2 of 8¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
STATEMENT BACKER IS PRINTED ON THIS PAGE¶
027¶
EFTA00195501¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
3 of 8¶
Cash Flow Analysis¶
| THIS PERIOD | |
| OpeningBalance | -33,513.55 |
| Securities Sold | 181,187,137.82 |
| Dividends/Interest | 62,475.48 |
| Miscellaneous | 30,926,395.39 |
| Amount Credited | 176,008.69 |
| Securities Bought | -151,473,254.55 |
| Dividends/Interest Charged | -87,255.26 |
| Miscellaneous | -60,581,985.33 |
| Amount Debited | 142,495.14 |
| Net Cash Activity | 33,513.55 |
| Closing Balance | $0.00 |
Cash Balance Summary¶
| OPENING | CLOSING | |
| Margin | -33,513.55 | 0.00 |
| Net Cash Balance | -33,513.55 | $0.00 |
Income Summary¶
| THIS PERIOD | YEAR TO DATE | |
| U.S.Govt.Bond Int. | 62,470.90 | 332,686.10 |
| Credit Balance Int. | 4.59 | 4.59 |
| Reverse Repurchase Int. | 16,825.29 | 62,385.28 |
| Total | $79,300.78 | $395,075.97 |
| Bond Purchase Int. | -87,250.66 | -327,100.48 |
| Margin Int.Paid | -4.59 | -4.59 |
| Repurchase Int.Exp. | -26,379.55 | -59,000.08 |
CLEARED THROUGH ITS WHOLLY OWNED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brocklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
| STATEMENT PERIOD | February 28, 2004 |
| THROUGH | March 31, 2004 |
| ACCOUNT NUMBER | |
| TAXPAYER NUMBER | On File |
| LAST STATEMENT | February 27, 2004 |
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V829¶
EFTA00195502¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS WHOLLY OWNED SUBSDIARY¶
4 of 8¶
Bear, Steams Securities Corp.¶
One Meterotech Center North Brooklyn, New York 11201-3859¶
FINANCIAL TRUST CO INC¶
Transaction Detail¶
INVESTMENT ACTIVITY¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/01/04 | 02/26/04 | SOLD | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 YIELD 1,689 % TO MATUREMENT GVER REF # A1 | -10,000,000 | 99.87500 | 9,987,500.00 441.58 | ||
| 03/01/04 | 02/26/04 | SOLD | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 Yield 1,689 % TO MATUREMENT GVER REF # B1 | -50,000,000 | 99.87500 | 49,937,500.00 2,207.88 | ||
| 03/01/04 | RECEIVED | UNITED STATES TREASURY NOTE DUE 02/28/2006 1,625 1,625 DUE 02/28/2006 FIOTO A1 RESALE AGREEMENT | 60,000,000 | 60,150,000.00 | ||||
| 03/10/04 | 03/09/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 02/15/2009 03,000% FA 15 Yield 2,856 % TO MATUREMENT GVER REF # A1 | 10,000,000 ACCR. INT. | 101.57813 | 10,157,812.50 19,780.22 | ||
| 03/10/04 | 03/09/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 02/15/2009 03,000% FA 15 Yield 2,856 % TO MATUREMENT GVER REF # A3 | 10,000,000 ACCR. INT. | 101.60938 | 10,160,937.50 19,780.22 | ||
| 03/18/04 | 03/17/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 Yield 1,470 % TO MATUREMENT GVER REF # A1 | 10,000,000 ACCR. INT. | 100.29688 | 10,029,687.50 7,948.37 | ||
| 03/18/04 | 03/17/04 | BOUGHT | UNITED STATES TREASURY NOTE DUE 02/28/2006 01,625% FA 28 Yield 1,470 % TO MATUREMENT GVER REF # B1 | 50,000,000 ACCR. INT. | 100.29688 | 50,148,437.50 39,741.85 |
027¶
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EFTA00195503¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp. One Metrotech Center North Brooklyn, New York 11201-3859¶
