Draft: efta00166799

DB PWM GLOBAL KYC/NCA: PART A rA¶

KYC Case 0 : 01133624¶

Status : 6. Approved¶

			One sheet must be established per relationship - list all accounts included in the relationshi
				1. Relationship Details
	Relationship Name:		EPSTEIN, JEFFREY RELATIONSHIP:00000483290				Booking Center:		New York
	Relationship Manager:		Paul Marx
			II New PWM Relabcaship O Boating PWM Relationship
	Relationship to MYRI:		If existing, please indicate since when the relationship exists, provide reason for new prone and attach ad profile:
			CI Client Referral	g RM Prospect	O Intermediary/KM			•	Cater Source (CIS, etc.)
(lent>	How Was the Cheap) Introduced' How long has the PM personally known the			please provide details (e.g. name of referral source, ow many years RM personally has known client. etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had mutual friend/colleague who introduced them while Paul was at JPIlorgan. Over the course dl a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank
	Does Deutsche Bank pay a retrocession Cr unilar		O Yes			I 2 No
relationship/	compensation to a thud party for the introduction of this		(If Yes, describe/.
			List all Rettig and new accounts involved In this relationship
	Legal Entity Account(s)		Account Name / Number		Opening Date Ontended/actual)
1	RI		Hyperion Ak Inc						10/16/2013
2	El		Hyperion Air Inc — Money Market						10/16/2013
3	2		Hyperion Ak LLC					10/16/2013
4	2		Hyperion Ak LLC -- Money Market					10/16/2013
5	2	JEGE Inc						10/16/2013
6	ig		JEGE Inc — Money Market					10/16/2013
7	2	JEGE LLC						10/16/2013
a	a		JEGE LLC -- Money Market					10/16/2013
9	a	Plan D, LLC						10/16/2013
10	2		Plan D, LLC — Money Market					10/16/2013
accounts.):	Who is the primacy contact person cc the RM/ (Note: This person needs to have signatory rights and/or information right for the		Preferred method of fax contact Harry Beller (indicate phone no., e-mail address, etc ):

One sheet must be established for each account to be opened¶

	2. Account Ownership Summary
	Account Name:								Hyperion Air Inc					Acct Number (el avadtde)
		Account Manager:							Paul Morris
•	What is the purpose of the account (e.g. portfolio management advisory account, custody services, lonoterm invesbnent, payment/expense account)' Checking account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes Indicate from where the asset are expected to arrive' DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account dela/5): Eil Other Institution (Indicate name & location): 1PPlorgan. New York O Physical Deposits (specify cash, securities, cheques, ••.):
	What is the expected site and frequency of regular Inflows and outflows fa the account (indicate estimated number and volume per month)': Roughly 10 Inflows and outflows per month ranging from $1,000 to $10,000
	150000 I Currency What is the expected volume of assets and currency for the account approx. 90 days after opening' I USD
	1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening?
	0 Yes 5 No Does/will the client have Asset Under Management (MN) within 08 under Eur. "
	For each party:	Please list all parties related to the account				• Check if a source of wealth description is required for the party. • Always describe the relationship between the parties in the last cilium. • Please drill down to the ultimate/underlying Beneficial Owner(s)				• Check the appropriate box to describe the relationship of the party to this account (> 1 an be selected). • If none of the check boxes apply, describe the party's relation to the account In the "Other column.
		.egal7escripbon Entity of Source of Wealth required	Parties related to this 'account	AccourOIC liskter Jwnellust		Sealer of / Pounder ctOwner Foundation	Ukimate Benelkialsr	Full POA	POA	`Signatonlmitedignancial IMermearySharetiolderRepresentatoe (RH)	Significant (>-25%) NonOIC entity (indicate 'meshes 1b)		-egal	Grantor/SettlorroundincaOthe	Donor	(please descnbe other roles and/or indicate relationship between parties)
1	El El		HYPerbril AP, Inc 0		O	O	O	O	OU				O	O	O
2	ElEd		Jeffrey fa h	mi	Do		Ed	E	DU			0		0	0
3	•	•	Many Belkr	O	O	a	O	•	O	O		•		O	O

7/30/2019 DB-SDNY-0002574 EFTA_000 16048¶

	2. Account Ownership Summary
	Account Name:						Hyperion Air Inc — Money Market						Aca Number Of avadatilei
		Account Manager:					Paul Monty
	What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary foe the costs associated web ownIng/n.mnIng one of Jeffrey Epsteln's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account cleats): El Other Institution (Indicate name & location): Ohloroan. New York Physical Deposits (specify cash, securities, cheques, ):
	What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1.3 mflows and outflows per month ranging from $1,000 to $10,000
	What Is the expected volume of assets and currency for the account approx. 90 days alter 1 USD 1100000 'Currency opening'
	What is the expected volume or assets and currency for the account approx. one year after 1200000 'Currency I USO opening'
	OYes 5 No Does/will the client have Assets Under Management (AuM) within DB under Eur 3N1'
	Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropnate box to describe the relabonship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties i the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s)
	_coal Entity	Description of Source of Wealth cowed	Parties related to this account	(count Holder	PlC awneatust	Settler of / Founder &Owner Foundation	Ultimate Rene& obi	Signaler) Fun ?OA	ROA	limitedFinarxial ntermedla FIM)	' nificant >,,s%) on-PIC stay indicate mership • )	-egal ateholderRepresentative	GrantoriSettiorfoundingeOther	Donor	(please descnbe other roles and/of indicate relabonship between parties)
	1 D 9		Epstein km"	O	OO		2	0	L,	O		O	O	O
2	g	g	HYPerion Inc	n, 1 0-0	O	O	O	O	O	•		O	O	O
3	O	•	HanY Beller	D	O	n	a	a	D	MI			D	O