5 of 8¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
INVESTMENT ACTIVITY (continued)¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | PRICE | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|---|
| 03/18/04 | DELIVERED | UNITED STATES TREASURY NOTE DUE 02/28/2006 1,625 1,625 DUE 02/28/06 FITG A2 TERM RESALE AGREEMENT | -60,000,000 | 60,150,000.00 | ||||
| 03/22/04 | 03/19/04 | SOLD | UNITED STATES TREASURY NOTE DUE 01/15/2009 03.250% JJ 15 WIELD 2,703% TO MATURITY GVER REF # | -10,000,000 | 102.45313 ACCR. INT. | 10,245,312.50 59,821.43 | ||
| 03/26/04 | 03/25/04 | SOLD | UNITED STATES TREASURY NOTE DUE 01/15/2009 03.250% JJ 15 SPECIAL INSTRUCTIONS GVER REF # AS OF 03/25/04 | -10,000,000 | ACCR. INT. | 0.02 0.01 | ||
| 03/26/04 | 03/25/04 | SOLD | UNITED STATES TREASURY NOTE DUE 02/15/2009 03,000% FA 15 SPECIAL INSTRUCTIONS GVER REF # | -20,000,000 | 0.01 | |||
| TOTAL | -140,734,125.66 | $130,382,783.41 | ||||||
INTEREST¶
| DATE | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | RATE (%) | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|
| 03/01/04 | AVG BAL 3,590RT 1.644 021 OFFICE INTEREST 0204 | 4.59 | ||||
| 03/02/04 | ADJ MONTHLY A/C INT FEB '03 | 4.59 | ||||
| TOTAL | -4.59 | $4.59 |
027¶
04/01/04;12:31 001¶
V829¶
EFTA00195504¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
6 of 8¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 28, 2004¶
THROUGH March 31, 2004¶
REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS with Bear, Stearns& Co.Inc.¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 27, 2004 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/GUSIP | QUANTITY | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 03/10/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG F0700679 A1 3,000 DUE 02/15/09 REPO AGREEMENT | -20,000,000 | 20,300,000.00 | ||
| 03/11/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG F0700679 A2 3,000 DUE 02/15/09 TERM REPO AGREEMENT | 20,000,000 | 20,300,000.00 | ||
| 03/11/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG A1 3,000 DUE 02/15/09 REPO AGREEMENT | -20,000,000 | 20,300,000.00 | ||
| 03/11/04 | INTEREST | INTEREST | UNITED STATES TREASURY NOTE DUE 02/15/2009 3,000 FITG F0700679 A2 REPO INTEREST | 112.78 | |||
| 03/18/04 | INTEREST | INTEREST | UNITED STATES TREASURY NOTE DUE 02/28/2006 1,625 FITG A2 RESALE INTEREST | 16,825.29 | |||
| 03/22/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG A1 3,250 DUE 01/15/09 REPO AGREEMENT | -10,000,000 | 10,250,000.00 | ||
| 03/22/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG A2 3,250 DUE 01/15/09 TERM REPO AGREEMENT | 20,000,000 | 20,100,000.00 | ||
| 03/22/04 | INTEREST | INTEREST | UNITED STATES TREASURY NOTE DUE 01/15/2009 3,250 FITG A2 REPO INTEREST | 23,405.33 | |||
| 03/26/04 | JOURNAL | JOURNAL | UNITED STATES TREASURY NOTE FITG A2 3,250 DUE 01/15/09 TERM REPO AGREEMENT | 10,000,000 | 10,250,000.00 |
027¶
04/01/04;12:31 001¶
EFTA00195505¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
CLEARED THROUGH ITS CLEARLY WOUNDED SUBSIDIARY¶
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
7 of 8¶
FINANCIAL TRUST CO INC¶
Transaction Detail (continued)¶
STATEMENT PERIOD February 28, 2004¶
REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS (continued)¶
THROUGH March 31, 2004¶
ACCOUNT NUMBER¶
TAXPAYER NUMBER On File¶
| LAST STATEMENT | February 27, 2004 |¶
| :--- | :--- |¶
| SETTLEMENT DATE | TRADE DATE | TRANSACTION | DESCRIPTION | SYMBOL/CUSIP | QUANTITY | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|---|---|---|
| 03/26/04 | JOURNAL | UNITED STATES TREASURY NOTE FITG A2 3,000 DUE 02/15/09 TERM REPO AGREEMENT | 20,000,000 | 20,300,000.00 | |||
| 03/26/04 | INTEREST | UNITED STATES TREASURY NOTE DUE 01/15/2009 3,250 FITG A2 REPO INTEREST | 837.08 | ||||
| 03/26/04 | INTEREST | UNITED STATES TREASURY NOTE DUE 02/15/2009 3,000 FITG A2 REPO INTEREST | 2,024.36 | ||||
| TOTAL | -70,976,379.55 | $50,866,825.29 | |||||
MISCELLANEOUS¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 03/01/04 | JOURNAL | FITG FITM | 33,513.00 | |
| 03/02/04 | JOURNAL | FITG FITM | 222,355.00 | |
| 03/04/04 | JOURNAL | FITG FITM | 3.00 | |
| 03/11/04 | JOURNAL | FITG FITM | 58,309.00 | |
| 03/12/04 | JOURNAL | FITG FITM | 113.00 | |
| 03/15/04 | JOURNAL | FITG FITM | 226.00 | |
| 03/19/04 | JOURNAL | FITG FITM | 58,990.00 | |
| 03/23/04 | JOURNAL | FITG TO FITM | 431,728.00 | |
| 03/25/04 | JOURNAL | MISC ADJ TO CASH BAL | 0.36 |
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V829¶
EFTA00195506¶
BEAR STEARNS¶
OFFICE SERVICING YOUR ACCOUNT¶
Bear, Stearns & Co. Inc. 383 Madison Avenue New York, New York 10179¶
8 of 8¶
Transaction Detail (continued)¶
MISCELLANEOUS (continued)¶
CLEARED THROUGH ITS¶
CLEARLY WOUNDED SUBSIDIARY¶
| DATE MO/DAY | TRANSACTION | DESCRIPTION | DEBIT AMOUNT | CREDIT AMOUNT |
|---|---|---|---|---|
| 03/26/04 | RECEIVED | FITG | 140.97 | |
| POOL COUPON 3,0000 FINANCING NET PAIROFF DIFF | ||||
| 03/30/04 | JOURNAL | FITM TO FITG | 30,553,002.39 | |
| TOTAL | -431,985.33 | $30,926,395.39 | ||
Bear, Steams Securities Corp.¶
One Metrotech Center North¶
Brooklyn, New York 11201-3859¶
Excess SIPC Account Protection Update¶
Your messages¶
Effective February 16, 2004, the commercial insurer through which Bear, Stearns Securities Corp. obtains excess SIPC protection changed to Customer Asset Protection Company (“CAPCO”), a New York licensed insurance company. CAPCO has an A+ financial strength rating from Standard and Poor’s.¶
FINANCIAL TRUST CO INC¶
STATEMENT PERIOD February 28, 2004¶
ACCOUNT NUMBER¶
THROUGH March 31, 2004¶
| LAST STATEMENT | February 27, 2004 |¶
| :--- | :--- |¶
TAXPAYER NUMBER On File¶
The Firm believes it is of the utmost importance that clients who purchase or hold mutual funds fully understand the intricacies of the pricing structures and rules which govern these investments. Recently, a joint Industry/NASD Task Force collaborated to create a Disclosure Statement to address these issues. We are providing this Disclosure Statement to you for the purpose of reinforcing these concepts and to initiate the opportunity for further discussion of these issues to the extent you have questions. You are encouraged to contact your financial professional with any questions you have regarding your investments. Additionally, you may review this information online at the following NASD web site:¶
http://www.nasdr.com/breakpoints_statement.asp¶
******* End of Statement*******¶
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