7/30/2019 DB-SDNY-0002575 EFTA_000 16049¶

	2. Account Ownership Summary
	Account Name:								Hypenon Air LLC					Acct. Number ellavadatk):
		Account Manager:							Paul Moms
	What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated wth ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): 10 Other Institution (Indicate name & location): Pflorgan. New York O Physical Deposits (specify cash, securities, cheques): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)'+: Roughly 10
	inflows and outflows per myth ranging from $1000 to $10,000
	%000 ICurrency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening' I
	I Currency I USD 1100000 What is the expected volume of assets and currency for the account approx. one year after opening?
	• Yes 2 No Does/will the client have Assets Under Management (AM) within DB under Eur. 3/4?
	For each party: _coal	Please list all parties related to the account. Description		(count	PlC	• Check If a source of wealth description is required for the party. • Always describe the relationship between the parties I the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) Settler of	Ultimate	Signaton		• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. LmitedFmarxial	Significant	.egad		GrantoriSettiorfounchntrOther
	Entity	of Source of wealth cowed	Parties related to this account	molder	awnearust	/ Founder orOwner Foundation	Rene& iator	Fun ?OA	ROA	IntermedLe (Fill)	>,•2944) on-PIC entay Indicate mership %)	areholderRepresentative			Donor	(please descnbe other roles and/or indicate relationship between parties)
I	9	9	nt, ttiPellW1 LLC 9		D	O	O	O	O	O		O		O	O
	O 9		Jeffrey Epstein	y." "	O	O	12)	0	O	O		O		O	O
3	I	II	Beller H	O	O	O	le	N	O	O				D	O

										2. Account Ownership Summary
	Acct. Number Of evadable): Account Name: Hyperion Air LLC — Money Market
		Account Manager:					Paul Morris
	What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term invesbnent, payment/expense account)' Money account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB Location and account cletais):
	El Other Institution (Indicate name & location): 1Pflorgan. New York
	Physical Deposits (specify cash, securities, cheques): •
	What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from ;1000 to $10,000
	What Is the expected volume of assets and currency (or the account approx. 90 days after I Currency I USD 1 100000 opening'
	What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD Welling'
	O yes Kr] No Does/will the client have Assets Under Management (AuM) within DB under Eur 3M'
	For each party:	Please list all parties related to the account.				• Check If a source of wealth description is required for the party. • Always describe the relationship between the parties I the last olumn. • Nene drill down to the ultimate/underlying Beneficial Owner(s)				• Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column.
	_coal Entity	Description of Source of wealth cowed	Parties related to this account	(count Holder	PlC Ovine	Settler of (rust/ Founder orOwner Foundation	Ultimate Benefkialor	Signation Fun ?OA	POA	UmitedFmandal (Fill)	(Significant (>•.2944) Non-PIC entity (indicate ownership le)	-egal intern edlarysharefloldervepresentative	GrantoriSettiorfoundocrOther	Donor	(please describe other roles and/or indicate relationship between parted)
1	9	9	Air, "IndLLC	0	El	O	O	O	OO			O	O	O
2	O	O	Harry Bel	O ❑O		O	O	0	O	O		O	O	O
3	I	5	Jeffrey E pstein	r, i—I	O	O	2	N	O	O			D	O

Imps CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)¶

	2. Account Owners ip Summary
	Account Name:									NW Inc			Acct. Number (If evadable).
		Account Manager:								Paul Morris
	What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with overlie/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): RI Other Institution (Indicate name & location): Wflorgan. New York O Physical Deposits (specify cash, securities, cheques): What is the expected size and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)/ Roughly 10 inflows and outflows per myth ranging from 91000 to 910000
	150000 ICurrency I USD What is the expected volume of assets and currency for the account anima 90 days after openings
	1100000 ICurrency I USD What is the expected volume of assets and currency for the account approx. one year after opening'
	II Yes R)No Does/will the client have Assets Under Management (Aunt) within DB under Eur. /
	For each party:	Please list all parties related to the account.				• Check W a source of wealth description Is required for the party. • Always describe the relationship between he part es n the last column. • Please drill down to the uflimatehanderlytng Beneficial Owner(s .				• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other' column.
	egal Entity	Description of Source of wealth equired	Parties related to this account	AccountOK *rider Ownertrust		Settior of / :launder of Poundals,'	Jltimate Beneficial Owner	Snsnatory_imtedrnancral dr Full POA	?OA	Intermerlary ,FIM)	Significant Shareholder - .25*) Jon-PIC entity 'indicate vnership N)	legal Representative	GrantonSettfor Founderg	Donor	Other (please dtscnbe other roles analo indicate relabonshi between (padres)
1	D	(2)	SEGE Die •	ei	a	o	O	O	o	O		O	L
z	•	El	ksteffrey Epstein	n 1---,		O	El	El	O	O		O	O	•
	•	O	rry BHealler	O	•	n	O	2	•	O		E	O	El

										2. Account Ownership Summary
	Account Name:							JEGE Inc — Money Market						Acct Number Of avadatiel
		Account Manager:						Paul Mortis
										account to hold the funds necessary for the costs associated wed owning/running one of Jeffrey Epsteln's airplanes		What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)' Money
	Indicate	from where the assets are expected to arrive'
0						DB Group: Same Bookaig Center (indicate account number):
0	DB Group: Other Booking Center (indicate DB location and account detais): 5
Other Institution (Indicate name & location): 1Pflorgan. New York
PhYskal Deposits (specify cash, securities, cheques-): 0
	What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflons per month ranging from $1000 to $10,000
	What is the expected volume of assets and currency for the account appria 90 days after opening' 1100000 ICurfency I USD
	What is the expected volume of assets and currency for the account approx. one year after 1200000 'Currency I USD opening'
						Does/will the client have Assets Under Management (Anal) within DB under Eur 3M'					ales INo
	For each party:	Please list all parties related to the account				• Check if a source of wealth description Is required for the party. • Always describe the relationship between he parties n the last column.				• Check the appropriate box to describe the relationship of the party to this account (> I can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column.
• Please drill down to the ultimate/underlying Beneficial Owner(s . Settior of _coal Description AccountOK Holder Ownertrust / of Source Entity of ivealth Pounder of cowed Foundation Parties related to this account					Jltimate Beneficialat Owner	Signatory_imRedinancial Full POA	?OA	intermeoary ,F1/1)	Significant Shareholder .-?Sr) on-PIC entity 'indicate pimership N)	legal Representative			GrantooSettfor Founding Donor	Other (please dtscnbe other roles andior indicate relationship between ipartes)
	1 ED Ea		JEGE Inc •	2]	a	o	o	o	o	o		_	L
z	•	0 k steffrey n 0 0 El El El Ep in 1---,							0	0		•
	•	0	rry BHealler	0 ❑	•	n	0	2	•	0		E	E		El

										2. Account Ownership Summary
	Account Name:							JEGE LLC			Acct Number (favadable)
		Account Manager:								Paul Morris
	What is the purpose of the account (e.g. portfolio management advisory account ustody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstelifs airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): 2 Other Institution (Indicate name & location): 1Pflarger,. New York
	El Physical Deposits (specify cash, securities, cheques-):
	What is the expected size and frequency of regular inflows and outflows fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000
	I Currency I USD What is the expected volume of assets and currency for the account ataxia 90 days after opening' I 5°I)))
	1100000 I Currency I USD What is the expected volume of assets and currency for Ihe account approx. one year after opening?
						Does/will the client have Assets Under Management (Anal) within DB under Eur. 314/						Oyes ri No
	For each party:	Please list all parties related to the account.				• Check If a source of wealth description Is required for the party. • Always describe the relationship between he parties n the last column. • Please drill down to the uttimatefunderlying Beneficial Owner(s .				• Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column.
	.egal Entity	Description of Source of wealth cowed	Parties related to this account	AccountOK Holder OwnertruSt		Settior of / sounder of Poundal's°	Jltimate Beneficial,, Owner	Full POA	?OA	Sgnatory_imrtedinancial Intermssary l'FIM)	Significant Shareholder -.2Ss,) on-PIC entity 'indicate gime/ship N)	legal Representative	GrantooSettior Founding	Donor	Other (please descnbe other roles and/or indicate relationship between ipartes)
1			Bells				El	2	O	O		E	L
2	5	2	JEGE, LL C	la	•	O	O	O	O	O		O	O	•
	•	2	EJeffrey pstnn inI—J		•	O	2	2	•	O		O	O	O

										2. Account Ownership Summary
	Account Name:							JEGE LLC -- Money Market						Acct. Number (a'avadra	):
		Account Manager:						Paul Marls
li	Indicate	from where the assets are expected to arrive'				DB Group: Same Boolthg Center (indicate account number):				account to hold the funds necessary for the costs associated wth ownkig/running one of Jeffrey Epstein's airplanes		What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money
0						DB Group: Other Booking Center (indicate DB location and account Otte/5):
	El Other Institution (Indicate name & location): 1Pflorgara New York
Physical Deposits (specify cash, securities, cheques): •
	number and volume per month)': Roughly 1-3 What is the expected site and frequency of regular inflows and outflows for the account (indicak estimated inflows and outflows per myth ranging from ;1000 to $10000
	IWO I Currency What is the expected volume of assets and currency for the account appna 90 days after opening, ' 1°°00°
	What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening'
						Does/will the client have Assets Under Management (Anal) within DB under Eur 3M'					Ores El No
For • If	Please each • Check • Check none • Always • Please	list party:	all parties related to the account			If a source of wealth description is required for the party. describe the relationship between he parties n the last column. drill down to the ultimate/underlytng Beneficial Owner(s .				the appropriate box to describe the relationship of the party to this account (> 1 can be selected). of the check boxes apply, describe the party relation to the account in the 'Other' column.
AccountIC Settior of Description _coal Holder °wheel -rust / Entity of Source "launder of of Wealth equired Poundals,' Parties related to this account						Jitimate Beneficialair Owner	Sgnatory_imrtedinancial Full POA	?OA	Intermelary 'PIM)	Significant Shareholder '-?Sec,) Ion-PIC entity 'indicate mnetship s)	legal Representative			GrantooSettfor Founding Donor	Other (please dtscnbe other roles anchor indicate relationship between (parties)
i	GE. O 0 0 0 0 El 0 El E?) LLC H								_ E	L
2	•	E.)	wi pstemtty in E	1--.	•	O	El	El	0	0		0	O		•
	•	0	rry BHealler	O ❑	•	n	0	2	•	D		E	O		El

	2. Account Ownership Summary
	Account Name:									Plan D, LLC				Acct Nunter °Ian"(ak)
		Account Manage:								Paul Morris
0		Indicate from where the assets are expected to arrive/				O DB Group: Same Booking Center (indicate account number): DB Group: Other Booking Center (indicate DB location and account details): RI Other Institution (Indicate name & location): 1Pflorgan. New York O Physical Deposits (specify cash, securities, cheques): What is the expected size and frequency of regular inflows and out				What is the purpose of the account (e.g. pxdoho management advisory account custody services, long-term investment payment/expense account)/ Checkkig account to hold the funds necessary fee the costs associated with ovnang/ninnIng one of Jeffrey Epsteln's airplanes fa the account (indicate estimated number and volume per month)'+: Roughly 10
	inflows and outflows per month ranging from $1000 to $10,00 150000
	What is the expected volume of assets and currency for the account ewer. 90 days after opening/ I CurnaCY I USD
	'USD 1100000 I Currency What is the expected volume of assets and currency for the account approx. one year after opening?
						Does/will the client have Assets Under Management (Aual) within DB under Eur.				/		III Yes El No
	For each party:	Please list all parties related to the account.				• Check tf a source of wealth description Is required for the party. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s .				• Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column.
Settfor of Jltimate _coal Description AccountOK Srgnatory_imdedrnancial Wrier °newel -rust / Entity of Source Beneficial or Full :Rounder of of wealth Owner POA moulted roundalaso Parties related to this account							?OA	Interme6ary ,FIM)	Significant Shareholder • -.25*) eon-PIC entity 'indicate ometship N)	legal	Representative	GrantooSettior Founding	Donor	Other (please descnbe other roles andior indicate relationship between ipartes)
3	9	9	Plan D' LLC la		O	O	O	O	O	O		O		O
	I:1 2		Epstein jeffreY O		OO		2	2	o	o		O		e	•
3	•	•	HanY Bel	O ❑	•	D	O	2	•	O		E		O	El

										2. Account Ownership Summary
	Account Name:							Plan D, LLC — Money Market					Acct. Number 6/svadafeet.
		Account Manage:					Paul Morris
	What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)'' Money Market account to hold the funds necessary for the costs associated with owning/running one ci Jeffrey Epstein's akplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate 06 location and account Octets): El Other Institution (Indicate name A location): Whlorgan. New York O PhYskal Deposits (specify cash, securities, cheques, ): What is the expected size and frequency of regular inflows and outflows for the account (indicaW estimated number and volume per month)': Roughly 1-3
	inflows and outflows per month ranging from $1000 to $10000
	What is the expected volume of assets and currency for the account approx. 90 days after 1100000 I Currency I USD clothing,
	What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening'
						Does/vd0 the client have Asset Under Management (AuM) within DS under Eur.				,	O Yes 2 No
	For each party:	Please list aN parties related to tM account.				• Check If a source of wealth description is required for the party. • Check the appropriate box to desc be the relationship of the party • If none of the ch ck boxes apply, escdbe the party relation to • Misery, describe the relationship between he parties in the last • Plate drill down to the ultimate/underlying Beneficial Ownes(s		column.		to this account (> 1 can be selected). the account In the 'Other' column.
.egal `Senior of AccountbK Description of Source Holder 3wnerTrust/ Entity sounder of of Wealth roundabon required Parties related to this account							Atimate Beneficial, Owner	Full VA	?OA	gignatoryOrNtedtinarxial rntermerlary ;MM)	Significant ;>,25%) Yon-PIC entity (Indicate ownership 40	kepi ShareholderCepresentative		UrantoriSettortoundMgOther	Donor	(please describe other roles and/or Indicate relationship between parties)
1	2	2	Man D, LLC	izi	O	O	OO O O					O	O	O
mer ri O O O 'Ta 2 Ep kstein '								El	OO			O	O		O
3	•	II	BMarl' eller	O	O	•	O	5	•	O		•	•		•

7/30/2019 DB-SDNY-0002583 EFTA_000 16057¶

	One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa

3A. Individual Details (for all parties)¶

Individual's Name:	Jeffrey Epstein - 00000483289			Date of Birth.		1/20/1953
Country of Residence:	USVI			Country d Citizenship:		USA
	Address of primary residence: Lille Saint James Saint Thomas 00802 US Virgin Islands			Has client resided outside of Ns/her country of nationality far S years or more		El yes ®No
Profession/Occupation:	Self Employed			Tax ID / SSN:
Current Employer:	Southern Rnancial LLC			Posibon/Trtle/Rank:		President
Address of employer:	6100 Red Hook Quarter 83 St Thomas USW 00802
	Does the person work as senior executive of a DB-recognized regulated entity in the financial ridustry, or an entity listed on DB-recognised exchange' (Not applicable for operating entitles			r--i Li Yes Z No
Is the individual a Politically Exposed Person (PEP)'(d Yes, cksente)				O Yes E4g No
is the individual related to an employee of the D8 group'(d To the best of your knovAedge, FM* Friendshs detaibt) or				2 None 0 Flints/ Up 0 Family
To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)' (/ Yes,decarbe)			0 No • Yes
If applicable, indicate which bank officers have met the Indicate Mitre and when the client mei:6819(s) took place: person:
Bank Officer Name(s)	Bank Office:	Client Private Domicile:	Client Place of Business:	Other Location (specify):		Date:
		O	•	O
		O	O	•
	iii

O Wealth Details for this individual are not filled in, because they are the same as for the following person:
38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the IndlVduars Business:					nts Private
Primary Country of source of wealth/source of Funds'
		Primary industry of source of Wealth/Source of Funds'
Summarize Source of Wealth:					g Business owner 0 salary/Earnings	investment 0 Inheritance/Gifts 0 Other:
firms	Further Describe Source of WeaRh /Detail the history of swath or each of the sources: (e.g. For trusts, how did settlor accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in bushiest, how many employees, level of profitability' Indicate type of business, countries of mayor activities, Mportant business partners.) Epstein begs his financial career in 1976 as an options trader *Bear Steams and became a partneri n 1980. In 1982, Epstein founded his awn finance] management firm, 3. Epstein 8 Co., managing the assets of clients with more than a billion In net worth. In 1996, Epstein changed the name of his film to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. Al of his clients were anonymous except for the very wealthy businessman Leslie Wexner. its wealth has come from his days at Bear Steams and his financial management
	Estimated amount of investable assers($): $100 MM - 500 MM Estimated Annual Income($): 10,000,000.00
	Mauro of assets planned to invest with PWTI($): $100 MM • SOO MM Estimated Net Worlh($):
Other Known Fnancial Institutions:
Institution	3Pflorgan			Est Assets Under Mgt: USA
I Country: '200,000,000.00

EFTA_00016058¶

Institution:		Counby:		Est Asset Under Mgt:
Institution:		Counby.		Eu Asset Under Mgt:
Please indicate the famly situation of the individual (marital status, other family members, etc.):

One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - Date of Birth. Country of Residence: USA Country d Ctzenship: USA Address of primary residence: Has client resided outside of his/her country of nationality for S years or more El yes ®No Profession/Occupabon: Accountant Tax ID / SSN: Current Employer HOOK Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Floor New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial ndustry' or an entity listed on DB-recognised exchange' (Not applicable for operating entitles r--i L.l Yes Z No Is the individual a Politically Exposed Person (PEP)>(dYes, cksente) Oyes O NO To the best of your knovdedge, FM* Friendshs detaibt) Is Me Individual related to an employee of the DB group'(d CI Family 0 FrierxIstilp 2 None or To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or services)'(/ Yes,decarbe) • Yes Iii No If applicable, indicate which bank officers have met the person: Indicate where and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Domicile: Client Place of Business: Other Location (seedy): Date: Paul Morris O • 0 9/13/2013¶

0 Wealth Details for this individual are not filled in, because they are the same as for the following person:
	38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the IndlVduars Business:
		Primary Country of source of wealth/source of Funds'
		Primary industry of source of Wealth/Source of Funds'
Summarize Source of Wealth:					DElusiness owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gifts 0 Other:
Further Describe Source d Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of miler activities, important business partners.)
Estimated Annual Income($):					Estimated amount cf investable assets($):
Estimated Net Worth($):					Amount of assets planned to invest with PWTI($):
	Other Known Enamel Institutions:
Institution:		Est Assets Under Mgt: Country:
Institution:	Country:					Est Assets Under Mgt
Institution:	Est Assets Under Mgt: Country:

O O O ID El II¶

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Please indicate the family situation of the individual (marital status, other family members, etc.):¶

One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Somme
3C. Legal Entity Details (For al Legal Entities)
Legal Entity Name:	Hyperion M. LLC - 00000487225
Type of Entity:	O Partnership	O FoundatavAssaiabon El Trust RI Company O Estate	Purpose of Early:	Pi Private Investment • phuneruppk/charbabk 0 Commercial
Type of Enbty Other (specify):			Purpose of Entity Other (specify):
County of I ncorporationftegistrabon:	US Virgil Islands		Date incorpoforatiOn / reasbabat	10/19/2012
Vokker Status:		Vokker Flag:
Address (city, street post code):	6100 Red Hook. Quarter 83 St Thomas 00802 USVI		U.S. TIN/EIN:	66-0795359
revocablity,settlor and benefici ries,etc.: Single member U.C. Jeffrey Epstein is sole member/owner				Provide a description of the entity's organlzatknal structure, its ownership structure and its Top Management For trusts/foundabons, include information about
from Jeffrey Epstein				Please indicate how ownership of the legal entity Is reflected: Single member U.C. Jeffrey Epstein is sole member/owner. Initial capital conbibution el $1,000
•	Special attention: Bearer Shares - Indicate 'Acre shares are custodied:
member/owner				Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Ina the same persona) Single member LLC. Jeffrey Epstein is sole
— No Fa To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche yes U Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?
Describe Hahn of Entity's Primary Business and Imestment Activities
Nature of the business:	This is a company formed to hold funds fa the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventuay lake over for Hyperion Air Inc. Hyperion Air Inc WO be closed within a year
Countries where business is transacted:		USA, USVI
1 Number of employees:

	3D. Wealth Profile (Only for parties requiring source of wealth descriptkm as indicated in Section 2)
Primary Country of source of wealth/source of Funds'
Primary Industry of source of Wealth/Source of Funds/
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsfliabilibes): This is a company formed to hold funds for the taxes and payment of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payment for Hyperion Air Int. Hyperion Air Inc will be closed %thin a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All funds for this company come from Jeffrey Epstein's source d wealth.
	Estimated gross receipts ISIS):
Eetimated net vet.! ($):
	Estimated investable assets ($):		<$1 MM
Potential Amount to be invested with MN ($): 300,000.00
	Other Know, Financial Institutions:
Institution:	3PMagan	Country:	Est. Assets Under Mgt: USA				300,000.00
Institution:		County				Est. Assets Under Mgt

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I Institution:	I	I Country:			I	Est. Assets Under Mgt
I One sheetmint be established for EACH LEGAL ENTITYinSection 2. AccountSummary
3C. Legal Entity Details (For al Legal Entitles)
	Man D, LLC - 00005487219 Legal Entity Name:
Type of Entity:		OFoundabon/Associabon El Tnrst El Company O Estate OPartnership	Purpose of Entity:			2Private Imesbnent O phiand"opkichadtabk • Commercial
	Type of Entity Other (specify):				Purpose of Entity cify): Other (spe
County of US Virgin Islands incorporation/registration:					Date of incorporation /	10/19/2012
Volcker Status:			Yokker Flag:
Address (city, street, post code):		6100 Red Nook, Quarter B3 St, Thomas 00802 USVI	U.S. TIN/EIN:			66-0795246
	revocabilty,settlor and benefici ries,ete:	Provide a description of the entities organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about Snore member LLC. Sole member is Jeffrey Epstein
Jeffrey Epstein		Please indicate how ownership of the legal entity is reflected: Single member LLC. Sole member Is Jeffrey Epstein. Initial capital ccatrtrution of $1,000 by
		O Special attention: Bearer Shares - Indicate where shares are custodied:
Describe the chain from the direct owner of the entity to the ultimate beneficial owner Of not the same persons/. Single member LLC. Sole member is Jeffrey Epstein
— TO the best of your knowledge, is the entity party to a non-banking relationship with Deutsche yesU No 0 Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?
Describe Nature of Entity's Primary Business and Investment Activities
LLC created to hold funds to pay for costs associated mth one of Jeffrey Epstein's planes Nature of the business:
	Countries where business is transacted: USA, USVI
	1 Number el employees:
3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2)

	Primary Country of source of weatih/source of Funds,
	Primary Industry of source of Wealth/Source of Funds',
Provide Evidence el Corporate Assets (e.g. balance sheet or equivalent wriimary of assetsfliabates): LLC created to hold funds to pay for cost associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and all source of funds come from Jeffrey Epstein.
	Estimated gross receipt .(5):
Estimated net profit	s (5):
	Estimated investable assets (6):		<$1 MM
	Potential Amount to be invested with PWM (5):		300,000.00
	Other Known Financial Insteutions:
Institution:	3/44organ		Country:	USA	Est. Assets Under Mgt:	300,000.00
Institution:			Country:		EN. Assets Under Mgt
Institution:			Country:		Est. Assets Under Mgt
One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Summary
						I

3C. Legal Entity Details (For at legal Entities)
Hyperion Air, Inc - 00000487224 Legal Entity Name:
Type et Entity:		OFoundaticniAssociabon O Trust RI Company O Estate 0 Partnership					Purpose of Entity	2 Private Investment • phianthropia Commercial	roble O
Type of Enbty Other (specify):						pose IXher (	nti ty of E : specify)
Country of incorporabonfregistrabon:		USA					Incorporation I registration:	7/18/1991.
Vokker Status,						Vokker Rag:
Address (city, street, post code):		6100 Red Hook Quarter 83 SL Thomas 00802 USVI				US. TIN/EIN:		13.3621632
	revcablity,settior and benefici desete.: Jeffrey Epstein is President an sole owner.				Provide a description of the entitles organizational structure, Its ownership structure and Its Top Management. For trusts foundations. include information about
					Please indicate how ownership of the legal entity Is reflected: Jeffrey Epstein is President and sole owner. Owns 100 shares
		O Special attenton: Bearer Shares - Indicate Mitre shares are custodled:
					Describe the chain from the direct owner of the entity to the ultimate beneficial owner Mend the ant pawns/ Jeffrey Epstein Is President and sole owner.
		To the best of your knowledge, Is the entity patty to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?				yes O ,	car M.I N O
		Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:					Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein.
	Countries where business is transacted:			USA, US Virgin Island
Number of employees:				1
					3D. Wealth Profile (Only for parties requiring source of wealth description as Indicated In Section 2)
		Primary Country of source of wealth/source of Funds,
		Primary industry of source of WealthrSource of Funds'
		All funds for this MC come from contributions of the president and sole owner, Jeffrey Epstein.			Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetSilobvites):
	Estimated gross receipts 1111114(8):
Estimated net profit	a (5):
	Estimated investable assets (5):			<51 MM
Potential Amount to be invested with NM (5):				300,000.00
Other Known Financial Institutions:
Institution:	.1PMorgan		Country:		USA		Est. Assets Under Mgt		300,000.00
Institution:	Country:						Est. Assets Under Mgt:
Institution:				Country:		Est Assets Under Mgt:
One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
3C. Legal Entity Details (For all Legal Entrues)
Legal Entity Name:		I JEGE, Inc 00000487244
Type of Entity: Purpose of Entity

littps://dbforcepb.rny. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002589¶

EFTA_00016063¶

	I:foundation/Association O OPartnership	Trust RI Company • Estate		ElPrivate Investment O Phianthropk/Cluritable O iCanmerdal
Typed Entity Other (specify):			Ptrpose of Entity Other (specify):
Country of incorporaboryregistrabon:	USA		Date of incorporation I registration:	9P/2000
Volcker Status:			Vokker Flag:
Address (city, street, post code):	6100 Red Heck, quarter 83 St, Thomas 00802 USVI		US. TIN/EIN:	51-0005649
Provide a description of the entity's organizational structure, its ownership structure and Rs Top Management For busts/foundations, include information about revocability.settlor and bendier ries,etc.: Jeffrey Epstein is the sole owner.
				Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein Is the sole owner. 100 shares have been issued. All owned by Jeffrey Epstein
	O Special attention: Bearer Shares - Indicate where shares are custcdled:
	Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tact the same persons) Jeffrey Epstein is the sole owner. 100 shares have been issued. All ovmed by Jeffrey Epstein
	To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?		— Yes U No 0
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:		Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein.
Countries where business s transacted:		USa, USVI
Number of employees:		1

3D. Wealth Profile (Only for parties requiring source of wealth description as ndicated in Section 2)
Primary Country of wince of wealth/source of Funds'
		Primary industry of source of Wealth/Source of Funds',
Provide Evidence d Corporate Assets (e.g. balance sheet or equivalent summary of assets/katelibes): All corporate hinds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of weath
Estimated gioss receipts SW:
Estimated net pea*. (S):
	Estimated Investable assets ($):			c$1 MM
Potenbal Amount to be invested with PWT1 (5):				300,080.00
	Other Known Friancial Institutions:
Institution:	JPMorgan			Country: USA		Est. Assets Under Mgt:		300,000.00
Institution:				Country:		Est. Assets Under Wt:
Institution:				Country:			Est. Assets Under Mgt:
					One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary
					3C. Legal Entity Details (For al Legal Entities
JEGE, LLC • 00000987216 Legal Entity Name:
Type of Entity: OPartnership			OFoundation/Assocrabon O Trust ifa Company O Estate		Puipose of Entity:		k 2Private Investment O ilanthropk/Charibble 0 a nmerdal

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Type ofEntity Other (specify):			Purpose of Entity Other (speedy):
County of Incorporagon/registratIon:	USVI		Date of uxorporation / registration:	10/19/2012
Volcker Status:			Volcker Flag:
Address (city, street, pod code):	6100 Red Hook, Quarter B3 St, Thomas 00802 USVI		US.TINIEW	66-0795442
Provide a description of the enttYs organizational structure, its ownership structure and Its Top Management For trusts/foundations, include information about revocablity,settlor and benefici nes,etc.: Sage member U.C. Jeffrey Epstein is the sole member
Jeffrey Epstein				Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is the sole member. Initial capital contnbuticrt of $1,000 by
	O Special attention: Bearer Shares • Indicate Were shares are custodled:
sole member				Describe the chain from the direct owner of the entity to the ultimate beneficial owner (if not the same persons) Sank member LLC. Jeffrey Epstein is the
	To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)/:		n Yes I__I No
Describe Nature of Entity's Primary Business and Investment Activities
Nature of the business:		This is a company famed to held funds for the taxes and payments of one of Jeffrey Epsteins airplanes. This LLC was formed to eventualy take over payments for JEGE Inc. Ka Inc will be closed suthin a year
Countries where business is transacted:		USA, USVI
Number d employees:		1

3D. Wealth Profile (Drily for parties requiring source of wealth description as Indicated in Section 2)
Primary Country of source of wealth/source of Funds/
Primary industry of source of Wealth/Source of Funds/
Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sumrnary of assets/liabilizies): Initial funding of $1,000 from sole member Jeffrey Eastern. All corporate assets come from contributions made by the sole owner
Estimated gross receipts p.a.(9):
Estimated net profit pa. ($):
Estimated investable assetS (9):			<$1 MM
Potential Amount to be invested with PWM ($):			300,003.00
Other Known Financial Institutions:
Institution:	**Morgan	Country:		USA	Est. Assets Under Mgt	300.000 00
Institution:		Country:			Est. Assets Under Mgt:
Institution:		Country.			Est. Assets Under Mgt:	I

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									DB PWM GLOBAL KYC/NCA: US/LatAm/Inti PART B
Relationship Name		EPSTEIN, JEFFREY RELATIONSHIP
Risk Rating Comment:
Booking Center	• ii NY	• NY/ Offshore	C Offshore		Risk n Moderate		5 High Risk	Jacqueline tiihthodY
	(Compliance Signature)
OM Employee	O DB Managed PIC				O DB is Trustee/Co-Trustee				• Bearer Shares
				4. Attachments
A. Type of Photo ID Provided									2 Others License O Passport O Natonal/State ID O Other
B. Checklist of names (individuals and/or entries) that were submitted for database searches is attached								1:4' Yes • No
C. Please indicate the results of the database searches performed
ROC searches complete					1Z yes 0 No			negative results found	(Oyes 0 NO
PCR checks complete					21Yes O No			negative results found	21Yes O No
OFAC Cheeks complete					ni yes • No			negative results found	• yes 2 No
BIS searches compete (Lois/Nods Fact's, Reuters, Dow Jones, n					gl Yes O No			negative results found	O Yes 0 No
Denial Ciders checks complete					Ed Yes ONo			negative results found	Oyes ELI No
MartindaleHubbell searched (Lawyers/Law Firms only)					0 yes 5 No			negative results found	• yes 0 No
Please summarize any negative resat from the database searches Indicated above: No negative media No court cases							HYPERICel AIR INC:
HYPERION AIR LLC: No negative media No court cases
)(GE INC: No negabve media No court cases
JEGE LLC: No negative 'redo No court cases D.
PLAN D LLC: No negative media No court cases
HARRY BELIER: Negative Media: Not our client MI negative media pertains to an environmental miacisiotgist Our client is an accountant Court Cases: *I: Disposed In 1987 MI other cases are not our client The other court cases refer to a Dr. Ham/ Beller. Our client is an accountant
JEFFREY EPSTEIN: Previously	and approved in: 01082293 and 01121718
E. To the best of your knowledge, has the client ever been convicted of a criminal offense?								Yes • No

Deutsche Bank AG or any of is subsidiaries or is the customer threatening legation against ❑O Yes No Deutsche Bank AG or any of Its sutekkeries7 (2! Yes, pow* °Sails baby and contact Quafty Mgt 0214Mann) or the Regulatory Control Group and notify Compliance immeeaste/y) G. Does the client or related party have any fk,andal or other assoclatoin / Interactions within countries or regknes sanctioned by the Office of Faelgn Assets Control (OFAC)7 O Yes 2 No¶

To the best of your knowledge, has the customer ever been involved In any past litigation again#¶

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H.	Does the client or related party have any financial or other assooiatonj interactions within high Mk countries'	Oyes @No
	I. Corporate Documentation Attached (Legal Entities Only)	RI Yes O No O Not Appicable
	J. Undisclosed Principal Form Complete (Intermediaries Only)	O Yes O No 2 Not Appkable
	K. U Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not In English, please prod& an Cash summary c the nature/contents of the non-English Documentation:
	L Special Risk Factors
	Does the account have Nexus to Special Risk Countries'	E Eves No
	Is the account structure unusually compkx>	s [ O Yes _, No
	Is there any IndkatIon the client set up a non operating company expressly for the purpose of transferring shares to third parties'	L.Jrm Yes W No
	Is there any indkatkn this could be a prohibited business relationship'	Eves E No
	Are the bearer shares identified subject to acceptable controls'	Eves R No

M. CPO COMMIlifibt
treated By Date		Comments
Brian Biggar	10/4/113 9:56AM	See KYC 01133377 for Info and research re Jeffrey Epstein

ONSHORE APPROVALS
Client Facing Professional (CFP):	Paul Morris	(Signature) Paul Morris	10/3/2013
Office Director/Business Head:	Brian M. Biggar	(Signature) Arian M. Biggar	10/4/2013
Regional Office Director:		(Signature)
AML Business Risk:		(Signature)
MIL Compliance.		(Signature)
	Janice Rankin	Janice Franidn	10/17/2013
	Jacqueline Lightbody	Jacqueline L•ghttody	10/17/2013

LATAM/INTERNATIONAL APPROVALS
Client Facing Professional (CFP):	(Signature)
Account Manager:	(Signature)
Global Market Team Head i(GMTH)/Subglarket Team Head 'SMTH):	(Rgnature)
MIL Business Risk:	(Signature)
Nil Complance	(Signature)

PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl( I) (CFR 's) should establish and maintain business relationships only with persons who satisfy our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis.¶

DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and belief the above information is correct and up to date. I confirm that I have no simpletons relating to the money laundering or unethical activities on the pan of the chews) and that! have followed all the procedures relating to account opening as described in the PWM Americas Procedures and the NMGlobal KYC Policy¶

(1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers. etc.¶

Deutsche Bank Americas New York¶

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